Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chris Mahoney, Kevin Mahoney, Mark C. Marotta, Kristen Koluch, Phil MurphyRaymond JamesBank of America Merrill Lynch$2,90011-13-2015
Ron Zimmermann, Gary Peterson, Phillip DispenseRBC Wealth ManagementMorgan Stanley Wealth Management$13211-13-2015
Chris NeeSteward Partners Global AdvisoryOppenheimer$15011-12-2015
Ron Weiner Hightower AdvisorsRDM Financial Group$70011-11-2015
Graciela Perez, Jorge PerezBolton Global CapitalBank of America Merrill Lynch$27011-10-2015
Ross Fox, Matthew Papazian, Marti Awad, Sarah KeysDynasty Financial PartnersBank of America Merrill Lynch$70011-10-2015
Daniel A. Roland, Jason B. Miyashita, Amber Leon Guerrero, Maree C. Pelkey, Tiffany C. WalshRaymond JamesMorgan Stanley Wealth Management$1,00011-10-2015
Elliot WeissmarkRaymond JamesWells Fargo Advisors$12511-09-2015
Buzz MintonAmeriprise FinancialLPL Financial$7211-06-2015
Scott HusnickAmeriprise FinancialRaymond James$14311-06-2015
Alan J. Henry, Steven Jensen, Emily Zimmerman, Michael Ollmann, Deborah Helm, Sandra KarwoskiRaymond JamesWells Fargo Advisors$22511-06-2015
Brian NetheryRobert W. Baird & Co.Stifel Nicolaus & Co.$14011-06-2015
Kim GiannoneRobert W. Baird & Co.Wells Fargo Advisors$10511-06-2015
Frederic WoloshinAmeriprise FinancialJanney Montgomery Scott$7111-05-2015
Nancy K. Leizman, Lisa KlimaRaymond JamesWells Fargo Advisors$19511-04-2015
Mark SternburgLPL FinancialPeople's Securities$8511-03-2015
Robert WithersLPL FinancialBank of America Merrill Lynch$6511-03-2015
Don Donnally, David GreenmanUBS Financial ServicesJPMorgan Chase & Co.$59011-03-2015
Mark C. HutchinsonUBS Financial ServicesCredit Suisse Wealth Services$20411-03-2015
Erin Cockman, Angie Hall, Melissa SpoonRaymond JamesWells Fargo Advisors$15011-03-2015
Richard FeauveLPL FinancialAmerican Portfolios$5511-02-2015
Keith MartelLPL FinancialJPMorgan Chase & Co.$9411-02-2015
Louis WoolfVoya Financial AdvisorsInvestors Capital$6011-02-2015
Mary Robbins, Stephen Vachon, Maurice Woods,Rene SenesVoya Financial AdvisorsInvestors Capital$5211-02-2015
Dianne Puleo, Jacob Shulam, George TufenkianVoya Financial AdvisorsInvestors Capital$5511-02-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.