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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann B. Fleming, Thomas E. Turnbaugh Raymond JamesWells Fargo Advisors$14002-26-2014
Jeffrey S. Vogel, Ruth BergerHightower AdvisorsBank of America Merrill Lynch$30002-24-2014
Troy W. GaulD.A. Davidson & Co.Wells Fargo Advisors$002-24-2014
Mark J. Grueninger, Benjamin C. SauerUBS Financial ServicesBank of America Merrill Lynch$002-24-2014
Erik O. Strid, Gerald D. Strid, Paul F. Strid, Nathan J. Hayward, Thomas J. GrecoDynasty Financial PartnersWells Fargo Advisors$30002-21-2014
Michael Bromberg, Daniel GerschelBank of America Merrill LynchMorgan Stanley Wealth Management$40002-20-2014
Peter J. Walsh, Lisa J. WalshRaymond JamesMorgan Stanley Wealth Management$22502-20-2014
Ross AnderleSapient Private Wealth ManagementRBC Wealth Management$10002-19-2014
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial$002-19-2014
Satish DharwadkarMangoTree CapitalBank of America Merrill Lynch$3502-19-2014
Gregory E. Kibler, Robert K. HassmannSummit Brokerage ServicesMML Investors Services$5902-19-2014
Alex A. GallegoRaymond JamesStifel Nicolaus & Co.$9402-18-2014
David Rodrigo, Jason GoldbergRaymond JamesWells Fargo Advisors$10102-18-2014
Tim Marwill, Eric WittekRBC Wealth ManagementMorgan Stanley Wealth Management$002-12-2014
John J. Riffle, Patrick Easter, Terry Sherman, Michael RocheRBC Wealth ManagementMorgan Stanley Wealth Management$002-12-2014
Yi Ping ChouNPB Financial GroupInvestacorp$1,00002-12-2014
Frederick Gollier, Michael Henning, Christopher WatersRobert W. Baird & Co.Wells Fargo Advisors$21502-10-2014
Lawrence I. MagidRobert W. Baird & Co.Wells Fargo Advisors$6002-10-2014
John T. Taylor IIIIndependent Financial PartnersRoyal Alliance$11202-10-2014
Lisbeth L. CherringtonFSC SecuritiesMorgan Stanley Wealth Management$30002-05-2014
Stephen B. SchulerBridgewater Wealth and Financial ManagementMaryland Capital Management$20002-05-2014
Vance BoucherGirard SecuritiesCommonwealth Financial Network$5502-04-2014
Mark A. LawCommonwealth Financial NetworkLPL Financial$50002-04-2014
Michael A. RogersLPL FinancialCommonwealth Financial Network$15002-04-2014
James P. LeslieRBC Wealth ManagementWells Fargo Advisors$14002-03-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.