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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Daniels, Karen LevyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$15112-11-2013
Andrew Townes, Don Parsons, Charlie Mitchell Wells Fargo AdvisorsUBS Financial Services$25512-11-2013
Thomas Penrose, Dave EngelWells Fargo AdvisorsMorgan Stanley Wealth Management$25012-11-2013
John Feast, Mary MarettWells Fargo AdvisorsJanney Montgomery Scott$10612-11-2013
Jay Arbetter UBS Financial ServicesBank of America Merrill Lynch$17512-10-2013
Jason Taraszki UBS Financial ServicesBank of America Merrill Lynch$10012-10-2013
Michael J. SullivanStifel Nicolaus & Co.Bank of America Merrill Lynch$012-10-2013
John M. Cartolano Jr.LPL FinancialAmeriprise Financial$20012-10-2013
Doug Noble, Greg Bowden, Rod DahlRaymond JamesWells Fargo Advisors$22012-05-2013
Paul JarvisUnited CapitalBell State Bank & Trust$16012-05-2013
Terry Vrieze, Jayme Bresnahan, Edward Modglin, Peter Rothamel, Vincent SturmInvestacorpBroker Dealer Financial Services$11612-05-2013
Matthew Cunningham, Erik WilliamsLPL FinancialPark Avenue Securities$012-04-2013
Richard A. Rosenberg, Rosario J. RuffinoMariner Wealth AdvisorsRR Advisory Group$78012-02-2013
Marguerita M. Cheng, Sameer S. SomalBlue Ocean Global WealthAmeriprise Financial$012-02-2013
Julie LinAmeriprise FinancialUBS Financial Services$5012-02-2013
James CarterAmeriprise FinancialUBS Financial Services$13012-02-2013
Michael Cooper, Sidney CooperAmeriprise FinancialMorgan Stanley Wealth Management$20012-02-2013
Kevin Farrell, John AngiulliAmeriprise FinancialPNC Investments $16012-02-2013
Garth IveyInvestacorpLincoln Financial$4512-02-2013
Charles Massimi, Bradley Silverman, Daniel Bruno Raymond JamesMorgan Stanley Wealth Management$15411-26-2013
Andrew Jacobson, Shawn Hare, Gregory HoelzelWells Fargo AdvisorsMorgan Stanley Wealth Management$18511-26-2013
Roger Shaffer, Rhonda Lamb, Perry NeumanHightower AdvisorsSuntrust Investment Services$30011-26-2013
W.F. Sanders Jr., J. Wesley Clayton, Henry (Moss) E. Crosby Jr., Michael P. AhearnHightower AdvisorsMorgan Stanley Wealth Management$50011-26-2013
Drew GrifoCapital Investment Co.Coventry Financial$011-26-2013
Allen R. Burton (Ryan)Capital Investment Co.Wells Fargo Advisors$3511-26-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.