Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew HutchesonRaymond JamesUBS Financial Services$20002-01-2018
Wayne WagnerSecurities AmericaLPL Financial$9101-31-2018
Scot Morris, Alex Brand, Alicia Borghi, Barbara Wiltshire, Hasti ThompsonRaymond JamesWells Fargo Advisors$35001-29-2018
Dennis HallWells Fargo AdvisorsBank of America Merrill Lynch$20001-24-2018
Joseph Troy, Robert Caiaze, Adam Reed, James McNairRBC Wealth ManagementWells Fargo Advisors$60001-24-2018
Sarah MarksRaymond JamesWells Fargo Advisors$16001-18-2018
David Garber, William Thompson, Jason WeberRaymond JamesWells Fargo Advisors$15001-18-2018
Robert Battin, Roger Finucan, Todd HankinsSummit Brokerage ServicesWells Fargo Advisors$15001-18-2018
Greg GreenbergStifel Nicolaus & Co.Wells Fargo Advisors$17801-18-2018
Scott Horowitz, Shelly DeLucasJanney Montgomery ScottRaymond James$10001-18-2018
Gayle Johnson Hightower AdvisorsBank of America Merrill Lynch$11501-17-2018
Tom Hankins, Jay LauzonStifel Nicolaus & Co.Ameriprise Financial$19701-17-2018
Carlton PaceRBC Wealth ManagementWells Fargo Advisors$20001-16-2018
Larry GrillLaSalle St. SecuritiesSecurities America$8001-12-2018
Roger Daniel, Bryan DanielAmeriprise FinancialMorgan Stanley Wealth Management$32801-12-2018
Andrew Egber, Miguel LopezRaymond JamesWells Fargo Advisors$7001-11-2018
Geoff Espe, Larry FlynnStifel Nicolaus & Co.Wheelhouse Securities Corporation$17601-10-2018
Collin Rigler, Eric MontijoRaymond JamesRBC Wealth Management$18001-09-2018
John DeAltoCapitol SecuritiesRBC Wealth Management$37501-05-2018
Jeff Schottenstein, Stuart WechslerFirst Republic SecuritiesBank of America Merrill Lynch$1,50001-05-2018
Phillip Pierre ClosuitRaymond JamesBank of America Merrill Lynch$17001-04-2018
Dana Havens, Ryan Patterson, Delvan Mitchell Jr.Raymond JamesBank of America Merrill Lynch$30001-03-2018
Greg Ostrowski, Ian Arrowsmith, Jay Sprinkel, Ryan Ansted, Shawn WalkerIndependent Financial GroupSII Investments$87501-02-2018
John Hebert, Brandon HebertKestra FinancialUBS Financial Services$6812-29-2017
John DeRosa, Deanna DeRosaRaymond JamesMorgan Stanley Wealth Management$18012-27-2017
Next Page »

Showing 1 to 25 of 3,228 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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