Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Rosen, Daniel KrameRaymond JamesWells Fargo Advisors$62104-20-2018
Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason GravesRaymond JamesWells Fargo Advisors$30004-18-2018
Peter ScudnerStifel Nicolaus & Co.Janney Montgomery Scott$29804-18-2018
Jeff Porasik, Suzanne YdeRaymond JamesWells Fargo Advisors$40504-17-2018
Joseph Bivona, Thomas J. Bivona, Robert R. ImpellusoRBC Wealth ManagementWells Fargo Advisors$92504-17-2018
Ricardo QuirosBolton Global CapitalBank of America Merrill Lynch$22004-13-2018
Scott Morrison, Matthew Nordmann, Michael NordmannSecurities AmericaInvest Financial$12004-10-2018
Kitt Griffin, Steven LivitzKestra FinancialSII Investments$12004-09-2018
Dean HooverRaymond JamesUBS Financial Services$7004-09-2018
Daniel AustinRBC Wealth ManagementRaymond James$10004-09-2018
Susanna Kim BrackeWells Fargo AdvisorsUBS Financial Services$21704-06-2018
Brian Bova, David Leeds Eustis and Marc OsterPurshe Kaplan Sterling InvestmentsUBS Financial Services$2,00004-06-2018
Scott D. SullivanRaymond JamesBank of America Merrill Lynch$20004-05-2018
James P. DunnRBC Wealth ManagementWells Fargo Advisors$25004-05-2018
Ric KelloggLPL FinancialBank of America Merrill Lynch$12303-29-2018
Scott DownsSagePoint FinancialMML Investors Services$90003-29-2018
Paul MauroSagePoint FinancialSII Investments$77603-29-2018
Mark Anthoine, Stephen CarewSagePoint FinancialMML Investors Services$31503-29-2018
Chris KohneTriad AdvisorsLincoln Financial$10003-29-2018
Nicole SennettRaymond JamesBank of America Merrill Lynch$21603-28-2018
Erin DanielsStifel Nicolaus & Co.BMO Harris Financial Advisors$12003-27-2018
Kelly Bouchillon, Melissa Bouchillon, Emerson Ham, Edward AmbroseSound View Wealth AdvisorsBank of America Merrill Lynch$1,00003-26-2018
Ian N. Wilt, Michael Jude ScovicMorgan Stanley Wealth ManagementUBS Financial Services$46303-23-2018
Miguel Barbosa, Alfonso Barros, Carlos Rodriguez-Aspirichaga, Juan Calderon, Ricardo MendezUBS Financial ServicesJPMorgan Chase & Co.$30,00003-23-2018
Randolph Price, Matthew PriceRaymond JamesRBC Wealth Management$60003-22-2018
« Previous PageNext Page »

Showing 51 to 75 of 3,336 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.