Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Graham, Brian BissellStifel Nicolaus & Co.Wells Fargo Advisors$17008-10-2018
Jim Galbraith III, Corrado SpezzacatenaSteward PartnersWells Fargo Advisors$17008-09-2018
Kevin NeagleBolton Global CapitalJulius Baer$45008-07-2018
Harry Buchanan Smith III, Daniel BryantRobert W. Baird & Co.Wells Fargo Advisors$15008-06-2018
David VigilSorrento Pacific FinancialWells Fargo Advisors$3408-01-2018
Michael W. Landsberg, Lew Bennett, Anthony C. DubbanehLandsberg Bennett Private Wealth Management GroupWells Fargo Advisors$67508-01-2018
Michael Henley, Steve Macano, Tracy B. McGuirePurshe Kaplan Sterling InvestmentsBank of America Merrill Lynch$007-27-2018
Jeff SuttonStifel Nicolaus & Co.Wells Fargo Advisors$19807-27-2018
Sam HodgsonFirst Republic SecuritiesBank of America Merrill Lynch$65007-27-2018
Jeffrey OckwoodWells Fargo AdvisorsMorgan Stanley Wealth Management$20007-20-2018
William Luthy, Tina McCallumRobert W. Baird & Co.Morgan Stanley Wealth Management$13507-20-2018
Thomas BellStifel Nicolaus & Co.UBS Financial Services$6907-19-2018
John Kortze, Cary KortzeSteward PartnersWells Fargo Advisors$50007-19-2018
John Ellis, Jennifer Baker, John Ellis Jr.LPL FinancialLucia Securities$17007-16-2018
Kerry ManganoStifel Nicolaus & Co.Wells Fargo Advisors$11007-16-2018
Marilyn BlackStifel Nicolaus & Co.Wells Fargo Advisors$5807-16-2018
Barbara HughesStifel Nicolaus & Co.Bank of America Merrill Lynch$6007-16-2018
Shelly SchudlichStifel Nicolaus & Co.Oppenheimer$8607-16-2018
Gregg Lentz, Matt PorterArkadios CapitalTriad Advisors$8007-16-2018
Bill Amatuzzo, Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial$12007-16-2018
Michael Gee, Andrea Savva, Raymond LeeRBC Wealth ManagementMerrill Lynch$19007-12-2018
Eric G. Moore, Michael Blake, Allison HudsonKestra FinancialLPL Financial$14207-12-2018
Matthew DavidsonSnowden Lane PartnersRaymond James$6007-10-2018
Bradley S. Dickens, Jason MinorJanney Montgomery ScottWells Fargo Advisors$17707-05-2018
Louie A. ValdezWells Fargo AdvisorsUBS Financial Services$20007-05-2018
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Showing 51 to 75 of 3,436 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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