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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Rotstan, James ValeWells Fargo AdvisorsUBS Financial Services$9509-09-2014
Jose Moreno, Michael Dye, Oliver CervantesWells Fargo AdvisorsUBS Financial Services$47909-09-2014
Teresa HarmonWells Fargo AdvisorsUBS Financial Services$24409-09-2014
Sandra J. HudginsAmeriprise FinancialBank of America Merrill Lynch$10009-09-2014
Ronald CamisascaAmeriprise FinancialMorgan Stanley Wealth Management$9609-09-2014
Kevin P. BarnesAmeriprise FinancialProEquities$14809-09-2014
Steven JacobsonAmeriprise FinancialRaymond James$12409-09-2014
John E. LedfordAmeriprise FinancialCommonwealth Financial Network$13809-09-2014
Erik SimmonsCalton & AssociatesU.S. Bancorp Investments$5009-09-2014
Sean Burr, John BrantJ.W. Cole FinancialJ.P. Turner & Company$10009-09-2014
Michael A. CoraggioJanney Montgomery ScottBB&T Securities$11509-04-2014
Christopher J. CoburnRobert W. Baird & Co.RBC Wealth Management$15009-04-2014
James W. McGuireRobert W. Baird & Co.Wells Fargo Advisors$009-04-2014
Kaylyn A. MaherUBS Financial ServicesBank of America Merrill Lynch$12009-04-2014
William B. Wolf, Ethan CollinsHightower AdvisorsBank of America Merrill Lynch$44009-02-2014
David S. MowattIndependent Financial GroupGirard Securities$15009-02-2014
Kenneth Compton, Susan Buchanon, Carl Salvato, Aileen AquiRaymond JamesWells Fargo Advisors$17008-29-2014
Michael P. ReeseJanney Montgomery ScottStifel Nicolaus & Co.$008-29-2014
Adam R. RosenzweigRBC Wealth ManagementMorgan Stanley Wealth Management$10008-29-2014
Robert A. ClaysonRaymond JamesWells Fargo Advisors$11508-29-2014
Travis Barr, Marco CisnerosWells Fargo AdvisorsBank of America Merrill Lynch$22708-27-2014
Anthony Untersee, Charles ProuteyInvestacorpSII Investments$5008-25-2014
Ian JamesInvestacorpSummit Brokerage Services$5208-25-2014
Robert J. BowmanSnowden Lane PartnersBank of America Merrill Lynch$008-25-2014
James L. Switzer, Eric M. CobbRaymond JamesMorgan Stanley Wealth Management$18008-25-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.