Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg BowdenWells Fargo AdvisorsUBS Financial Services$5601-10-2017
Rich Lowrie, Wayne Carney, Bryan BlackburnMcDonald PartnersWells Fargo Advisors$25001-06-2017
Roger Berry, Felix Erbring, Ted GrayBank of America Merrill LynchUBS Financial Services$46601-06-2017
Mark Wickard, Regina Wickard, Kevin Lynch, Tobias TimmOppenheimerCantor Fitzgerald Wealth Partners$1,00001-06-2017
Jeremy KientzWells Fargo AdvisorsEdward Jones$5601-05-2017
Katherine Fisher-SchultzRaymond JamesMorgan Stanley Wealth Management$17301-04-2017
Lynn Grossman, Brian VieiraRaymond JamesWells Fargo Advisors$23012-28-2016
Paul Fischer, Larry NordmannRaymond JamesLPL Financial$11512-28-2016
Gregory AloisioAmeriprise FinancialWells Fargo Advisors$10312-19-2016
Robert BrowneRobert W. Baird & Co.Wells Fargo Advisors$14612-19-2016
Keith Epstein, Andrew OremlandRobert W. Baird & Co.Wells Fargo Advisors$24312-19-2016
Steve O'Hara, Joel FliegelWealth Enhancement GroupCLA Financial Advisors$20012-15-2016
Tim McEwenRBC Wealth ManagementUBS Financial Services$30712-15-2016
Tom Fautrel, Paul CarlsonWells Fargo AdvisorsMorgan Stanley Wealth Management$24312-14-2016
John Solomon, Phil Greer, Bill Dukelow, Hamilton NealRaymond JamesWells Fargo Advisors$28812-14-2016
Bob HardcastleBerthel FisherSummit Brokerage Services$25012-12-2016
Curt Matlin, Andrew SchumacherCommonwealth FinancialMSI Financial Services$8512-09-2016
Christian FelixBolton Global CapitalBank of America Merrill Lynch$12012-09-2016
David Persin, Zach Persin, Ted Simos, Kim BeattyRBC Wealth ManagementBank of America Merrill Lynch$23012-09-2016
Michael RosnerRaymond JamesBank of America Merrill Lynch$11012-08-2016
David DePaulRBC Wealth ManagementUBS Financial Services$31212-08-2016
Jeff Tutor, Natasha SparksStifel Nicolaus & Co.Bank of America Merrill Lynch$20012-08-2016
Michael Anderson, Alvin Spencer, Richard Williams & Chris ArmourStifel Nicolaus & Co.Wells Fargo Advisors$60012-08-2016
Claudette Boudreaux, Rusty DennerJanney Montgomery ScottChapin Davis$10312-07-2016
Dennis SurmanekWells Fargo AdvisorsBank of America Merrill Lynch$7212-07-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.