Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeff Sherman, Arthur KarabelasFirst Republic SecuritiesJPMorgan Chase & Co.$40011-02-2017
Paul Hendershot, Carsten FredericksonRBC Wealth ManagementMorgan Stanley Wealth Management$14011-02-2017
Peter DaikerLPL FinancialWells Fargo Advisors$6111-01-2017
Nicole FrancisCommonwealth Financial NetworkSecurities Service Network$8011-01-2017
C. Gene Jester, Bert Cort Lester BennettRobert W. Baird & Co.Morgan Stanley Wealth Management$21010-31-2017
David Johnston, Keith JohnstonKestra FinancialMorgan Stanley Wealth Management$15010-30-2017
David KatzRaymond JamesAmeriprise Financial$10010-30-2017
George Dominello, William DominelloRBC Wealth ManagementWells Fargo Advisors$39510-30-2017
Larry Prutch, Cengiz Volkan, Alan Goldstein, Neil FujitaRBC Wealth ManagementBank of America Merrill Lynch$61010-27-2017
Meisha GriffithAmeriprise FinancialCitigroup$10910-25-2017
Mark P. SullivanStifel Nicolaus & Co.Morgan Stanley Wealth Management$10510-25-2017
Jack Elgin, Neven ZelichAmeriprise FinancialMid Atlantic Capital$17210-25-2017
Robert S. Gilman, Robert Kushel, Jed A Morton and David StanfordJPMorgan Chase & Co.Morgan Stanley Wealth Management$1,60010-25-2017
Andrew Roller, H. Dewey ThompsonLPL FinancialCFD Investments, Inc.$10110-23-2017
Frederic ShibelStifel Nicolaus & Co.Morgan Stanley Wealth Management$12510-23-2017
Kent TanakaLPL FinancialAmeriprise Financial$7110-20-2017
Michael HuffmanAmeriprise FinancialWells Fargo Advisors$21910-20-2017
Barry Salzman, Joshua Mauer, Michael Robert HoffRaymond JamesMorgan Stanley Wealth Management$17510-20-2017
Kelly WambleLPL FinancialD.A. Davidson & Co.$6010-19-2017
Mark LazarRaymond JamesWells Fargo Advisors$26510-19-2017
Steve DaileyStifel Nicolaus & Co.Morgan Stanley Wealth Management$10010-19-2017
William Keaton, Alfred SamsRaymond JamesSuntrust Investment Services$54010-18-2017
Frank BrownWoodbury Financial ServicesNational Planning$34710-18-2017
Brian McqueeneyLPL FinancialCetera$5110-16-2017
Peter CoteLPL FinancialCetera$6110-16-2017
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Showing 251 to 275 of 3,336 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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