Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott W. Powers, Gregg Powers, Sean C. SillRaymond JamesWells Fargo Advisors$50006-26-2017
Katherine KicklighterAmeriprise FinancialHilliard Lyons$10906-23-2017
Bob Gehlen, Dave MuchaFirst Republic SecuritiesUBS Financial Services$60006-23-2017
Kathleen Hobart, Denise Leong, Kristin CarrRaymond JamesMorgan Stanley Wealth Management$16506-22-2017
Josephine StaglianoLPL FinancialWells Fargo Advisors$5206-21-2017
Thomas Burger, Jeanne HagarRaymond JamesLincoln Financial$15006-21-2017
Margaret Anderson, Louis MeloneLPL FinancialWells Fargo Advisors$5706-20-2017
Joseph BuddLPL FinancialWells Fargo Advisors$7006-20-2017
Phil Fiore, Jeff Farrar, Lou Gloria, Tom Gahan, Chris FosterDynasty Financial PartnersUBS Financial Services$8,40006-19-2017
C. Kemper Wharton, M. Todd OneyRaymond JamesBank of America Merrill Lynch$50006-19-2017
Thayer PotterWells Fargo AdvisorsJanney Montgomery Scott$20706-16-2017
Paul Lang, Emily EllisAmeriprise FinancialEdward Jones$36306-16-2017
James TemplinLPL FinancialHilliard Lyons$9506-16-2017
Dale Von HoffmannWaddell and ReedBank of America Merrill Lynch$10406-16-2017
Steven LibovRaymond JamesJanney Montgomery Scott$9006-16-2017
Paul Staadeker, Jeremy StaadekerRaymond JamesWells Fargo Advisors$17506-15-2017
Patricia Jeannine TippinsStifel Nicolaus & Co.Wells Fargo Advisors$5606-15-2017
Christopher BarbeeStifel Nicolaus & Co.Oppenheimer$6106-15-2017
Brad Williams, Andy Lipson, Murat Kaptanoglu, V. Conley Perry, Chris DemarestIndependent Advisor AllianceAmeriprise Financial$27506-14-2017
Jesse ParksJanney Montgomery ScottSA Stone Wealth Management$18506-13-2017
Paul SiroisLaSalle St. SecuritiesSecurities America$5006-13-2017
Jesse G. Parks, Alice S. RoyalJanney Montgomery ScottSA Stone Wealth Management$18506-13-2017
Candace DelucaStratos Wealth PartnersWells Fargo Advisors$8706-09-2017
Thomas Reichert, Paul Lotito, Eric Aiello, Lindsay Reichert Bank of America Merrill LynchMorgan Stanley Wealth Management$62806-09-2017
Michael SeeseSecurities AmericaLPL Financial$7106-07-2017
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Showing 326 to 350 of 3,238 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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