Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank LevySecurities Service Network John Hancock Financial Services$17002-15-2013
Charles Meyer, Elizabeth ThomasPlancorp1926 Investment Advisors$12002-24-2015
Peggy WhitmoreCapTrust Financial Advisors401(k) Advisors, Inc.$003-06-2014
David LucasRaymond JamesA.G. Edwards & Sons$10003-30-2011
Scott Metzner, Thomas AndisonStifel Nicolaus & Co.A.G. Edwards & Sons$006-10-2010
Patrick J. Howley, Betsy DowMoneta Group Investment AdvisorsA.G. Edwards & Sons$30001-08-2010
Joseph P. MontanaCCR Wealth ManagementAlliance Benefit Group$008-25-2014
Charles F. FowlerAtlantic TrustAltegris Investments$002-24-2014
Louis Ciliberti Ameriprise FinancialAmerican Portfolios$15007-21-2014
Len Clarizio, Tony Sciuto Ameriprise FinancialAmerican Portfolios$11407-14-2014
Larry Copeland, Jim CopelandVoya Financial Advisors PartnersAmerican Portfolios$5506-02-2014
Douglas James, Cindy HurleyRaymond JamesAmerican Portfolios Financial Services$21510-26-2015
Kathleen M. Thomas, Tammy Symons, Jayne Veilleux, Stephen Coopersmith, Lisa Morgan, Elizabeth Hellard, Jeanne CaitoRaymond JamesAmeriprise Financial$15002-01-2016
James E. KneeVoya Financial AdvisorsAmeriprise Financial$5511-18-2015
Marc SpechtLPL FinancialAmeriprise Financial$16009-30-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Eric Hans YeagerGradient Capital AdvisorsAmeriprise Financial$5505-26-2015
Mark McCormack, Gary Guglielmello, Eric Riggin, Anthony Lopopolo, Gary Holland, Aaron KohlVoya Financial AdvisorsAmeriprise Financial$32305-01-2015
Jeffrey Kelley, Micah KelleyLPL FinancialAmeriprise Financial$10202-20-2015
Byron EllisUnited CapitalAmeriprise Financial$50012-15-2014
Oliver ErnstSAGE Private Wealth GroupAmeriprise Financial$6008-14-2014
Markus ByrdNFP Advisor Services GroupAmeriprise Financial$5002-20-2014
Jack W. Griffith, Jr., Jack W. Griffith, III, John W. ChapmanJanney Montgomery ScottAmeriprise Financial$10101-30-2014
Rodney A. SimmsGradient Capital AdvisorsAmeriprise Financial$18001-22-2014
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial$012-13-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.