Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dykas, Lisa SchafferBank of America Merrill LynchWells Fargo Advisors$18504-06-2017
Aaron Herwig, Jonathan HinesLPL FinancialWaddell and Associates$7511-16-2017
Aaron WolsonAmeriprise FinancialWells Fargo Advisors$5202-17-2012
Abtin ZarrabiBank of America Merrill LynchMorgan Stanley Wealth Management$19208-09-2013
Adam ChustzStifel Nicolaus & Co.Edward Jones$19302-13-2018
Adam GurienBank of America Merrill LynchWells Fargo Advisors$28308-23-2011
Adam HeckmanLPL FinancialFifth Third Securities$8401-27-2017
Adam LeapleyMorgan Stanley Wealth ManagementChase Investment Services$20501-28-2011
Adam N. PhillipsEP Wealth AdvisorsCity National Bank$70006-03-2014
Adam R. RosenzweigRBC Wealth ManagementMorgan Stanley Wealth Management$10008-01-2014
Adam SchurBank of America Merrill LynchMorgan Stanley Wealth Management$85001-13-2017
Adelfa Rosario, Michael DejenaBolton Global CapitalSafra Securities$31512-03-2017
Adriane Lowe, Roy Moon, Anthony TurcotteLPL FinancialMML Investors Services$15101-20-2017
Advantage Financial GroupLPL FinancialNational Planning$2,00008-02-2012
Agustin De Estrada, Manuel LecourBolton Global CapitalJPMorgan Chase & Co.$20004-05-2017
Ajay Desai, John Staab, Frank PellicoriUBS Financial ServicesMorgan Stanley Wealth Management$1,70011-08-2011
Ajay K. GuptaGupta Wealth ManagementUBS Financial Services$54010-07-2013
Akira KidoBank of America Merrill LynchMorgan Stanley Wealth Management$16009-16-2016
Al Maulini, Joseph ToranoMorgan Stanley Wealth ManagementHSBC Private Bank$12108-23-2013
Al SeymourIndependent Advisor AllianceAmeriprise Financial$5008-15-2017
Alan BlenderAmeriprise FinancialMorgan Stanley Wealth Management$19808-11-2017
Alan E. Williams, Thomas M. Hunter, Susan W. CrunkRaymond JamesWells Fargo Advisors$25011-27-2017
Alan Glick and Charles GlickWells Fargo AdvisorsMorgan Stanley Wealth Management$24205-27-2014
Alan HarterPactolus Private Wealth ManagementMorgan Stanley Wealth Management$1,00002-10-2011
Alan J. Henry, Steven Jensen, Emily Zimmerman, Michael Ollmann, Deborah Helm, Sandra KarwoskiRaymond JamesWells Fargo Advisors$22511-06-2015
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Showing 1 to 25 of 3,238 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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