Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Felix Jones Securities AmericaLPL Financial$8009-16-2015
Stephen J. Erickson, Michael Martin, Scott Louder, Christopher Lussier, Diana Correa, Nancy JonesRaymond JamesUBS Financial Services$55009-16-2015
John Sloop Jr., John BlackLPL FinancialCetera$13509-15-2015
John Sloop, John BlackLPL Financial; Independent Advisor AllianceCetera$13509-15-2015
Peter WeilLPL FinancialRBC Wealth Management$13009-11-2015
Ronald Perry, John Perry, Robin JohnsonWells Fargo AdvisorsMorgan Stanley Wealth Management$30009-11-2015
Melanie HousdenLPL FinancialEdward Jones$10009-10-2015
David Steele, Jonathan Steele, Alexander J. Schmitz, Kevin M. Cohen, Samuel A. StephensDynasty Financial PartnersJPMorgan Chase & Co.$27509-10-2015
Chitra Staley, Mark MathersBeacon Pointe Wealth AdvisorsTPW Financial$30009-09-2015
Clay Kearney, Roy SpinksLPL FinancialCapital One$43909-08-2015
Steven Wagner, Michael Wagner, Ivan Hernandez, Diana Torre, Cherie CohenDynasty Financial PartnersBank of America Merrill Lynch$1,40009-08-2015
Michael Nobile, Scott Hinchey, Michael McCabe, David TauberInvestacorpInvest Financial$25009-08-2015
Brad Nettune, Trey Whipple Bank of America Merrill LynchMorgan Stanley Wealth Management$009-04-2015
Jin ParkBank of America Merrill LynchWells Fargo Advisors$15209-04-2015
Christopher HillWells Fargo AdvisorsJPMorgan Chase & Co.$2,00009-03-2015
James LipariUBS Financial ServicesBank of America Merrill Lynch$23009-03-2015
Michael McDonaldLPL FinancialU.S. Bancorp Investments$7509-02-2015
Paul PignoneLPL FinancialFidelity$7509-01-2015
Charles R. Eberly, Jr., Lawrence J. DeFluri, Michael C. McConahy, Patricia JakewayDynasty Financial PartnersWells Fargo Advisors$25008-31-2015
Sandra SmithAmeriprise FinancialMJ Whitman$23008-28-2015
David Sobocinski, Julian Frank, Marc Wong, Mark RemigioUBS Financial ServicesMorgan Stanley Wealth Management$95008-28-2015
Melissa DuffyHightower AdvisorsDuffy Anderson Investment Management LLC$15008-27-2015
Michael GrebenLPL FinancialJ.P. Turner & Company$12008-27-2015
Robert BradfordLPL FinancialLucia Securities$12608-27-2015
Jonathan Schlackman, Alan Weintraub, Joshua ZamatWells Fargo AdvisorsMorgan Stanley Wealth Management$70008-26-2015
« Previous PageNext Page »

Showing 301 to 325 of 2,230 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.