Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry BaileyLPL FinancialWells Fargo Advisors$6004-28-2016
Andrew SharpLPL FinancialCharles Schwab$34104-27-2016
James KingLPL FinancialWaddell and Associates$8504-27-2016
Cody CallawayWells Fargo AdvisorsEdward Jones$13204-26-2016
David Giegerich, David ProvinsalLPL FinancialFirst Allied Securities$30504-26-2016
Hugh Lantz, Michael GochenourJanney Montgomery ScottWells Fargo Advisors$19604-22-2016
James MonteverdeRoyal AllianceThe Monteverde Group$30004-22-2016
Mark J. Elliott, Scott R. Friedman, Darren Dawson, John A. KentSuntrust Investment ServicesWells Fargo Advisors$53404-22-2016
Phillip PalmerRoyal AllianceChestnut Street Group$48504-22-2016
Ashley CurielLPL FinancialCUSO Financial Services, L.P.$5404-21-2016
Eric SchindlerLPL FinancialCetera$12504-21-2016
James Ritchie, Neil ThobaniWells Fargo AdvisorsMorgan Stanley Wealth Management$9904-21-2016
Stephen Liles, Murl Vincent Jr., William ThompsonLPL FinancialTransamerica Financial Advisors$12804-21-2016
Brad Konopaske, Paul PaskaCeteraEmpire Asset Management Group$20004-20-2016
Jeff Mossbarger, Drew Deimling, Chris MolerJanney Montgomery ScottWells Fargo Advisors$18804-20-2016
Calvin NeemanLPL FinancialEdward Jones$24004-18-2016
Chris Ure, Al MartinezHightower AdvisorsUBS Financial Services$12504-18-2016
John Gatto, Kenneth Gatto, Matthew Hughes Bank of America Merrill LynchMorgan Stanley Wealth Management$67504-18-2016
Kirsten Tuzzo, Blaine MintonBank of America Merrill LynchMorgan Stanley Wealth Management$28704-18-2016
Kristy McGee, Jennifer DayoubRaymond JamesMorgan Stanley Wealth Management$11004-18-2016
Marc Karstaedt Bank of America Merrill LynchMorgan Stanley Wealth Management$14704-18-2016
Mark French, Kevin Parrill Bank of America Merrill LynchUBS Financial Services$23904-18-2016
Scott UffelmanBank of America Merrill LynchMorgan Stanley Wealth Management$18504-18-2016
Dave BerrettaJanney Montgomery ScottMBSC Securities$9004-15-2016
Michael MaherAmeriprise FinancialStifel Nicolaus & Co.$11204-15-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.