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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven S. PhillipsBenjamin F. Edwards & Co.Wells Fargo Advisors$005-07-2013
James P. Luttrell Jr., Matthew J. Dahlman, Thomas A. LuttrellBenjamin F. Edwards & Co.Wells Fargo Advisors$005-07-2013
Paul BagnatoMorgan Stanley Wealth ManagementWells Fargo Advisors$16505-07-2013
Alissa N. CarlossMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$13505-07-2013
Sean M. MirandaHilliard LyonsRaymond James$10005-02-2013
Steven J. SmithHilliard LyonsRaymond James$10005-02-2013
Sean C. CartinEP Wealth AdvisorsBernstein Global Wealth Management$005-01-2013
Benjamin PorrasEP Wealth AdvisorsCharles Schwab$005-01-2013
Kenneth G. InghamLPL FinancialSentinel Securities, Inc.$1,50005-01-2013
Jay L. GeaslenAmeriprise FinancialBank of America Merrill Lynch$19404-30-2013
Leasha D. Flammio-WatsonAmeriprise FinancialWells Fargo Advisors$9004-29-2013
John J. Nelson, Jon T. NelsonAmeriprise FinancialWells Fargo Advisors$12504-29-2013
Donald A. Jones, Trevor JonesAmeriprise FinancialUBS Financial Services$004-29-2013
William T. PattonAmeriprise FinancialMorgan Stanley Wealth Management$15004-29-2013
Norman G. HowarthAmeriprise FinancialLPL Financial$19504-29-2013
Teresa M. Brokaw, Donald G. O'Neal, Trent J. O'NealWells Fargo AdvisorsBank of America Merrill Lynch$19304-25-2013
James P. Butler, James L. Butler, Neil ButlerWells Fargo AdvisorsBank of America Merrill Lynch$35604-25-2013
David H. RascoeMorgan Stanley Wealth ManagementWells Fargo Advisors$8004-25-2013
Thomas J. McCann Jr.Morgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-25-2013
Eric M. BehrMorgan Stanley Wealth ManagementDeutsche Bank$004-25-2013
Richard Meadows, Paul Seifert, Micheal FettigWells Fargo AdvisorsMorgan Stanley Wealth Management$26604-23-2013
Gary PollickWells Fargo AdvisorsMorgan Stanley Wealth Management$17804-23-2013
Howard Mirvis, Larry HolmesWells Fargo AdvisorsMorgan Stanley Wealth Management$22004-23-2013
Betty Schutte-BoxWells Fargo AdvisorsEdward Jones$11204-23-2013
Greg BauerWells Fargo AdvisorsBank of America Merrill Lynch$7504-22-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.