Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc Karstaedt Bank of America Merrill LynchMorgan Stanley Wealth Management$14704-18-2016
Mark French, Kevin Parrill Bank of America Merrill LynchUBS Financial Services$23904-18-2016
Scott UffelmanBank of America Merrill LynchMorgan Stanley Wealth Management$18504-18-2016
Dave BerrettaJanney Montgomery ScottMBSC Securities$9004-15-2016
Michael MaherAmeriprise FinancialStifel Nicolaus & Co.$11204-15-2016
Bradley TowsonLPL FinancialMorgan Stanley Wealth Management$8004-14-2016
John Osterberg, Chad PannellIndependent Advisor AllianceAmeriprise Financial$13504-14-2016
Joseph G. Hameline, Jr., Joseph G. Hameline, III, Erikson HamelineRaymond JamesUBS Financial Services$26004-14-2016
Phillip LeeIndependent Advisor AllianceWells Fargo Advisors$10004-14-2016
Stephen DemaioLPL FinancialAllstate Financial Services, LLC$8004-12-2016
David WaddellFocus Financial PartnersWaddell and Associates$004-11-2016
Robert TatumLPL FinancialInfinex$6004-11-2016
Dustin DeFrancoLPL FinancialJ.P. Morgan Securities LLC$5004-08-2016
Lei Sun, Zhigang ShenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$19004-08-2016
Timothy StalsbergWells Fargo AdvisorsMorgan Stanley Wealth Management$10004-08-2016
Michael SauerbornSteward Partners Global AdvisoryBank of America Merrill Lynch$32504-07-2016
John B. Campanello, Peggy CappellettiBank of America Merrill LynchUBS Financial Services$004-04-2016
Dawna Westberg-WelchLPL FinancialJ.P. Morgan Securities LLC$6604-01-2016
James TurkLPL FinancialFifth Third Securities$10704-01-2016
Michael SilversteinLPL FinancialJ.P. Morgan Securities LLC$5004-01-2016
Nathan Kubik, David Kubik, Craig CarnickFocus Financial PartnersCarnick & Kubik$004-01-2016
Fredric JurmuGolden State Wealth ManagementWells Fargo Advisors$5503-31-2016
Howard WenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$17903-31-2016
Hunter HartLPL FinancialEdward Jones$5503-31-2016
Michael Porter, Jeffrey LambertJanney Montgomery ScottMorgan Stanley Wealth Management$23903-31-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.