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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Stein, Jr., Jeffrey SteinMorgan Stanley Wealth ManagementNeuberger Berman$32010-01-2014
Carolyn SandersonMorgan Stanley Wealth ManagementJ.P. Morgan Securities LLC$10010-01-2014
Richard PotashnerMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13010-01-2014
Greg DeLong, Chris DeLongMorgan Stanley Wealth ManagementEdward Jones$20009-30-2014
Eric de Goldsmith-Rothschild Raymond JamesUBS Financial Services$12509-30-2014
Nick Mueller, Darren AmerkanianRBC Wealth ManagementWells Fargo Advisors$8009-30-2014
Jarrod SerratoGolden State Wealth ManagementFinance 500$5009-30-2014
Thomas A. ParksAnnex Wealth ManagementMML Investors Services$009-30-2014
Philip Lazzari, Mark Stevens, Eric Watson, Eric BucknerSnowden Lane PartnersUBS Financial Services$40009-29-2014
Jeffrey Hill, Steve Brill, Debra Targett, Mary McLaughlin, Jessica HillBenjamin F. Edwards & Co.Wells Fargo$10009-29-2014
Thomas A. BraunLPL FinancialFifth Third Securities$1,20009-22-2014
William Peragine, John BiondoWells Fargo AdvisorsMorgan Stanley Wealth Management$83009-22-2014
Lee DubinskyWells Fargo AdvisorsUBS Financial Services$14009-22-2014
William 'Bill' Boatwright, Craig DiamondWells Fargo AdvisorsUBS Financial Services$25909-22-2014
Jon Miller, Doug KunzmanWells Fargo AdvisorsUBS Financial Services$15109-22-2014
Charles "Chip" PisoniRBC Wealth ManagementBank of America Merrill Lynch$25009-16-2014
Tracy A. ChanMorgan Stanley Wealth ManagementWells Fargo Advisors$5009-16-2014
Bruce RathkampVoya Financial AdvisorsCetera$13909-16-2014
Joseph P. MontanaCCR Wealth ManagementAlliance Benefit Group$009-16-2014
Thomas A. MartinGLOBALT InvestmentsGenSpring Family Offices$009-16-2014
Jesse BengtsonRBC Wealth ManagementBank of America Merrill Lynch$23009-11-2014
David StarkerJ.P. Morgan Securities LLCCredit Suisse Wealth Services$009-11-2014
Matthew Kutcher, Bryan DeFrancesJ.P. Morgan Securities LLCCredit Suisse Wealth Services$009-11-2014
Roy Apple, Anthony Rizzo, Jeremy Schneider, Kevin Gai J.P. Morgan Securities LLCDeutsche Bank$009-11-2014
John DelehantyJ.P. Morgan Securities LLCCredit Suisse Wealth Services$009-11-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.