Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James LowryLPL FinancialCapital Guardian$10012-07-2015
Scott PiggushLPL FinancialRaymond James$14312-04-2015
Lisa StrohmLPL FinancialJoycePayne Partners$10112-04-2015
Rick Leyva, Clelia Dipp, Imar RodriguezSnowden Lane PartnersBank of America Merrill Lynch$20012-04-2015
John M. Borth, David P. Brown, Paul G. UllmannSuntrust Investment ServicesUBS Financial Services$26012-04-2015
Tim HillLPL FinancialPlanMember Securities$30012-03-2015
J. Leland Davis, Jeremy L. DavisAmeriprise FinancialCetera$18012-03-2015
Jason CoutcherLPL FinancialFifth Third Securities$6812-02-2015
Michael NapoliLPL FinancialWells Fargo Advisors$7011-30-2015
Kelly SmithLPL FinancialJ.W. Cole Financial$5211-30-2015
David HatfieldLPL FinancialCCO Investment Services$7511-30-2015
Gregory J. KenzikRBC Wealth ManagementUBS Financial Services$30011-30-2015
Pat SharpLPL FinancialFirst Tennessee Bank$6511-25-2015
Jack PerryLPL FinancialCity Securities Corp.$5511-24-2015
Gary SaginorLPL FinancialInvestments by Planners, Inc.$7711-24-2015
Fred SchellpeperLPL FinancialAmeritas Investment Corp$10011-23-2015
Richard Zinman, Anthony Dertouzos, John MorenoMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$5,00011-23-2015
Sanford Family, Kenneth Leonard, Brian CrowleyRaymond JamesWells Fargo Advisors$45011-23-2015
Matthew WarrenLPL FinancialAmeriprise Financial$6511-20-2015
Nathan WhiteLPL FinancialM Holdings Securities$40011-18-2015
James E. KneeVoya Financial AdvisorsAmeriprise Financial$5511-18-2015
Peter Loncar, Brent SteinRaymond JamesBank of America Merrill Lynch$30011-18-2015
Matthew Washek, Eric LazzariLPL FinancialCaptial Securities Management$20011-17-2015
Keith Ferguson, Brian Davis, Brian Remson, Allen Ferguson, Jamie MontgomeryRaymond JamesWells Fargo Advisors Financial Network$25011-16-2015
Derek GreeffWaddell and ReedAmeriprise Financial$7111-13-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.