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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Perry Bacon, Dan RacicotWells Fargo AdvisorsMorgan Stanley Wealth Management$10510-15-2013
Brian M. Reilly, David E. ReillyBenjamin F. Edwards & Co.Wells Fargo Advisors$010-15-2013
Philip S. Hammitt, Jonathan Resin RBC Wealth ManagementBank of America Merrill Lynch$50010-10-2013
Romaine A. Macomb, Theresa V. DonatelliLPL FinancialEssex Financial Services$80010-10-2013
Francesca ZavoltaMorgan Stanley Wealth ManagementBarclays Wealth$7410-09-2013
Fred Costantino Sr., Fred Costantino Jr., Michael CostantinoMorgan Stanley Wealth ManagementWells Fargo Advisors$12310-09-2013
Theresa E. ChacopulosMorgan Stanley Wealth ManagementWells Fargo Advisors$30210-09-2013
Nils ClarkRBC Wealth ManagementWells Fargo Advisors$10010-09-2013
Ira H. Mark, Michael BergerRBC Wealth ManagementMorgan Stanley Wealth Management$1,00010-09-2013
Michael Climer, Wes ClimerWells Fargo AdvisorsBank of America Merrill Lynch$22010-09-2013
John Phillips, Darrell Jones, Scott DickersonWells Fargo AdvisorsUBS Financial Services$21910-09-2013
Ajay K. GuptaGupta Wealth ManagementUBS Financial Services$54010-09-2013
Robert Black, Ned Manuel, Ed Blumenthal, Bob BorkowskiJanney Montgomery ScottBank of America Merrill Lynch$90010-04-2013
Stephen Ruvituso, Lee Konopka, Robert Matluck, Todd Stankiewicz Bank of America Merrill LynchUBS Financial Services$1,00010-03-2013
Garry W. BridgemanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$66310-03-2013
VisionPoint Advisory GroupLPL FinancialSecurian Financial Services$1,00010-03-2013
Brian D. StewartWells Fargo AdvisorsMorgan Stanley Wealth Management$13010-01-2013
Jason L. MossMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13010-01-2013
Frank Marano, Donald MaranoMorgan Stanley Wealth ManagementRaymond James$10010-01-2013
Al Maulini, Joseph ToranoMorgan Stanley Wealth ManagementHSBC Private Bank$12110-01-2013
Scott Siegel, Mehmet Kirdar, Michael O'Hara, Joseph Carmody, Morgan Stanley Wealth ManagementJPMorgan Chase & Co.; UBS Financial Services $1,50010-01-2013
Michael C. Dawson, Stephan R. Farber, Stephen R. Cordill Deutsche BankBank of America Merrill Lynch$1,00010-01-2013
Kevin Guth, Stephen Fordyce, Jeremy SoboleskiSnowden Capital AdvisorsBank of America Merrill Lynch$50010-01-2013
Robert Alpert, Charles Ladenheim, Robert Fusaro, Michael MontuoriWells Fargo AdvisorsMorgan Stanley Wealth Management$1,00009-30-2013
Richard F. TrasportING Financial PartnersRoyal Alliance$7009-26-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.