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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven LeachInvestacorpInvestment Professionals$6502-09-2015
W. Ware Smith, Jr.Ameriprise FinancialUBS Financial Services$8502-09-2015
Brian CaseyAmeriprise FinancialMorgan Stanley Wealth Management$7702-09-2015
Thomas CarusoAmeriprise FinancialMorgan Stanley Wealth Management$10502-09-2015
Paul Berman, Joshua RosenzweigRaymond JamesRBC Wealth Management$20002-09-2015
John E. CarrollLPL FinancialBank of America Merrill Lynch$13002-09-2015
Patrick Cook, Nathan CookRobert W. Baird & Co.UBS Financial Services$17002-05-2015
Patricia PickHightower AdvisorsMorgan Stanley Wealth Management$22502-05-2015
Michael R. Hostick, II, Michael D. CharlesRaymond JamesOppenheimer$001-28-2015
James Winkler, Lauren Johnson, Randi RichardsonRBC Wealth ManagementUBS Financial Services$19501-28-2015
Rob TorringtonRaymond JamesUBS Financial Services$10301-28-2015
Robert E. Feldman, Donna G. Bowler Snowden Lane PartnersBank of America Merrill Lynch$22501-26-2015
Mahmoud El AwadiBank of America Merrill LynchMorgan Stanley Wealth Management$5001-26-2015
Robert S. TremlettWaddell and ReedCharles Schwab$6001-22-2015
Chad A. Tom, Wayne WycoffStratos Wealth PartnersHuntington Investments$001-22-2015
Pat Callaghan, Alan Fishman, Bernard Neuman, Jonathan Neuman, Tom Puccinelli, Stan Slovin, Lisa Su, Irene Kapusciarz, Melissa ValdWells Fargo AdvisorsMorgan Stanley Wealth Management$70001-22-2015
Brandon K. CassSagePoint FinancialCrowell, Weedon & Co.$6501-22-2015
John P. BarringerFirst Financial Equity CorporationMorgan Stanley Wealth Management$10001-22-2015
Luigi MazzaRaymond JamesMorgan Stanley Wealth Management$8501-22-2015
Eric T. PressmanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$7501-22-2015
William D. BurkeLebenthal Wealth AdvisorsMorgan Stanley Wealth Management$001-22-2015
Michael Crossley, Roger BlackmarWunderlich SecuritiesMorgan Stanley Wealth Management$12501-22-2015
Timothy Metcalf, Robert Pinto Stifel Nicolaus & Co.Wells Fargo Advisors$25501-22-2015
Joel P. FeldmanRaymond JamesUBS Financial Services$18801-15-2015
Patrick Yates, Carole Yates, Donna CalkinRaymond JamesUBS Financial Services$12001-12-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.