Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Dominici, Ray Nowak, Jacqueline ZapicchiAmeriprise FinancialSignator Investors$14105-15-2015
Randy ScritchfieldSecurities AmericaH. Beck, Inc.$11505-15-2015
James F. King, Jr., Tony KellyCommonwealth Financial NetworkLPL Financial$10805-15-2015
Ron Feltes, Ed Luebe, Jeff MillerLaSalle St. SecuritiesHeartland Investment Associates$52505-14-2015
John Mirsepahi Bank of America Merrill LynchMorgan Stanley Wealth Management$005-14-2015
Kayla T. Koeber, Lori J. BaumRaymond JamesBank of America Merrill Lynch$12005-13-2015
David B. NifongIndependent Advisor AllianceWells Fargo Advisors$10005-13-2015
Laurence M. Braunstein, Jordan BraunsteinJanney Montgomery ScottMorgan Stanley Wealth Management$005-13-2015
Bob Brandenberger, Billy BrandenbergerRBC Wealth ManagementSouthwest Securities$22505-11-2015
Gary Amaral UBS Financial ServicesBank of America Merrill Lynch$33005-08-2015
James 'Trey' Mahan III, Gregory S. Snider Raymond JamesJPMorgan Chase & Co.$14105-08-2015
Stephen Smith, Elizabeth Schrock Stifel Nicolaus & Co.Morgan Stanley Wealth Management$14705-07-2015
Alex Bryan, Ryan Bartley, Robert Torney Raymond JamesUBS Financial Services$30005-05-2015
Jeremy Strickler, Robin ErnstWells Fargo AdvisorsRaymond James$13905-04-2015
Robert Rinvelt, Roger DavidNFP Advisor Services GroupFSC Securities$18305-01-2015
Bruce H. Daigle, Diane K. Fisher, Walter F. Wydo, Jr.Raymond JamesWells Fargo Advisors$27505-01-2015
Bill WoodwardLPL FinancialWells Fargo Advisors$10005-01-2015
Mark McCormack, Gary Guglielmello, Eric Riggin, Anthony Lopopolo, Gary Holland, Aaron KohlVoya Financial AdvisorsAmeriprise Financial$32305-01-2015
Scott Upham, Odette Galli, John Duffy Dynasty Financial PartnersAmeriprise Financial; LPL Financial $42505-01-2015
Munther "Mike" Abdallah, Rick SofiakWells Fargo AdvisorsMorgan Stanley Wealth Management$10005-01-2015
Jimena HailsMorgan Stanley Wealth ManagementHSBC Private Bank$20005-01-2015
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$1,30005-01-2015
Phil Hanna, Jr., Brent SternMorgan Stanley Wealth ManagementUBS Financial Services$13005-01-2015
Dennis P. BarbaWells Fargo AdvisorsUBS Financial Services$17505-01-2015
Tom Weissenburger, David OlberdingLPL FinancialRaymond James$22004-30-2015
« Previous PageNext Page »

Showing 251 to 275 of 2,029 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.