Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael FetznerLPL FinancialRoyal Alliance$6806-24-2016
Chris GolesJanney Montgomery ScottWells Fargo Advisors$9806-23-2016
Arthur Smith IILPL FinancialFirst Allied Securities$8006-22-2016
Kailen CookLPL FinancialTD Wealth Management Services$6006-22-2016
Terry WelshIndependent Advisor AllianceNational Planning$5006-22-2016
George Bragaw, William Weldon, Tara OrendorffRaymond JamesWells Fargo Advisors$20506-20-2016
Stephen GaskinsLPL FinancialIntercarolina Financial Services, Inc.$6006-20-2016
Tanya Duarte, Archibaldo VasquezBolton Global CapitalBank of America Merrill Lynch$22506-20-2016
Felipe BallestasBolton Global CapitalBank of America Merrill Lynch$17506-18-2016
James Earl Webb 360 Wealth ManagementEdward Jones$9506-17-2016
Zubair KhanLPL FinancialJ.P. Morgan Securities LLC$8006-17-2016
Dawna Westberg-Welch Stratos Wealth PartnersJ.P. Morgan Securities LLC$6506-16-2016
Ken SarpuJanney Montgomery ScottWells Fargo Advisors$11606-16-2016
Andrew PerceleanuLPL FinancialU.S. Bancorp Investments$5006-15-2016
John KnudsonAmeriprise FinancialOppenheimer$8006-15-2016
James StottlemyreLPL FinancialCetera$7506-14-2016
Darrin ConradLPL FinancialWells Fargo Advisors$8006-13-2016
Jason CurtisLPL FinancialEdward Jones$5006-13-2016
George LyLPL FinancialCetera$8006-10-2016
Jim Murray, Ryan Griego, Desiree Jara, Kimberly RitchieRBC Wealth ManagementThe Gryphon Group$23806-10-2016
John Rice, Alan Scalingi, Andrew GithmarkSteward Partners Global AdvisoryMorgan Stanley Wealth Management$23506-10-2016
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
Nicholas GoodwinLPL FinancialFidelity$17506-10-2016
Robert FrankLPL FinancialWells Fargo Advisors$12006-10-2016
Robert L. Jackson, Jared Roskelley, Barbara Sutton,Greg Stark, Darin Shebesta, Mike Cupell, Debra Brough, Conrad Roskelley Raymond JamesCambridge Investment Research$18006-10-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.