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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Brett Langer, Keith Bandettini, Beverly Cox, Will Gingell | SCF Securities | Walnut Street Securities | $145 | 05-17-2013 |
| Gary Bouch | Waddell and Reed | Ameriprise Financial | $57 | 05-14-2013 |
| Tricia Gunter | Waddell and Reed | LPL Financial | $51 | 05-14-2013 |
| Gerald D. Brennan, James R. Seidel, Lynn L. Kittelson | Robert W. Baird & Co. | UBS Financial Services, Northern Trust | $215 | 05-14-2013 |
| Malcolm H. Liles, William N. Liles, Sherri A. Minunno | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $585 | 05-14-2013 |
| Clay Hoffman | Summit Brokerage Services | Suntrust Investment Services | $84 | 05-08-2013 |
| Nicholas T. Barlotta Jr., Daniel R. Cauley, Nicholas T. Barlotta III | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 05-07-2013 |
| Steven S. Phillips | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 05-07-2013 |
| James P. Luttrell Jr., Matthew J. Dahlman, Thomas A. Luttrell | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 05-07-2013 |
| Paul Bagnato | Morgan Stanley Smith Barney | Wells Fargo Advisors | $165 | 05-07-2013 |
| Alissa N. Carloss | Morgan Stanley Smith Barney | Stifel Nicolaus & Co. | $135 | 05-07-2013 |
| Sean M. Miranda | Hilliard Lyons | Raymond James | $100 | 05-02-2013 |
| Steven J. Smith | Hilliard Lyons | Raymond James | $100 | 05-02-2013 |
| Sean C. Cartin | EP Wealth Advisors | Bernstein Global Wealth Management | N/A | 05-01-2013 |
| Benjamin Porras | EP Wealth Advisors | Charles Schwab | N/A | 05-01-2013 |
| Kenneth G. Ingham | LPL Financial | Sentinel Securities, Inc. | $1,500 | 05-01-2013 |
| Jay L. Geaslen | Ameriprise Financial | Bank of America Merrill Lynch | $194 | 04-30-2013 |
| Leasha D. Flammio-Watson | Ameriprise Financial | Wells Fargo Advisors | $90 | 04-29-2013 |
| John J. Nelson, Jon T. Nelson | Ameriprise Financial | Wells Fargo Advisors | $125 | 04-29-2013 |
| Donald A. Jones, Trevor Jones | Ameriprise Financial | UBS Financial Services | N/A | 04-29-2013 |
| William T. Patton | Ameriprise Financial | Morgan Stanley Smith Barney | $150 | 04-29-2013 |
| Norman G. Howarth | Ameriprise Financial | LPL Financial | $195 | 04-29-2013 |
| Teresa M. Brokaw, Donald G. O'Neal, Trent J. O'Neal | Wells Fargo Advisors | Bank of America Merrill Lynch | $193 | 04-25-2013 |
| James P. Butler, James L. Butler, Neil Butler | Wells Fargo Advisors | Bank of America Merrill Lynch | $356 | 04-25-2013 |
| David H. Rascoe | Morgan Stanley Smith Barney | Wells Fargo Advisors | $80 | 04-25-2013 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.