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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandi HolmesLPL FinancialFidelity$27408-31-2015
John GroseLPL FinancialCharles Schwab$30008-31-2015
Bryan ForonjyLPL FinancialFidelity$17508-31-2015
Frank Del BustoLPL FinancialTIAA-CREF$95008-31-2015
Mark Cross, John Caldwell, Jason NortonLPL FinancialWells Fargo Advisors$15008-31-2015
Rhonda Chavez, Michael Woods, Kevin PittsLPL FinancialWells Fargo Advisors$15008-31-2015
Paul CarlsonLPL FinancialEdward Jones$10308-31-2015
Michael Carr, Kirk Ruth, Jeff Hogue, Jeff RizzoUBS Financial ServicesBank of America Merrill Lynch$87008-31-2015
Dax A. Seale, Amber SealeRaymond JamesEdward Jones$15708-31-2015
Jerod Wurm, Casey FryeWells Fargo Advisors Financial NetworkMorgan Stanley Wealth Management$19208-27-2015
Wendi Lohmar, Cathy ChaseFirst Republic SecuritiesCredit Suisse Wealth Services$51008-27-2015
T. Kevin Taylor, S. Kyle TaylorCommonwealth Financial NetworkNFP Advisor Services Group$17508-27-2015
Eric Kaehr, Paul S. RashidSAGE Private Wealth GroupNorthern Trust$25008-27-2015
Jim Ronn, Don Phillips, Bobby PhillipsNFP Advisor Services GroupLPL Financial$15808-27-2015
Robert Rinvelt, Roger DavidNFP Advisor Services GroupFSC Securities$18308-27-2015
Jane Drew, Katherine DrewWells Fargo AdvisorsBank of America Merrill Lynch$27808-24-2015
Timothy Pester Wells Fargo AdvisorsKey Private Bank$10008-24-2015
Brian McDaid Ameriprise FinancialSecurities America$7908-24-2015
Derrick T. WellsAmeriprise FinancialEdward Jones$10308-24-2015
Kenton McMahon Ameriprise FinancialWells Fargo Advisors$16108-24-2015
Duane Raanes, Brady RaanesRaymond JamesWells Fargo Advisors Financial Network$12808-24-2015
John CordeiroLPL FinancialWaddell and Reed$22008-24-2015
Keith E. SingerInvestacorpKovack Securities$12008-24-2015
Greg LevengoodVoya Financial AdvisorsLPL Financial$5008-24-2015
Michael PalaceLPL FinancialWells Fargo Advisors$13008-11-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.