Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert LeachLPL FinancialWells Fargo Advisors$9010-16-2015
William VanDresser, Elden J. LeGaux, Eugene FrankelHightower AdvisorsLegacy Wealth Partners$60010-16-2015
James McDermott, Matthew Gall Raymond JamesOppenheimer$11010-16-2015
Kirk Wilkerson, Andy LubbenLPL FinancialRonald Blue & Co.$18510-16-2015
Lee Rosen, Elana Gofman, Karen Levy Bank of America Merrill LynchMorgan Stanley Wealth Management$30010-16-2015
Edward QuirkLPL FinancialCitizens Securities$5010-15-2015
Larry Cummings, Clifford Wang RBC Wealth ManagementBarclays$010-15-2015
Deborah Briskin, Chris Underhill, Brian BelakBank of America Merrill LynchUBS Financial Services$010-15-2015
Jerry Lucas, Megan Sclafani, Peter Gambee, Michael CohenDynasty Financial PartnersBarclays$1,00010-14-2015
Joyce Thomas, Julie Shen, June HungIndependent Financial GroupVoya Financial Advisors$30010-12-2015
Matt StreiffUBS Financial ServicesMorgan Stanley Wealth Management$9410-09-2015
Neil Short UBS Financial ServicesJPMorgan Chase & Co.$10510-09-2015
Jeffrey AcklerLPL FinancialCharles Schwab$30010-08-2015
Katie WeibelLPL FinancialM&T Securities$12210-08-2015
Charles R. GreenSagePoint FinancialFirst Western Securities$24010-08-2015
Christopher Baldwin, Thomas Tyndorf, Andrew Skoglund Bank of America Merrill LynchCredit Suisse Wealth Services$3,50010-08-2015
Thomas Neess, Alan Runkel, William ThompsonLPL FinancialSterne Agee$9610-01-2015
Susanne ZitoLPL FinancialJPMorgan Chase & Co.$7010-01-2015
Linda Allison, Derrell CrimmCommonwealth Financial NetworkLincoln Financial$10010-01-2015
Jimmy Patton, Marc Albertson, Bill MillerFocus Financial PartnersPAM$52510-01-2015
David B. Root, Charles Stout, David Hoffmann, Steve Kohler, Michael Aroesty, Lynne HoffayDynasty Financial PartnersCommonwealth Financial Network$65010-01-2015
Sonny Skinner, Mark Causey, Everett Nix, Steve Hagood, Will HumberStifel Nicolaus & Co.Bank of America Merrill Lynch$37010-01-2015
Marc SpechtLPL FinancialAmeriprise Financial$16009-30-2015
Tammy Sweet Halprin, Scott Finkler, Tracy Lardiere, Kelly TalpeyRaymond JamesWells Fargo Advisors$26009-30-2015
Robert Campbell, Joe BainRaymond JamesWells Fargo Advisors$19009-29-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.