Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey JacksonJanney Montgomery ScottRaymond James$10608-01-2017
Frank Collins, Kim Lee Kenawell-HoffeckerDynasty Financial PartnersBank of America Merrill Lynch$25008-01-2017
James Laschinger, Sean Waggoner, Sarah KeiblerCeteraLPL Financial$6,00008-01-2017
Janet BirdLPL FinancialSagePoint Financial$5307-31-2017
Sharon Barton, Jay SpectorLPL FinancialBank of America Merrill Lynch$31107-28-2017
Bradley C. BarnesPurshe Kaplan Sterling InvestmentsMorgan Stanley Wealth Management$20007-28-2017
Christine CaronaMorgan Stanley Wealth ManagementUBS Financial Services$38807-28-2017
Stephen Neff, Kim OhlerRaymond JamesBank of America Merrill Lynch$20007-27-2017
Gail Giclas Raymond JamesBank of America Merrill Lynch$37707-27-2017
Todd HomerLPL FinancialWaddell and Reed$9907-26-2017
John DolanLPL FinancialBank of America Merrill Lynch$16107-26-2017
Joseph EschlemanDynasty Financial PartnersWells Fargo Advisors$25007-26-2017
Shaun MarlineIndependent Advisor AllianceWells Fargo Advisors$5007-26-2017
Roger Sullivan, Kyle HawthorneRaymond JamesWells Fargo Advisors$14507-21-2017
David Prescott OsterbrockWaddell and ReedU.S. Bancorp Investments$7707-21-2017
Michael DieterLPL FinancialMSI Financial Services$9407-20-2017
Timothy Sullivan, Paul Sullivan, Christopher PetersJanney Montgomery ScottWells Fargo Advisors$9607-20-2017
Stephanie Karpow, Robert LesterAmeriprise FinancialMSI Financial Services$15607-20-2017
Charlie Strong, Shane Gaddy, Kelly Lee, Kyle BochatLPL FinancialWells Fargo Advisors$35107-20-2017
Michael PickettLPL FinancialEdward Jones$5107-19-2017
Doug Sharon, Carey BoschRBC Wealth ManagementMorgan Stanley Wealth Management$1,00007-18-2017
Deborah R. Johnston, Erica Frantz, Beth Peterson, Hannah MasonUBS Financial ServicesRBC Wealth Management$22307-18-2017
Eric DevineLPL FinancialHuntington Investments$6307-17-2017
Dean Dipierro, Scott LoprestiLPL FinancialAmeritas Investment Corp$16507-17-2017
Russ Lane, Angie Ford, Andy Massieon, Rob Lane, Steve Adamson, Brian Luther, Grant Lane, Tom Bauer, John Rundle, and Todd AdrianSecurities AmericaNational Planning$34007-17-2017
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Showing 276 to 300 of 3,238 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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