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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Patricia Glass, Walter Varian | Morgan Stanley Smith Barney | Credit Suisse Wealth Services | N/A | 05-21-2012 |
| Richard Jenkin, Thomas Ferrante | Morgan Stanley Smith Barney | UBS Financial Services | $210 | 05-21-2012 |
| Nicholas Boccella, Richard Defuccio, Lewis Rauter, Graham Smith | Wells Fargo Advisors | Morgan Stanley Smith Barney | $322 | 05-21-2012 |
| Joel Blount, Larry Keudell, Mike Morrison | Wells Fargo Advisors | Morgan Stanley Smith Barney | $368 | 05-21-2012 |
| Don C. Reynolds II | RBC Wealth Management | Raymond James | $100 | 05-17-2012 |
| Darin Laub | Barclays Wealth | Morgan Stanley Smith Barney | N/A | 05-16-2012 |
| Gannon McCaffery | Barclays Wealth | Deutsche Bank | N/A | 05-16-2012 |
| Mark Leyton | Barclays Wealth | Deutsche Bank | N/A | 05-16-2012 |
| Zach Shillingford | Barclays Wealth | Deutsche Bank | N/A | 05-16-2012 |
| John Nice, Brian Trujillo, Steven Ringquist, Bradley Trujillo, Michelle TerHark | Raymond James | Morgan Stanley Smith Barney | $220 | 05-16-2012 |
| Bryce Bordwell | Wells Fargo Advisors | Citigroup | $100 | 05-16-2012 |
| Richard Edwards, Scott Bell | Wells Fargo Advisors | Bank of America Merrill Lynch | $400 | 05-16-2012 |
| Victor Rodriguez | Wells Fargo Advisors | City National Securities | $350 | 05-16-2012 |
| Thomas McDonald | Wells Fargo Advisors | Fifth Third Securities | $99 | 05-15-2012 |
| Andrew Arkfield | Wells Fargo Advisors | Edward Jones | $108 | 05-15-2012 |
| Ted Dickinson, Maureen Goddard | Transamerica Financial Advisors | Money Concepts | $25 | 05-14-2012 |
| Joseph Ervolina, Robert Meissner III, Jonathan Miller | Transamerica Financial Advisors | Next Financial | $85 | 05-14-2012 |
| Erin Botsford | LPL Financial | DeWaay Financial Network | $560 | 05-11-2012 |
| Frank Seminara | Morgan Stanley Smith Barney | UBS Financial Services | $750 | 05-10-2012 |
| Reby Advisors | Triad Advisors | Royal Alliance | $310 | 05-09-2012 |
| Jeff Wolk, Lillian Marini | Raymond James | Morgan Stanley Smith Barney | $148 | 05-08-2012 |
| Bruce Lear | Securities America | First National Capital Markets | $150 | 05-07-2012 |
| James "Frank" Cape | Raymond James | Stifel Nicolaus & Co. | $105 | 05-03-2012 |
| Douglas W. Mabie | Robert W. Baird & Co. | William Blair & Co. | $800 | 05-03-2012 |
| Jeffrey Hollingsworth, William Simpson, Craig Billingsley | Morgan Stanley Smith Barney | Wells Fargo Advisors | N/A | 05-02-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.