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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Sloop, John BlackLPL Financial; Independent Advisor AllianceCetera$13510-01-2015
Thomas Boyd, Margaret Boyd, James 'Beau' Boyd, Mitzi Rollins, Christopher GriffinRaymond JamesWells Fargo Advisors$30010-01-2015
Brian J. TerryWells Fargo AdvisorsUBS Financial Services$11510-01-2015
Bob Krumholz, Becca Siegel Bank of America Merrill LynchWells Fargo Advisors$27010-01-2015
Ronald Perry, John Perry, Robin JohnsonWells Fargo AdvisorsMorgan Stanley Wealth Management$30009-23-2015
Jonathan Schlackman, Alan Weintraub, Joshua ZamatWells Fargo AdvisorsMorgan Stanley Wealth Management$70009-23-2015
Steven Wagner, Michael Wagner, Ivan Hernandez, Diana Torre, Cherie CohenDynasty Financial PartnersBank of America Merrill Lynch$1,40009-23-2015
David J. La Placa, Jay Casey, Kelly Morton, Tina ChanDynasty Financial PartnersDeutsche Bank$3,20009-23-2015
Merry Lyn Bagwell, Scott Wicke Raymond JamesWells Fargo Advisors$10009-23-2015
David Sterling Bank of America Merrill LynchCredit Suisse Wealth Services$009-23-2015
Thomas Gray, Christina Jesperson, Kevin Terao, Albert Scudder, Judy TapiaWells Fargo Advisors Financial NetworkTriad Advisors$11709-23-2015
Vic Philleo, Chris Holladay, Kim HendersonRaymond JamesWells Fargo Advisors$16009-23-2015
Stephen J. Erickson, Michael Martin, Scott Louder, Christopher Lussier, Diana Correa, Nancy JonesRaymond JamesUBS Financial Services$55009-23-2015
Jeffrey Kelley, Micah KelleyLPL FinancialAmeriprise Financial$10209-15-2015
Brian SmithLPL FinancialCUNA Brokerage Services$11009-15-2015
Lilian LoLPL FinancialFidelity$11009-15-2015
Daniel Conard, Josiah JenningsLPL FinancialLarson Financial Securities$12009-15-2015
Dennis Long, Jerry HillLPL FinancialFirst Global Capital$13509-15-2015
Paul Levy Jr., William PierLPL FinancialUBS Financial Services$16009-15-2015
Stephen Carney, Dany Martin Jr.LPL FinancialCapital One$16809-15-2015
Dale SchumacherLPL FinancialBaker Tilly Capital$31209-15-2015
Michael Pettey, Reagan PetteyLPL FinancialNFP Advisor Services Group$42009-15-2015
Brad Nettune, Trey Whipple Bank of America Merrill LynchMorgan Stanley Wealth Management$009-11-2015
Jin ParkBank of America Merrill LynchWells Fargo Advisors$15209-11-2015
Michael Nobile, Scott Hinchey, Michael McCabe, David TauberInvestacorpInvest Financial$25009-11-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.