Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Bouch, Brian Coxon, Matthew WagnerOxinas Partners Wealth ManagementWaddell & Reed$22508-28-2018
Perry StannardStifel Nicolaus & Co.Wells Fargo Advisors$3408-28-2018
Carolyn French, Byron ReyesProspera Financial ServicesUBS Financial Services$15008-28-2018
Shawn SabelhausProspera Financial ServicesEdward Jones$14008-28-2018
Luke Tolson, Brian FoxProspera Financial ServicesMorgan Stanley Wealth Management$6508-28-2018
Hobart MarliaveStifel Nicolaus & Co.Wells Fargo Advisors$4308-27-2018
Mike Anderson, Ted KorodanStifel Nicolaus & Co.Wells Fargo Advisors$16808-27-2018
Jeffrey DobbelmannAmeriprise FinancialRBC Wealth Management$8008-24-2018
Charles Andrew SanfordAmeriprise FinancialRBC Wealth Management$24008-24-2018
Keary Castleberry, Lara SternsSnowden Lane PartnersWells Fargo Advisors$12608-24-2018
Ron MasonAmeriprise FinancialRBC Wealth Management$7008-23-2018
Stephen Adler, Mark Levy, Roger Jee, Michael LubinRaymond JamesWells Fargo Advisors$1,00008-22-2018
Jennifer Malone, Andrew Rogers, Adam Hawley, Steve MinshullLPL FinancialWaddell & Reed$23208-21-2018
William Verhagen, Christopher Harmon, Ian Essling, Mark KrausCommonwealth Financial NetworkMML Investors Services$40008-21-2018
Ted Smith, Danica Goshert, Charles Stewart, Daniel LaNasa, Amanda JohnsonCommonwealth Financial NetworkSecurian Financial Services$70008-21-2018
William F. PeckJanney Montgomery ScottBrown Advisory$9008-20-2018
Michael Kernicky, Michael J. Kernicky, John KernickyJanney Montgomery ScottBank of America Merrill Lynch$23508-20-2018
Matthew W. Shaughnessy Joe HollisAmeriprise FinancialUBS Financial Services$28408-17-2018
Michael GrethRBC Wealth ManagementWells Fargo Advisors$17008-16-2018
Kaival PatelStifel Nicolaus & Co.Wells Fargo Advisors$3508-16-2018
Russ SchwartzStifel Nicolaus & Co.Wells Fargo Advisors$14408-16-2018
Bruce Rosen, Maru DuSablon, Mia ManahanRBC Wealth ManagementWells Fargo Advisors$39008-15-2018
John Burg, Tamara ColonAmeriprise FinancialWells Fargo Clearing Services$16108-14-2018
Patrick Amato, Robert Waldbauer Jr.JPMorgan Chase & Co.UBS Financial Services$75308-10-2018
Craig BraunStifel Nicolaus & Co.Ameriprise Financial$8208-10-2018
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Showing 26 to 50 of 3,436 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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