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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua WeilandStifel Nicolaus & Co.Robert W. Baird & Co.$13808-21-2013
Fred HamsayehAegis CapitalRetirement Benefits Group$008-21-2013
Mark R. Kaskey, W. Jason BeardStifel Nicolaus & Co.Janney Montgomery Scott$17808-19-2013
Charlotte Shaw, Gary ShawLPL FinancialLincoln Financial$36008-15-2013
Martin DomresMorgan Stanley Wealth ManagementDeutsche Bank$35008-14-2013
John N. HuynhRobert W. Baird & Co.Morgan Stanley Wealth Management$6008-12-2013
Daniel J. PhillipsRobert W. Baird & Co.UBS Financial Services$10508-12-2013
Richard W. Andersen, Eric R. AndersenRobert W. Baird & Co.UBS Financial Services$16508-12-2013
Anthony Hobson, Jason Zajac, Dirk BrownInvestors CapitalNext Financial; U.S. Bancorp Investments; Fifth Third Securities$6008-12-2013
Bruce Lanser, Bernadette LanserUBS Financial ServicesMorgan Stanley Wealth Management$60008-07-2013
Vincent CrognaleJanney Montgomery ScottMorgan Stanley Wealth Management$7908-04-2013
Elaina S. SpiloveUBS Financial ServicesMorgan Stanley Wealth Management$2,50008-02-2013
Scott Christian, Cecil Loyd, Mike MastersWells Fargo AdvisorsBank of America Merrill Lynch$34507-31-2013
Larry Hensle, George Fleeson, Mike Harper, Steven Skonberg, Scott McLaughlinWells Fargo AdvisorsMorgan Stanley Wealth Management$52907-31-2013
J.D. JoyceWells Fargo AdvisorsUBS Financial Services$30607-31-2013
Christian E. Burke, Jr., Jeff AltomariWells Fargo AdvisorsMorgan Stanley Wealth Management$16507-31-2013
Douglas F. Brymer, David L. SwansonHighPoint Planning PartnersFifth Third Securities$8007-30-2013
Jonathan B. AbramsAmeriprise FinancialHSBC Private Bank$8107-26-2013
Christine FranksAmeriprise FinancialRaymond James$8107-26-2013
Michael T. WalshAmeriprise FinancialUBS Financial Services$12007-26-2013
David SeigermanJanney Montgomery ScottMorgan Stanley Wealth Management$6707-24-2013
Gaetan J. GagneSummit Brokerage ServicesMorgan Stanley Wealth Management$5407-23-2013
Bradley Sullivan, Edward BuntingBeverly Hills Wealth Management Morgan Stanley Wealth Management$11007-22-2013
David HeathCapital Investment Co.Triad Advisors$007-22-2013
Tammie FarrellCapital Investment Co.Wells Fargo Advisors$007-22-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.