Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodney Haug, Oliver DudaUBS Financial ServicesMorgan Stanley Wealth Management$60006-10-2016
Scott DowAmeriprise FinancialNorthwestern Mutual $11706-09-2016
Barbara Archer, Mark Schweiss, Karen Meers, Patty McClainHightower AdvisorsArcher Wealth Management$40006-08-2016
Sanya MulhernRBC Wealth ManagementBank of America Merrill Lynch$15006-07-2016
Amanda BarclayBank of America Merrill LynchJ.P. Morgan Securities LLC$24406-06-2016
LaRue GibsonHightower AdvisorsBank of America Merrill Lynch$30006-06-2016
Bob Coombs, Anthony OrtizWells Fargo AdvisorsLPL Financial$17606-03-2016
Jack CooleyAmeriprise FinancialRBC Wealth Management$7206-03-2016
Henry BrightwellRaymond JamesStifel Nicolaus & Co.$7006-02-2016
Jay Saling, Jason Stuber, Emily Saling, John VolpertRaymond JamesHilliard Lyons$25006-02-2016
Roger Veome, Thomas Morrill, Katherine WardellRaymond JamesMorgan Stanley Wealth Management$26006-02-2016
Dennis ClavinCommonwealth FinancialCetera$12006-01-2016
Ira Feld, David WeinsteinMorgan Stanley Wealth ManagementBank of America Merrill Lynch$67506-01-2016
Jason MurphyLPL FinancialJ.P. Morgan Securities LLC$11406-01-2016
John WittWells Fargo AdvisorsUBS Financial Services$10706-01-2016
Zachariah Zuhdi, Erich CansecoMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$20006-01-2016
Alex AstudilloBolton Global CapitalBank of America Merrill Lynch$17305-31-2016
Craig Yates, John DillonMorgan Stanley Wealth ManagementUBS Financial Services$21905-31-2016
Geoffrey PaulMorgan Stanley Wealth ManagementUBS Financial Services$28005-31-2016
Jeffrey KrallLPL FinancialCalton & Associates$6305-31-2016
John ParsonsLPL FinancialFoothill Securities$9705-31-2016
Mark J. RubinRaymond JamesMorgan Stanley Wealth Management$27005-31-2016
Sam Moshe, Paul Saldana, Gilda Gallardo, Jessica LlorensMorgan Stanley Wealth ManagementBank of America Merrill Lynch$29005-31-2016
Joe Tabaka, Charles KoliasConfluence Financial PartnersWells Fargo Advisors$13705-28-2016
Jeffrey AlecciUBS Financial ServicesMorgan Stanley Wealth Management$20005-26-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.