Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Greenstone, John Araneo, Margie Manning, Anita Srivastava Bank of America Merrill LynchMorgan Stanley Wealth Management$34303-23-2017
Ashley Banks, Donna CarrollRaymond JamesBank of America Merrill Lynch$11203-22-2017
Brian Pick, Terri Fought, Michael Bridgham, Advisor Craig, Christine EngelRaymond JamesBank of America Merrill Lynch$35003-21-2017
Sam Kim, Scott MannRaymond JamesWells Fargo Advisors$13803-20-2017
Brad Levin, David TracyTriad AdvisorsCommonwealth Financial$19003-16-2017
Michael GermanoRaymond JamesCitigroup$10003-16-2017
David Lum, Michael Piazza, Theresa McMastersRaymond JamesBank of America Merrill Lynch$22003-15-2017
Tu TranCrosspoint FinancialAmeriprise Financial$11003-15-2017
Jon Garberg, Rebecca HellmanStifel Nicolaus & Co.Robert W. Baird & Co.$12503-14-2017
Jim Ewing, Michael ConaHightower AdvisorsBank of America Merrill Lynch$20003-13-2017
Ryan Kirby, Chris HayesSnowden Lane PartnersBank of America Merrill Lynch$45003-10-2017
Patricia Bennett, Heather Poole, Kristen SwansonRaymond JamesBank of America Merrill Lynch$13803-08-2017
Juliano de SouzaBank of America Merrill LynchBTG Pactual$20003-08-2017
Noah Doyle, Charles Princiotto, Sean MartinJanney Montgomery ScottBank of America Merrill Lynch$15003-06-2017
Bradford S. ParsonsRaymond JamesBank of America Merrill Lynch$11503-06-2017
Bruce Evans, William Pickens, John Templeton, Zack VaughnBenjamin F. Edwards & Co.Wells Fargo Advisors$46403-06-2017
Michelle BeginaSnowden Lane PartnersMorgan Stanley Wealth Management$40003-03-2017
Janis Cross, Matthew West, A.J. SchultzRaymond JamesMorgan Stanley Wealth Management$14403-02-2017
Christopher BatesGolden State Wealth ManagementJPMorgan Chase & Co.$12003-01-2017
Preston CovingtonRaymond JamesWells Fargo Advisors$37502-27-2017
C. Robert Bennett, Holly JensenProspera Financial ServicesWells Fargo Advisors$6502-27-2017
Scott Douglas WilliamsLPL Financial Raymond James$9902-24-2017
Kent Ray, Jeff Siefert, Greg SeilerStifel Nicolaus & Co.Wells Fargo Advisors$35002-24-2017
John SpiesRBC Wealth ManagementMorgan Stanley Wealth Management$13602-23-2017
Vincent MorrisTriad AdvisorsLPL Financial $4,00002-23-2017
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Showing 1 to 25 of 2,727 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.