Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Morrison, Matthew Nordmann, Michael NordmannSecurities AmericaInvest Financial$12004-10-2018
Kitt Griffin, Steven LivitzKestra FinancialSII Investments$12004-09-2018
Dean HooverRaymond JamesUBS Financial Services$7004-09-2018
Daniel AustinRBC Wealth ManagementRaymond James$10004-09-2018
James P. DunnRBC Wealth ManagementWells Fargo Advisors$25004-05-2018
Scott DownsSagePoint FinancialMML Investors Services$90003-29-2018
Paul MauroSagePoint FinancialSII Investments$77603-29-2018
Mark Anthoine, Stephen CarewSagePoint FinancialMML Investors Services$31503-29-2018
Chris KohneTriad AdvisorsLincoln Financial$10003-29-2018
Nicole SennettRaymond JamesBank of America Merrill Lynch$21603-28-2018
Erin DanielsStifel Nicolaus & Co.BMO Harris Financial Advisors$12003-27-2018
Kelly Bouchillon, Melissa Bouchillon, Emerson Ham, Edward AmbroseSound View Wealth AdvisorsBank of America Merrill Lynch$1,00003-26-2018
Miguel Barbosa, Alfonso Barros, Carlos Rodriguez-Aspirichaga, Juan Calderon, Ricardo MendezUBS Financial ServicesJPMorgan Chase & Co.$30,00003-23-2018
Randolph Price, Matthew PriceRaymond JamesRBC Wealth Management$60003-22-2018
Jason HemeonRaymond JamesWells Fargo Advisors$17003-21-2018
Michelle BenderKestra FinancialInvest Financial$24503-15-2018
Seymour SlatkinRaymond JamesWells Fargo Advisors$14003-15-2018
David OakesProspera Financial ServicesWells Fargo Advisors$5503-13-2018
Katherine Reisfeld, Barbara BoccutoRaymond JamesWells Fargo Advisors$15003-09-2018
Michael Martin, Laurie Martin, Brett Brennan, H. Kelly JacksonWoodbury Financial ServicesNational Planning$20003-08-2018
Steve CrawfordKestra FinancialLPL Financial$27003-07-2018
Steve CrawfordKestra FinancialLPL Financial$27003-07-2018
Michael GandetSecurities AmericaNational Planning$22003-07-2018
Wayne WagnerSecurities AmericaNational Planning$17703-07-2018
Aron SommerSecurities AmericaInvest Financial$31903-07-2018
Next Page »

Showing 1 to 25 of 3,271 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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