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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nancy K. Leizman, Lisa KlimaRaymond JamesWells Fargo Advisors$19511-05-2015
Jeff Brown, Patrick Ford, Tyler MorrisLPL FinancialWells Fargo Advisors$52511-05-2015
K.C. MartelGolden State Wealth ManagementJPMorgan Chase & Co.$8011-05-2015
Sandeep VarmaFSC SecuritiesLPL Financial$21911-03-2015
Erin Cockman, Angie Hall, Melissa SpoonRaymond JamesWells Fargo Advisors$15011-03-2015
Janet F. Kirk, Anne Hassenfeldt, Nancy Sutton, Mary Beth WishartRBC Wealth ManagementMorgan Stanley Wealth Management$24211-03-2015
Michael Eddy, Chris Eddy, Tony PalazzoTriad AdvisorsWells Fargo Advisors$35011-03-2015
Tammy Sweet Halprin, Scott Finkler, Tracy Lardiere, Kelly TalpeyRaymond JamesWells Fargo Advisors$26011-03-2015
R. Lynette Laughter, Miller JonesCommonwealth Financial NetworkLPL Financial$11410-27-2015
Michael MondelloWells Fargo AdvisorsEdward Jones$7510-27-2015
Douglas Moore, DeAnn Peter, Jackie Shupe, Joe Cricchio, Miles James, Leah Anne Brooks, Erik Handcock, Dave Reed, Jason FoxRaymond JamesCetera$45010-27-2015
David A. Pickler, Teresa J.W. BaileCommonwealth Financial NetworkLPL Financial$25010-27-2015
Larry Cummings, Clifford Wang RBC Wealth ManagementBarclays$010-27-2015
Deborah Briskin, Chris Underhill, Brian BelakBank of America Merrill LynchUBS Financial Services$010-27-2015
Charles R. GreenSagePoint FinancialFirst Western Securities$24010-14-2015
Scott D. Schwartz, Andy Schwartz LPL FinancialNorthwestern Mutual $3,00010-14-2015
Sandra SmithAmeriprise FinancialMJ Whitman$23010-14-2015
Christopher Baldwin, Thomas Tyndorf, Andrew Skoglund Bank of America Merrill LynchCredit Suisse Wealth Services$3,50010-14-2015
Linda Allison, Derrell CrimmCommonwealth Financial NetworkLincoln Financial$10010-14-2015
Jimmy Patton, Marc Albertson, Bill MillerFocus Financial PartnersPAM$52510-07-2015
David B. Root, Charles Stout, David Hoffmann, Steve Kohler, Michael Aroesty, Lynne HoffayDynasty Financial PartnersCommonwealth Financial Network$65010-07-2015
John CrookProspera Financial ServicesRaymond James$8510-07-2015
Gregory MeadowsProspera Financial ServicesMorgan Stanley Wealth Management$6010-07-2015
Sandra ChoLPL FinancialJPMorgan Chase & Co.$18410-07-2015
Bijan Mohseni, David TownsendRaymond JamesAxa Advisors$15010-07-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.