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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Satish DharwadkarMangoTree CapitalBank of America Merrill Lynch$3502-19-2014
Gregory E. Kibler, Robert K. HassmannSummit Brokerage ServicesMML Investors Services$5902-19-2014
Alex A. GallegoRaymond JamesStifel Nicolaus & Co.$9402-18-2014
David Rodrigo, Jason GoldbergRaymond JamesWells Fargo Advisors$10102-18-2014
Tim Marwill, Eric WittekRBC Wealth ManagementMorgan Stanley Wealth Management$002-12-2014
John J. Riffle, Patrick Easter, Terry Sherman, Michael RocheRBC Wealth ManagementMorgan Stanley Wealth Management$002-12-2014
Yi Ping ChouNPB Financial GroupInvestacorp$1,00002-12-2014
Frederick Gollier, Michael Henning, Christopher WatersRobert W. Baird & Co.Wells Fargo Advisors$21502-10-2014
Lawrence I. MagidRobert W. Baird & Co.Wells Fargo Advisors$6002-10-2014
John T. Taylor IIIIndependent Financial PartnersRoyal Alliance$11202-10-2014
Lisbeth L. CherringtonFSC SecuritiesMorgan Stanley Wealth Management$30002-05-2014
Stephen B. SchulerBridgewater Wealth and Financial ManagementMaryland Capital Management$20002-05-2014
Vance BoucherGirard SecuritiesCommonwealth Financial Network$5502-04-2014
Mark A. LawCommonwealth Financial NetworkLPL Financial$50002-04-2014
Michael A. RogersLPL FinancialCommonwealth Financial Network$15002-04-2014
James P. LeslieRBC Wealth ManagementWells Fargo Advisors$14002-03-2014
Jack W. Griffith, Jr., Jack W. Griffith, III, John W. ChapmanJanney Montgomery ScottAmeriprise Financial$10101-31-2014
Katie ClarkRBC Wealth ManagementBank of America Merrill Lynch$15001-31-2014
Melanie FolstadRBC Wealth ManagementBank of America Merrill Lynch$11001-31-2014
Joseph E. FowlerStratos Wealth PartnersEdward Jones$001-30-2014
Lee B. JonesStratos Wealth PartnersUnionbanc Investment Services$001-30-2014
Christopher E. GayeProspera Financial ServicesC. E. Gaye and Sons Securities$20001-30-2014
Timothy Kneen, Clayton HartmanIFM Capital Advisors UBS Financial Services$1,00001-28-2014
William J. DrakeStifel Nicolaus & Co.Wells Fargo Advisors$1,00001-27-2014
Joseph W. MoyerNational PlanningLPL Financial$6001-24-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.