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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason G. ClouseBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Eric R. BenchBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Joshua WillardBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
John WeirBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Hunter GrahamBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Katiebeth WorrellBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Bruce E. MeltonBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Ernie Wright, Margaret (Kate) WrightBenjamin F. Edwards & Co.Wells Fargo Advisors$009-11-2014
Peter WolkSecurities Service NetworkLPL Financial$5009-09-2014
Kate Lunn, Elise KausenWells Fargo AdvisorsUBS Financial Services$14109-09-2014
Bruce Lin, Michael Hartmeyer, Patrick Chan Wells Fargo AdvisorsBank of America Merrill Lynch$14209-09-2014
Robert Rotstan, James ValeWells Fargo AdvisorsUBS Financial Services$9509-09-2014
Jose Moreno, Michael Dye, Oliver CervantesWells Fargo AdvisorsUBS Financial Services$47909-09-2014
Teresa HarmonWells Fargo AdvisorsUBS Financial Services$24409-09-2014
Sandra J. HudginsAmeriprise FinancialBank of America Merrill Lynch$10009-09-2014
Ronald CamisascaAmeriprise FinancialMorgan Stanley Wealth Management$9609-09-2014
Kevin P. BarnesAmeriprise FinancialProEquities$14809-09-2014
Steven JacobsonAmeriprise FinancialRaymond James$12409-09-2014
John E. LedfordAmeriprise FinancialCommonwealth Financial Network$13809-09-2014
Erik SimmonsCalton & AssociatesU.S. Bancorp Investments$5009-09-2014
Sean Burr, John BrantJ.W. Cole FinancialJ.P. Turner & Company$10009-09-2014
Michael A. CoraggioJanney Montgomery ScottBB&T Securities$11509-04-2014
Christopher J. CoburnRobert W. Baird & Co.RBC Wealth Management$15009-04-2014
James W. McGuireRobert W. Baird & Co.Wells Fargo Advisors$009-04-2014
Kaylyn A. MaherUBS Financial ServicesBank of America Merrill Lynch$12009-04-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.