Sponsored By
Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
Filters
Adviser(s)
Firm leaving
Firm joining
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| William Norris, Shawn Smith | Robert W. Baird & Co. | Charles Schwab | $640 | 04-11-2012 |
| Scott Woods | Robert W. Baird & Co. | Wells Fargo Advisors | $390 | 04-11-2012 |
| The Buskey McGinty Group | Robert W. Baird & Co. | Wells Fargo Advisors | $265 | 04-11-2012 |
| The Allman-Bobbie Group | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $150 | 04-11-2012 |
| John Lindsey | Securities America | Edward Jones | $100 | 04-11-2012 |
| Kevin Donoghue, James Donoghue | Ameriprise Financial | Lincoln Financial | $84 | 04-10-2012 |
| Jonathan Klausner, John Duffy, Jenny Margason, Caryn Wilkinson, Derek Disalvo | Morgan Stanley Smith Barney | UBS Financial Services | $650 | 04-09-2012 |
| James Flood, Michael Romer | Morgan Stanley Smith Barney | UBS Financial Services | $213 | 04-09-2012 |
| Marc Richman, Brian Bernhardt | Morgan Stanley Smith Barney | Deutsche Bank | $500 | 04-09-2012 |
| Myles Pritchard | Concert Wealth Management | Bank of America Merrill Lynch | $100 | 04-06-2012 |
| John Lynch, Arthur DeLuca, Lindsay Johns, Molly Croyle, Allie Gamble-Taylor, Andrew Fentress | Raymond James | Wells Fargo Advisors | $477 | 04-05-2012 |
| Matthew Celenza, Larry DiGioia | Barclays Wealth | Morgan Stanley Smith Barney | $2,700 | 04-04-2012 |
| James Paquette | Investacorp | Berthel Fisher | $52 | 04-03-2012 |
| Palumbo, Short, D'Amato, Dixon Group | UBS Financial Services | Bank of America Merrill Lynch | $750 | 04-01-2012 |
| Charles Hart | Ameriprise Financial | VSR Financial Services | $114 | 03-30-2012 |
| Scott Karkenny, Alex Karkenny, Teresa Verone | RBC Wealth Management | Morgan Stanley Smith Barney | $165 | 03-29-2012 |
| John Waszolek, Eric Waszolek | Raymond James | Morgan Stanley Smith Barney | $200 | 03-27-2012 |
| Rick Hughes, Harry Greenberg, Shawn Senior, Daniel Silverberg | Morgan Stanley Smith Barney | UBS Financial Services | $800 | 03-26-2012 |
| Charles S. Holt | Hightower Advisors | Bank of America Merrill Lynch | $200 | 03-23-2012 |
| Bryce Kenny | Morgan Stanley Smith Barney | Credit Suisse Wealth Services | $475 | 03-23-2012 |
| Thomas A. DeRosa | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $100 | 03-23-2012 |
| David Lowe | Ameriprise Financial | Bank of America Merrill Lynch | $88 | 03-22-2012 |
| Keith Somers | Ameriprise Financial | LPL Financial | $51 | 03-22-2012 |
| John Levitz | Ameriprise Financial | Morgan Stanley Smith Barney | $87 | 03-22-2012 |
| Michele Colarusso | Ameriprise Financial | LPL Financial | $65 | 03-22-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.