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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Englund, Steve OvertonMorgan Stanley Wealth ManagementRaymond James$10009-20-2013
David Hays, Doug HughesJ.W. Cole FinancialSammons Securities$35009-20-2013
Lucian HodgmanInvestors CapitalMoors & Cabot$12009-20-2013
Andrew GonskiLPL FinancialAmeriprise Financial$10009-19-2013
Gregory L. BernhardtNPB Financial GroupSammons Securities$15009-19-2013
Joseph G. YurgecNPB Financial GroupLPL Financial$20009-19-2013
Cynthia D. CowdenNPB Financial GroupTricor Financial$30009-18-2013
Marc S. SchlieferLPL FinancialLincoln Financial$25009-16-2013
Stanley CrisciRBC Wealth ManagementRaymond James$14009-13-2013
John Molkentin, Denise Chin QueeBank of America Merrill LynchMorgan Stanley Wealth Management$18309-10-2013
Diane PadalinoBank of America Merrill LynchGoldman Sachs$32509-10-2013
E. Gray Smith IIIUBS Financial ServicesMorgan Stanley Wealth Management$34509-10-2013
Gary K. Dorfman, Timothy S. Morton-Smith, Andrew H. WinchesterBeacon Pointe Wealth AdvisorsPacific Pointe Advisors$17509-10-2013
Chris Rogers, Steve Guthrie, Dana Ricker, David Mitchell Raymond JamesMorgan Stanley Wealth Management$50009-06-2013
Robert A. Bezzone, Joseph MarottaBank of America Merrill LynchWells Fargo Advisors$13909-05-2013
Abtin ZarrabiBank of America Merrill LynchMorgan Stanley Wealth Management$19209-05-2013
Charles A. PhelpsBank of America Merrill LynchMorgan Stanley Wealth Management$20209-05-2013
Stephen J. ValellyRaymond JamesJefferies & Company$10009-05-2013
Louis V. Walsh IVWells Fargo AdvisorsUBS Financial Services$28709-03-2013
Eric A. ZakarinWells Fargo AdvisorsMorgan Stanley Wealth Management$26109-03-2013
Courtenay Hathcock, Frederick Rossetter, William BlackWells Fargo AdvisorsUBS Financial Services$41809-03-2013
William S. Schroth, Joseph Taylor, Kip Dominy, Ken Hyatt, Bruce KellyRaymond JamesWells Fargo Advisors$25009-03-2013
David J. KarpBenjamin F. Edwards & Co.Wells Fargo Advisors$009-03-2013
Stephen C. KnudsonStifel Nicolaus & Co.Morgan Stanley Wealth Management$11209-03-2013
Gregory C. O'DonnellSecurities AmericaFinancial Telesis$13708-28-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.