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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Nicholas T. Barlotta Jr., Daniel R. Cauley, Nicholas T. Barlotta III | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 05-07-2013 |
| Steven S. Phillips | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 05-07-2013 |
| James P. Luttrell Jr., Matthew J. Dahlman, Thomas A. Luttrell | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 05-07-2013 |
| Sean C. Cartin | EP Wealth Advisors | Bernstein Global Wealth Management | N/A | 05-01-2013 |
| Benjamin Porras | EP Wealth Advisors | Charles Schwab | N/A | 05-01-2013 |
| Donald A. Jones, Trevor Jones | Ameriprise Financial | UBS Financial Services | N/A | 04-29-2013 |
| Eric M. Behr | Morgan Stanley Smith Barney | Deutsche Bank | N/A | 04-25-2013 |
| Dennis Anderson | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Betsy Dickson , Dawn Dickson | Benjamin F. Edwards & Co. | UBS Financial Services | N/A | 04-16-2013 |
| Ed Meyer | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Allen Catalanotto, Scott E. Foreman, Mo Provosty | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Darryl Mierl, Patrick X. Garvin, James Dombrowski | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Peter Tampellini, Robert Rothhouse , Teresa Zipf | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Thomas Morrison | Benjamin F. Edwards & Co. | Morrison Financial Services Ltd. | N/A | 04-16-2013 |
| Brian Wiklund | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| L. Grant Ingram, Gary Liberty | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Christopher J. McGill | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Brad Pease | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| David Claggett | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Dan Lamacchia CFP, | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Roxann Romano, Anthony Catalano | Morgan Stanley Smith Barney | UBS Financial Services | N/A | 03-05-2013 |
| Nikesh Kadakia, Jospeh Pastore, Kirk Snyder | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | N/A | 02-19-2013 |
| William Kennedy | Wells Fargo Advisors | Morgan Keegan | N/A | 06-07-2012 |
| William Schick, Paul Derrick | Morgan Stanley Smith Barney | Wells Fargo Advisors | N/A | 06-04-2012 |
| Thomas Karsten | Triad Advisors | DeWaay Financial Network | N/A | 05-30-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.