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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric T. PressmanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$7501-22-2015
William D. BurkeLebenthal Wealth AdvisorsMorgan Stanley Wealth Management$001-22-2015
Michael Crossley, Roger BlackmarWunderlich SecuritiesMorgan Stanley Wealth Management$12501-22-2015
Timothy Metcalf, Robert Pinto Stifel Nicolaus & Co.Wells Fargo Advisors$25501-22-2015
Joel P. FeldmanRaymond JamesUBS Financial Services$18801-15-2015
Patrick Yates, Carole Yates, Donna CalkinRaymond JamesUBS Financial Services$12001-12-2015
Danielle BluntRaymond JamesEdward Jones$11401-12-2015
Katherine Traver, Michael L. GardnerRaymond JamesRBC Wealth Management$18501-12-2015
Emmett Towey, Michael Cantore IIIHightower AdvisorsUBS Financial Services$55001-09-2015
Charles M. HaynorUnited CapitalRayner & Haynor Investment Counselors$18501-06-2015
Daniel HonanJanney Montgomery ScottBank of America Merrill Lynch$001-06-2015
Raymond E. Ifert, Lorraine M. FaedoRaymond JamesBNY Mellon$85001-06-2015
Shahmir Moussavi Wells Fargo AdvisorsUBS Financial Services$12501-06-2015
Dennis Shapses, David CuellarWells Fargo AdvisorsMorgan Stanley Wealth Management$24001-06-2015
Dale WatersBank of America Merrill LynchUBS Financial Services$18501-05-2015
Douglas G. ConklinHightower AdvisorsBank of America Merrill Lynch$22501-05-2015
L. Vincent Elliott, Carey Cooney, Shannon McCueDynasty Financial PartnersDeutsche Bank$25001-05-2015
Scott NeffAmeriprise FinancialMorgan Stanley Wealth Management$11601-05-2015
Brooks StaplesAmeriprise FinancialU.S. Bancorp Investments$6901-05-2015
Mark Frederick, Timothy Breitfelder, Larry EggersAmeriprise FinancialU.S. Bancorp Investments$21301-05-2015
Conor Weir, Sophois Sokhom Retirement Benefits GroupBank of America Merrill Lynch$6001-05-2015
John E. Fitch, III, Marsha Werner, Pamela Appell, Penny TipswordRaymond JamesWells Fargo Advisors$11001-05-2015
John L. GreeneUBS Financial ServicesBank of America Merrill Lynch$6312-22-2014
Margaret M. TowleBank of America Merrill LynchHightower Advisors$012-19-2014
Farid Farhoumand, Ali Farhoumand Next FinancialH. Beck, Inc.$36212-19-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.