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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric M. BehrMorgan Stanley Smith BarneyDeutsche BankN/A04-25-2013
Richard Meadows, Paul Seifert, Micheal FettigWells Fargo AdvisorsMorgan Stanley Smith Barney$26604-23-2013
Gary PollickWells Fargo AdvisorsMorgan Stanley Smith Barney$17804-23-2013
Howard Mirvis, Larry HolmesWells Fargo AdvisorsMorgan Stanley Smith Barney$22004-23-2013
Betty Schutte-BoxWells Fargo AdvisorsEdward Jones$11204-23-2013
Greg BauerWells Fargo AdvisorsBank of America Merrill Lynch$7504-22-2013
Dennis AndersonBenjamin F. Edwards & Co.Wells Fargo AdvisorsN/A04-16-2013
Betsy Dickson , Dawn DicksonBenjamin F. Edwards & Co.UBS Financial ServicesN/A04-16-2013
Ed MeyerBenjamin F. Edwards & Co.Wells Fargo AdvisorsN/A04-16-2013
Allen Catalanotto, Scott E. Foreman, Mo ProvostyBenjamin F. Edwards & Co.Wells Fargo AdvisorsN/A04-16-2013
Darryl Mierl, Patrick X. Garvin, James Dombrowski Benjamin F. Edwards & Co.Wells Fargo AdvisorsN/A04-16-2013
Peter Tampellini, Robert Rothhouse , Teresa Zipf Benjamin F. Edwards & Co.Wells Fargo AdvisorsN/A04-16-2013
Thomas MorrisonBenjamin F. Edwards & Co.Morrison Financial Services Ltd.N/A04-16-2013
Brian Wiklund Benjamin F. Edwards & Co.Wells Fargo AdvisorsN/A04-16-2013
L. Grant Ingram, Gary LibertyBenjamin F. Edwards & Co.Wells Fargo AdvisorsN/A04-16-2013
Christopher J. McGillBenjamin F. Edwards & Co.Wells Fargo AdvisorsN/A04-16-2013
Brad PeaseBenjamin F. Edwards & Co.Wells Fargo AdvisorsN/A04-16-2013
David ClaggettBenjamin F. Edwards & Co.Wells Fargo AdvisorsN/A04-16-2013
Dan Lamacchia CFP, Benjamin F. Edwards & Co.Wells Fargo AdvisorsN/A04-16-2013
Todd Havill Bank of America Merrill LynchUBS Financial Services$15604-16-2013
Jonathan GreerBank of America Merrill LynchMorgan Stanley Smith Barney$26204-16-2013
Arthur Cahill, Stefen BenincasaBank of America Merrill LynchMorgan Stanley Smith Barney$29004-16-2013
Matthew Porter, Gregg LentzInvestors CapitalQuestar$5004-12-2013
Robert Locco, Francis CiocariMorgan Stanley Smith BarneyBank of America Merrill Lynch$20004-08-2013
Sam Clark, James Davenport, Les BarberRoyal AllianceLincoln Financial$30004-08-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.