Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James McKenzie, Ricardo Quiros, Mauricio RubioBank of America Merrill LynchMorgan Stanley Smith Barney$23507-25-2012
Robert Steingold, Geoffrey OrbachBank of America Merrill LynchMorgan Stanley Smith Barney$17707-25-2012
Douglas McPherson, Dean RidgwayBank of America Merrill LynchMorgan Stanley Smith Barney$14807-25-2012
Thomas McDavidMorgan Stanley Smith BarneyBank of America Merrill Lynch$30007-23-2012
Jonathan SpaffordMorgan Stanley Smith BarneyBank of America Merrill Lynch$14007-23-2012
Robert GilsonMorgan Stanley Smith BarneyBank of America Merrill Lynch$7507-23-2012
James Harris, Pam AshleyMorgan Stanley Smith BarneyBank of America Merrill Lynch$3,00007-18-2012
Javier Vargas, Ramon PerezMorgan Stanley Smith BarneyUBS Financial Services$30007-18-2012
Sheldon Hechtman, Ellen KlersfeldMorgan Stanley Smith BarneyUBS Financial Services$21107-18-2012
Blane HammerMorgan Stanley Smith BarneyUBS Financial Services$12007-18-2012
Eliot RossMorgan Stanley Smith BarneyBarclays Wealth$9807-18-2012
Brent Henry, Dustin Colebank, Mike HudsonMorgan Stanley Smith BarneyBank of America Merrill Lynch$23007-17-2012
Tom ShoupMorgan Stanley Smith BarneyRaymond James$30007-17-2012
Eugene M. Lerner, Walter Gondeck Jr., Mingdong TanHightower AdvisorsMorgan Stanley Smith Barney$60007-16-2012
Paul Klehr, Josh QuailStifel Nicolaus & Co.Raymond James$5507-10-2012
Richard WardStifel Nicolaus & Co.Bank of America Merrill Lynch$7407-10-2012
Michael Hull, Patrick HullDynasty Financial PartnersMorgan Stanley Smith Barney$3,83107-09-2012
David Molnar, Drew NordlichtHightower AdvisorsUBS Financial Services$33007-02-2012
Evans PeayRaymond JamesBank of America Merrill Lynch$9207-01-2012
James BaltzersenSummit Brokerage ServicesEdward Jones$5106-29-2012
Jayson BalesRobert W. Baird & Co.MML Investors Services$6506-28-2012
Matthew Fields, Tonya NicholsRobert W. Baird & Co.Bank of America Merrill Lynch$17006-28-2012
Patty EstopinalRobert W. Baird & Co.Morgan Stanley Smith Barney$17506-28-2012
Bill Carmel, Todd Carmel, Donn Carmel, Mario QuinteroRaymond JamesMorgan Stanley Smith Barney$40006-26-2012
Manuel CasaresSummit Brokerage ServicesWells Fargo Advisors$5006-20-2012
« Previous PageNext Page »

Showing 251 to 275 of 950 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.