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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David MunozBank of America Merrill LynchUBS Financial Services$007-29-2015
Jon SissonRaymond JamesWells Fargo Advisors$13507-28-2015
Peter Kong, John ShawBank of America Merrill LynchBarclays$007-28-2015
Rhonda Chavez, Jake Carlson, Kevin Pitts, Michael Woods Stratos Wealth PartnersWells Fargo Advisors$16007-28-2015
Will Leven, Alora Anderson, Anthony Hoff, Ashlee KeglerBank of America Merrill LynchUBS Financial Services$1,30007-24-2015
Phil EggersRaymond JamesLPL Financial$15007-24-2015
Robert B. CordiakRBC Wealth ManagementJPMorgan Chase & Co.$16007-24-2015
Larry Pulliam, Jeff KerriganWells Fargo AdvisorsUBS Financial Services$16507-21-2015
Nick BorgfeldtWells Fargo AdvisorsMorgan Stanley Wealth Management$17607-21-2015
Timothy Aubin, Robert BrownLPL FinancialJPMorgan Chase & Co.$20707-21-2015
William Albin, Sean Dobranich, Taina Gude, Pawel SzottWaddell and ReedMetLife Securities$8207-17-2015
Michelle Murray Hightower AdvisorsUBS Financial Services$20007-17-2015
Mace Tamse, Chris GuarinoAmeriprise FinancialMorgan Stanley Wealth Management$16007-17-2015
Anthony Chevalier, Vance Whitby Bank of America Merrill LynchUBS Financial Services$19307-17-2015
Kerri Connellan, Jim PucciarelliMorgan Stanley Wealth ManagementBarclays$1,00007-17-2015
Bryan MiseIndependent Advisor AllianceIntervest International Equities $007-17-2015
Scott Bordelon, Larry Lock, Steven HollisSecurities AmericaLPL Financial$80007-14-2015
Tom Weissenburger, David OlberdingLPL FinancialRaymond James$22007-14-2015
Daniel WelkerWells Fargo Advisors Financial NetworkUBS Financial Services$8207-14-2015
Tighe SmithWells Fargo Advisors Financial NetworkUBS Financial Services$10407-14-2015
James Tate, Kelley TateWells Fargo Advisors Financial NetworkMorgan Stanley Wealth Management$13107-14-2015
John GordyWaddell and ReedJPMorgan Chase & Co.$10207-14-2015
Roger 'Bim' Prince, Clint BoxmanAmeriprise FinancialMorgan Stanley Wealth Management$15007-14-2015
Alex Bryan, Ryan Bartley, Robert Torney Raymond JamesUBS Financial Services$30007-14-2015
Ellen ClearyWells Fargo AdvisorsMorgan Stanley Wealth Management$16807-09-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.