Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael KoernerLPL FinancialH. Beck, Inc.$7008-04-2017
Marc MrugalaLPL FinancialEdward Jones$6508-04-2017
John O'LearyCapitol SecuritiesWells Fargo Advisors$7008-04-2017
William Cahill, Terrence Cahill, Andy Bauer, Carl Cieplinski, Kieran CahillCommonwealth Financial NetworkVoya Financial Advisors$9508-04-2017
Allen SmithRBC Wealth ManagementHilltop Securities$18008-04-2017
John Paxton, Daniel F. Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15008-03-2017
Keith Bock, Mark Downey, Jason Peterson, Janet EmhofRaymond JamesWells Fargo Advisors$30008-03-2017
Todd Kissel, Joshua Pasahow, Ida Ng, John RiveraRaymond JamesMorgan Stanley Wealth Management$50008-02-2017
Jeffrey JacksonJanney Montgomery ScottRaymond James$10608-01-2017
Frank Collins, Kim Lee Kenawell-HoffeckerDynasty Financial PartnersBank of America Merrill Lynch$25008-01-2017
James Laschinger, Sean Waggoner, Sarah KeiblerCeteraLPL Financial$6,00008-01-2017
Janet BirdLPL FinancialSagePoint Financial$5307-31-2017
Sharon Barton, Jay SpectorLPL FinancialBank of America Merrill Lynch$31107-28-2017
Bradley C. BarnesPurshe Kaplan Sterling InvestmentsMorgan Stanley Wealth Management$20007-28-2017
Christine CaronaMorgan Stanley Wealth ManagementUBS Financial Services$38807-28-2017
Stephen Neff, Kim OhlerRaymond JamesBank of America Merrill Lynch$20007-27-2017
Gail Giclas Raymond JamesBank of America Merrill Lynch$37707-27-2017
Todd HomerLPL FinancialWaddell and Reed$9907-26-2017
John DolanLPL FinancialBank of America Merrill Lynch$16107-26-2017
Joseph EschlemanDynasty Financial PartnersWells Fargo Advisors$25007-26-2017
Shaun MarlineIndependent Advisor AllianceWells Fargo Advisors$5007-26-2017
Roger Sullivan, Kyle HawthorneRaymond JamesWells Fargo Advisors$14507-21-2017
David Prescott OsterbrockWaddell and ReedU.S. Bancorp Investments$7707-21-2017
Michael DieterLPL FinancialMSI Financial Services$9407-20-2017
Timothy Sullivan, Paul Sullivan, Christopher PetersJanney Montgomery ScottWells Fargo Advisors$9607-20-2017
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Showing 301 to 325 of 3,271 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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