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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| DeLynn Zell, Pete McCarn, Jeris Burns, David LeCompte | LPL Financial | Lincoln Financial | $1,000 | 08-14-2012 |
| Vann Ashley Wilder Sr., Van R. Martin, Maria G. Wilder | Raymond James | Morgan Stanley Smith Barney | $300 | 08-13-2012 |
| Mark Logan, Bill Unrein | Fairhaven Financial Advisors Inc | Morgan Stanley Smith Barney | $100 | 08-10-2012 |
| Jayme Lemaire, Jamie Nowakowski | Wells Fargo Advisors | Citizens Bank | $96 | 08-09-2012 |
| Richard Schofield, Dustin Schofield | Wells Fargo Advisors | Morgan Stanley Smith Barney | $128 | 08-09-2012 |
| Andrew Cappello, Christie Roberts | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $378 | 08-08-2012 |
| Neil Hattem | Stifel Nicolaus & Co. | M.L. Stern & Co. | $250 | 08-08-2012 |
| Mike Clancy, Brad Anderson, Steve Burch | UBS Financial Services | Bank of America Merrill Lynch | $150 | 08-05-2012 |
| Matthew Dernis | Investacorp | Royal Alliance | $50 | 08-02-2012 |
| Advantage Financial Group | LPL Financial | National Planning | $2,000 | 08-02-2012 |
| Jason L. Steele | Prospera Financial Services | Raymond James | $75 | 08-02-2012 |
| Kenneth Fortini, Ralph E. Labriola, Nicholas J. DiMenna | Stifel Nicolaus & Co. | Wells Fargo Advisors | $108 | 08-01-2012 |
| Richard Ray | Stifel Nicolaus & Co. | Morgan Stanley Smith Barney | $77 | 08-01-2012 |
| Matt Celenza, Larry DiGioia | Bank of America Merrill Lynch | Barclays Wealth | $790 | 07-31-2012 |
| Robert M. Eastmann, Joshua W. Beverly | Multi-Financial Securities | LPL Financial | $52 | 07-31-2012 |
| Bryan Chew, Michael Takayama, Anita Fong-Chao, Eugene Hsu, Daryl Wong | Commonwealth Financial Network | LPL Financial | $100 | 07-30-2012 |
| Anthony Thurlow | Investors Capital | Ameriprise Financial | $55 | 07-30-2012 |
| Luis Alegre | Capital Guardian Wealth Management | Bernstein Global Wealth Management | $330 | 07-27-2012 |
| Elisabeth D. Baldwin | Raymond James | BB&T Wealth Management | $100 | 07-27-2012 |
| James McKenzie, Ricardo Quiros, Mauricio Rubio | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $235 | 07-25-2012 |
| Robert Steingold, Geoffrey Orbach | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $177 | 07-25-2012 |
| Douglas McPherson, Dean Ridgway | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $148 | 07-25-2012 |
| Thomas McDavid | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $300 | 07-23-2012 |
| Jonathan Spafford | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $140 | 07-23-2012 |
| Robert Gilson | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $75 | 07-23-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.