Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Nguyen, Matthew Weaver LPL Financial Sorrento Pacific Financial$45211-15-2016
Carmen Cercone, Kyle Richardson, Thomas Lundgaard, Tyler Brilinski, James BruceKestra FinancialSII Investments$70011-15-2016
Jay ChamplainGolden State Wealth ManagementAmeriprise Financial$12011-14-2016
Jeffrey Lavezzi, Matthew Wahlman LPL Financial Robert W. Baird & Co.$7411-10-2016
Dana JohnstonLPL FinancialAmeriprise Financial$10011-10-2016
Mario VasquezGolden State Wealth ManagementJ.P. Morgan Securities LLC$5011-10-2016
Richard Frankel, Shawn PattRBC Wealth ManagementMorgan Stanley Wealth Management$50711-10-2016
Joseph JiovenettaMorgan Stanley Wealth ManagementValmark Securities$13011-10-2016
Ed HeckerStifel Nicolaus & Co.UBS Financial Services$6011-10-2016
Kyle Arcand, Charlene GregoryLPL Financial MSI Financial Services$12711-09-2016
Paul KupchokLPL Financial MML Investors Services$23011-09-2016
Kyle Arcand, Charlene GregoryLPL FinancialMSI Financial Services$15011-09-2016
Kyle Arcand, Charlene GregoryIndependent Advisor AllianceMSI Financial Services$15011-09-2016
Mario VasquezLPL Financial JPMorgan Chase & Co.$7411-08-2016
Joseph DiVestea, Mark Mezzone, Maureen Macomber, Michael RodriguezRaymond JamesBank of America Merrill Lynch$30011-08-2016
David La RueLPL Financial Edward Jones$5011-07-2016
John Davis, Darla GreerLPL Financial Cetera$10011-07-2016
Anthony O'Connor, Leo O'Connor LPL Financial Lincoln Investment Planning$14711-07-2016
Alexander Brueske, Scott Brueske, Spencer BrueskeLPL Financial Waddell and Associates$22011-07-2016
Michael MahoneySnowden Lane PartnersMorgan Stanley Wealth Management$6411-07-2016
Ryan HigginsLPL Financial Edward Jones$5211-04-2016
Samantha Minh DinhLPL Financial Edward Jones$5511-04-2016
Thomas BorsellinoLPL Financial MSI Financial Services$10011-04-2016
Ryan HigginsLPL Financial Edward Jones$7511-04-2016
Albert BergerWells Fargo AdvisorsJ.P. Morgan Securities LLC$10111-04-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.