Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Vrieze, Jayme Bresnahan, Edward Modglin, Peter Rothamel, Vincent SturmInvestacorpBroker Dealer Financial Services$11612-05-2013
Matthew Cunningham, Erik WilliamsLPL FinancialPark Avenue Securities$012-04-2013
Richard A. Rosenberg, Rosario J. RuffinoMariner Wealth AdvisorsRR Advisory Group$78012-02-2013
Marguerita M. Cheng, Sameer S. SomalBlue Ocean Global WealthAmeriprise Financial$012-02-2013
Julie LinAmeriprise FinancialUBS Financial Services$5012-02-2013
James CarterAmeriprise FinancialUBS Financial Services$13012-02-2013
Michael Cooper, Sidney CooperAmeriprise FinancialMorgan Stanley Wealth Management$20012-02-2013
Kevin Farrell, John AngiulliAmeriprise FinancialPNC Investments $16012-02-2013
Garth IveyInvestacorpLincoln Financial$4512-02-2013
Charles Massimi, Bradley Silverman, Daniel Bruno Raymond JamesMorgan Stanley Wealth Management$15411-26-2013
Andrew Jacobson, Shawn Hare, Gregory HoelzelWells Fargo AdvisorsMorgan Stanley Wealth Management$18511-26-2013
Roger Shaffer, Rhonda Lamb, Perry NeumanHightower AdvisorsSuntrust Investment Services$30011-26-2013
W.F. Sanders Jr., J. Wesley Clayton, Henry (Moss) E. Crosby Jr., Michael P. AhearnHightower AdvisorsMorgan Stanley Wealth Management$50011-26-2013
Drew GrifoCapital Investment Co.Coventry Financial$011-26-2013
Allen R. Burton (Ryan)Capital Investment Co.Wells Fargo Advisors$3511-26-2013
Joseph F. BeamCapital Investment Co.Suntrust Investment Services$3811-26-2013
Laurie C. KamhiHightower AdvisorsBank of America Merrill Lynch$32011-26-2013
Richard B. Swift, Jeff A. DakinRaymond JamesMorgan Stanley Wealth Management$93411-20-2013
Charles Andriole, Geoffrey G. Gregory, Matthew J. MontanaHightower AdvisorsBank of America Merrill Lynch$70011-20-2013
Nancy J. Eshmont, Jeffrey N. Weiner, Brian H. RubinBenjamin F. Edwards & Co.Wells Fargo Advisors$011-20-2013
Arthur W. Bartholomew IIIUBS Financial ServicesMorgan Stanley Wealth Management$20011-18-2013
Peter J. KleinHightower AdvisorsUBS Financial Services$21011-15-2013
Denis M. O'BrienRaymond JamesMorgan Stanley Wealth Management$5511-15-2013
Scott PyleProspera Financial ServicesRaymond James$10011-15-2013
Kendall CottenBank of America Merrill LynchGoldman Sachs$32511-13-2013
« Previous PageNext Page »

Showing 351 to 375 of 1,497 entries

Page 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.