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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margaret M. TowleBank of America Merrill LynchHightower Advisors$012-19-2014
Farid Farhoumand, Ali Farhoumand Next FinancialH. Beck, Inc.$36212-19-2014
Craig A. Houck, Richard L. Schooley, Jr., Alyssa DonaldsonRaymond JamesMorgan Stanley Wealth Management$30012-19-2014
Byron EllisUnited CapitalAmeriprise Financial$50012-15-2014
Robert D. Walsh, Travis C. Jaggers Raymond JamesWells Fargo Advisors$11612-15-2014
Brian M. GedoniusHighPoint Planning PartnersMorgan Stanley Wealth Management$012-15-2014
Erwin Bry, Terry Bry, Lori FugateRaymond JamesWells Fargo Advisors$22012-12-2014
Charles D. DayUBS Financial ServicesMorgan Stanley Wealth Management$18112-12-2014
Annette Hall, Charlene Fisher Lebenthal Wealth AdvisorsKey Private Bank$19312-12-2014
David GunterRaymond JamesStifel Nicolaus & Co.$19112-10-2014
Mario FrattoBank of America Merrill LynchCitigroup$15312-10-2014
Heath McGallion, Christopher Davis, Stan Davis, Hugh Hawkins Bank of America Merrill LynchUBS Financial Services$39512-10-2014
James E. Percifield, David C. Heeren, Brad A. HarderWells Fargo AdvisorsUBS Financial Services$46312-10-2014
David Yucius, Jr., Michael T. DoyleLebenthal Asset ManagementAurora Investment Counsel$25012-08-2014
Howard Franzblau, Richard A. Devine, Wayne Froud, David B. Brennan, Jason Franzblau, Al MyrieRaymond JamesJPMorgan Chase & Co.$90012-08-2014
Gwen GarrisonInvestacorpKovack Securities$5012-08-2014
Robert McDonaldAmeriprise FinancialMorgan Stanley Wealth Management$9512-03-2014
Robert L. BreenAmeriprise FinancialWells Fargo Advisors$6312-03-2014
Hulon B. WhatleyAmeriprise FinancialLPL Financial$6612-03-2014
James G. OsborneAmeriprise FinancialWells Fargo Advisors$8812-03-2014
Chad R. BarberAmeriprise FinancialEdward Jones$7012-03-2014
Mitchell R. McCannAmeriprise FinancialRaymond James$10712-03-2014
Darrach BourkeSummit Brokerage ServicesStifel Nicolaus & Co.$12112-02-2014
Samuel W. Spanos, Gennaro 'Jerry' Marsico, Todd C. Todorich, Robert M. Lewis, George Kruth, Mark ORaymond JamesBank of America Merrill Lynch$53512-02-2014
Dan Foran, John Foran, Jessica Foran, Brian M. Sweatt, Mark Z. WaltersRaymond JamesLPL Financial$20012-02-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.