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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ross Fox, Matthew Papazian, Marti Awad, Sarah KeysDynasty Financial PartnersBank of America Merrill Lynch$70011-16-2015
Ron Zimmermann, Gary Peterson, Phillip DispenseRBC Wealth ManagementMorgan Stanley Wealth Management$13211-16-2015
Brian NetheryRobert W. Baird & Co.Stifel Nicolaus & Co.$14011-16-2015
Kim GiannoneRobert W. Baird & Co.Wells Fargo Advisors$10511-16-2015
Daniel A. Roland, Jason B. Miyashita, Amber Leon Guerrero, Maree C. Pelkey, Tiffany C. WalshRaymond JamesMorgan Stanley Wealth Management$1,00011-16-2015
Matt StreiffUBS Financial ServicesMorgan Stanley Wealth Management$9411-16-2015
Neil Short UBS Financial ServicesJPMorgan Chase & Co.$10511-16-2015
Don Donnally, David GreenmanUBS Financial ServicesJPMorgan Chase & Co.$59011-16-2015
Mark C. HutchinsonUBS Financial ServicesCredit Suisse Wealth Services$20411-16-2015
Louis WoolfVoya Financial AdvisorsInvestors Capital$6011-16-2015
Mary Robbins, Stephen Vachon, Maurice Woods,Rene SenesVoya Financial AdvisorsInvestors Capital$5211-16-2015
Dianne Puleo, Jacob Shulam, George TufenkianVoya Financial AdvisorsInvestors Capital$5511-16-2015
Ron Hoffman, Werner Maiwald, Jeff Mishol, Tim O'MalleyVoya Financial AdvisorsInvestors Capital$6811-16-2015
David Chwalek, Bob Curtis, Brian Day-Lewis, David DirubboVoya Financial AdvisorsInvestors Capital$8711-16-2015
Brian WoodsVoya Financial AdvisorsInvestors Capital$10011-16-2015
Lee Rosen, Elana Gofman, Karen Levy Bank of America Merrill LynchMorgan Stanley Wealth Management$30011-16-2015
Edward J. Murphy IIIRBC Wealth ManagementUBS Financial Services$15011-05-2015
Nicole Primack Andres Bank of America Merrill LynchCredit Suisse Wealth Services$60011-05-2015
Nancy K. Leizman, Lisa KlimaRaymond JamesWells Fargo Advisors$19511-05-2015
Jeff Brown, Patrick Ford, Tyler MorrisLPL FinancialWells Fargo Advisors$52511-05-2015
K.C. MartelGolden State Wealth ManagementJPMorgan Chase & Co.$8011-05-2015
Sandeep VarmaFSC SecuritiesLPL Financial$21911-03-2015
Erin Cockman, Angie Hall, Melissa SpoonRaymond JamesWells Fargo Advisors$15011-03-2015
Janet F. Kirk, Anne Hassenfeldt, Nancy Sutton, Mary Beth WishartRBC Wealth ManagementMorgan Stanley Wealth Management$24211-03-2015
Michael Eddy, Chris Eddy, Tony PalazzoTriad AdvisorsWells Fargo Advisors$35011-03-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.