Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wolfgang HeinLPL FinancialSantander Securities LLC$6706-05-2017
Emory Gary, Judy Morrison LPL FinancialAmerican Portfolios$13106-02-2017
Kenneth Demps, Robert Dennis, Jay MacKenzieAmeriprise FinancialMorgan Stanley Wealth Management$27006-02-2017
Joseph Gabriele, Paul Vasady-KovacsBank of America Merrill LynchUBS Financial Services$1,00006-02-2017
F. Michael Covey, Thomas Kane, Mark WiktorBank of America Merrill LynchUBS Financial Services$3,00006-02-2017
Tonya NicholsRBC Wealth ManagementRobert W. Baird & Co.$12206-02-2017
John DigiacomoLPL FinancialSantander Securities LLC$8306-01-2017
Robert StansberryWells Fargo AdvisorsStifel Nicolaus & Co.$12506-01-2017
John MillerWells Fargo AdvisorsUBS Financial Services$11906-01-2017
Douglas Clark, Ronald Clark LPL FinancialPrincor Financial Services$16705-31-2017
Fred BurkeRaymond JamesInvest Financial$14105-31-2017
Steve EnglishRaymond JamesInvest Financial$6005-31-2017
Cathy ReedBank of America Merrill LynchJ.P. Morgan Securities LLC$11305-31-2017
Sandy Martin, Kirsty WalkerRaymond JamesBank of America Merrill Lynch$11005-30-2017
Nathan Sanders Voya Financial Advisors, Inc.Wells Fargo Advisors$16005-30-2017
Fernando NicolauBank of America Merrill LynchJ.P. Morgan Securities LLC$1,00005-30-2017
Steven Higgins, Allison SchmidtLPL FinancialRaymond James$6605-26-2017
Michael DevincentisLPL FinancialWells Fargo Advisors Financial Network$5805-26-2017
Louis Bosso, JrWaddell and ReedWells Fargo Advisors$6005-25-2017
Gary Cook, Kristina Daniel, Beth DeckerRaymond JamesBank of America Merrill Lynch$24005-25-2017
Patrick Guinet, Hung Nguyen, Casey BartelsGuardian Financial PartnersWells Fargo Advisors$18005-24-2017
Steven Friedman, Jeremy Friedman Raymond JamesWells Fargo Advisors$13005-23-2017
Francis Haas, Matthew Hammer, Michael Lovecchio, Jason MaileLPL FinancialWFG Investments$15005-22-2017
Tom Parker, Patrick Dugan, Paul SpencerHightower AdvisorsBank of America Merrill Lynch$16005-22-2017
Harry MullenLPL FinancialSuntrust Investment Services$7205-19-2017
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.