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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jeff Huff | Wells Fargo Advisors | Morgan Stanley Smith Barney | $65 | 06-05-2012 |
| Steven Briggs | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $200 | 06-04-2012 |
| William Schick, Paul Derrick | Morgan Stanley Smith Barney | Wells Fargo Advisors | $0 | 06-04-2012 |
| Thomas Graham | Janney Montgomery Scott | Morgan Stanley Smith Barney | $150 | 06-01-2012 |
| John T. Gilbert III | Hilliard Lyons | Scott & Stringfellow | $140 | 05-31-2012 |
| Zelek, Associates | Investors Capital | Lincoln Financial | $30 | 05-31-2012 |
| David Hilditch | Securities Service Network | Woodbury Financial Services | $68 | 05-30-2012 |
| Thomas Karsten | Triad Advisors | DeWaay Financial Network | $0 | 05-30-2012 |
| Jim Harris | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $400 | 05-29-2012 |
| The Lipset Group | Lipset Wealth Strategies | Bank of America Merrill Lynch | $225 | 05-25-2012 |
| Patricia Glass, Walter Varian | Morgan Stanley Smith Barney | Credit Suisse Wealth Services | $0 | 05-21-2012 |
| Richard Jenkin, Thomas Ferrante | Morgan Stanley Smith Barney | UBS Financial Services | $210 | 05-21-2012 |
| Nicholas Boccella, Richard Defuccio, Lewis Rauter, Graham Smith | Wells Fargo Advisors | Morgan Stanley Smith Barney | $322 | 05-21-2012 |
| Joel Blount, Larry Keudell, Mike Morrison | Wells Fargo Advisors | Morgan Stanley Smith Barney | $368 | 05-21-2012 |
| Don C. Reynolds II | RBC Wealth Management | Raymond James | $100 | 05-17-2012 |
| Darin Laub | Barclays Wealth | Morgan Stanley Smith Barney | $0 | 05-16-2012 |
| Gannon McCaffery | Barclays Wealth | Deutsche Bank | $0 | 05-16-2012 |
| Mark Leyton | Barclays Wealth | Deutsche Bank | $0 | 05-16-2012 |
| Zach Shillingford | Barclays Wealth | Deutsche Bank | $0 | 05-16-2012 |
| John Nice, Brian Trujillo, Steven Ringquist, Bradley Trujillo, Michelle TerHark | Raymond James | Morgan Stanley Smith Barney | $220 | 05-16-2012 |
| Bryce Bordwell | Wells Fargo Advisors | Citigroup | $100 | 05-16-2012 |
| Richard Edwards, Scott Bell | Wells Fargo Advisors | Bank of America Merrill Lynch | $400 | 05-16-2012 |
| Victor Rodriguez | Wells Fargo Advisors | City National Securities | $350 | 05-16-2012 |
| Thomas McDonald | Wells Fargo Advisors | Fifth Third Securities | $99 | 05-15-2012 |
| Andrew Arkfield | Wells Fargo Advisors | Edward Jones | $108 | 05-15-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.