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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David SeigermanJanney Montgomery ScottMorgan Stanley Wealth Management$6707-24-2013
Gaetan J. GagneSummit Brokerage ServicesMorgan Stanley Wealth Management$5407-23-2013
Bradley Sullivan, Edward BuntingBeverly Hills Wealth Management Morgan Stanley Wealth Management$11007-22-2013
David HeathCapital Investment Co.Triad Advisors$007-22-2013
Tammie FarrellCapital Investment Co.Wells Fargo Advisors$007-22-2013
Frank Esposito, Matthew GreenUBS Financial ServicesJPMorgan Chase & Co.$1,20007-19-2013
Thomas S. DavisRobert W. Baird & Co.Wells Fargo Advisors$007-12-2013
Richard G. Pfeil, Matthew Leatherwood, C. Nelson Shields, Jr.Robert W. Baird & Co.Wells Fargo Advisors$30007-12-2013
J. Gillette Burns, Orlando C. Montesino, Andrew A. AtkinsonRobert W. Baird & Co.Wells Fargo Advisors$47007-12-2013
Winfield S. Smathers IV, Frederick C. Miller Raymond JamesHunter Associates$35007-12-2013
Peter Jensen, Bruce Walker, Paul Kowalski Investors CapitalLPL Financial$5207-12-2013
Don C. Garman, Jason Pfannenstiel, Carol Wikle, Dan Murray, AudreyGlafkides Sanctuary Wealth ServicesMorgan Stanley Wealth Management$007-12-2013
Savage and AssociatesRoyal AllianceWalnut Street Securities$1,40007-10-2013
Charles Pascarella, Andrea Shenocca, Philip PascarellaBenjamin F. Edwards & Co.Wells Fargo Advisors$007-10-2013
Douglas W. Jones, Melissa S. JonesJ.W. Cole FinancialWalnut Street Securities$17507-10-2013
Michael P. Wallace, Todd J. Belfiore Stifel Nicolaus & Co.UBS Financial Services$17907-09-2013
Michael T. AbbenanteBank of America Merrill LynchMorgan Stanley Wealth Management$11007-09-2013
Mary E. Tompkins, Addison M. Sherman, Angelo MamoneBank of America Merrill LynchMorgan Stanley Wealth Management$32407-09-2013
William W. BarrowRobert W. Baird & Co.Wells Fargo Advisors$007-09-2013
John T. BarnefieldRobert W. Baird & Co.Wells Fargo Advisors$007-09-2013
Greg T. Evans, Stephen Allain, Jerred R. Crumley Robert W. Baird & Co.Wells Fargo Advisors$007-09-2013
Richard W. Ashcroft, Darrell J. Pesek Robert W. Baird & Co.Wells Fargo Advisors$007-09-2013
Michael A. Brannam, Patrick A. BrannamRaymond JamesUBS Financial Services$25007-09-2013
Richard A. LinnihanStifel Nicolaus & Co.Morgan Stanley Wealth Management$007-03-2013
W.G. Simms Oliphant Jr., Christopher T. SmithJanney Montgomery ScottStephens $15507-03-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.