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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Breton W. WilliamsStratos Wealth PartnersNYLIFE Securities$8012-02-2014
Oliver ErnstSAGE Private Wealth GroupAmeriprise Financial$6012-02-2014
Michael W. FrankSAGE Private Wealth GroupLPL Financial$10012-02-2014
Christopher Carbone, Charles Sergewick Bank of America Merrill LynchMorgan Stanley Wealth Management$20011-24-2014
Edward J. ViolaBank of America Merrill LynchMorgan Stanley Wealth Management$8311-24-2014
Richard Zinman Bank of America Merrill LynchMorgan Stanley Wealth Management$10411-24-2014
Brian Coughlan, Landen Lunsway, Chris Palermo, Andrew ReinhardtBeacon Pointe Wealth AdvisorsCapital Investment Counsel$50011-21-2014
James E. HulburdUBS Financial ServicesBank of America Merrill Lynch$1,50011-21-2014
Steven ScaliciUBS Financial ServicesBank of America Merrill Lynch$10311-21-2014
Douglas TwohillUBS Financial ServicesBank of America Merrill Lynch$24011-21-2014
John M. Van DongeStifel Nicolaus & Co.Bank of America Merrill Lynch$60011-21-2014
Brian Brice, Tim BriceMorgan Stanley Wealth ManagementBank of America Merrill Lynch$4,50011-20-2014
Ricardo GuerreroBank of America Merrill LynchJPMorgan Chase & Co.$10011-19-2014
Jay HiggenbothamBank of America Merrill LynchRaymond James$22511-19-2014
Marcello CutrupiInvestacorpSterne Agee & Leach$5011-19-2014
Robert 'Bob' Pehl, Lynne PehlRaymond JamesMorgan Stanley Wealth Management$26511-19-2014
Trenton K. Morton, Scott L. HitchcockRaymond JamesD.A. Davidson & Co.$29011-19-2014
John R. HollandSummit Brokerage ServicesSecurities Management and Research$6011-19-2014
Brian P. BeckTriad AdvisorsNational Planning$13311-19-2014
Stewart OldfieldDeutsche BankCredit Suisse Wealth Services$011-12-2014
Charles WalkerDeutsche BankCitigroup$011-12-2014
Heather KirbyDeutsche BankCitigroup$011-12-2014
John Azodi, Jim Linderer, Debbie RulonBerthel FisherBrokers International$7011-12-2014
David H. BryanSummit Brokerage ServicesAxa Advisors$5011-12-2014
Mike Reed, Zach Gates, Eli StraitWells Fargo AdvisorsJPMorgan Chase & Co.$97211-10-2014
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