Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin SmithAmeriprise FinancialUBS Financial Services$7401-12-2017
Greg BowdenWells Fargo AdvisorsUBS Financial Services$5601-10-2017
Rich Lowrie, Wayne Carney, Bryan BlackburnMcDonald PartnersWells Fargo Advisors$25001-06-2017
Roger Berry, Felix Erbring, Ted GrayBank of America Merrill LynchUBS Financial Services$46601-06-2017
Mark Wickard, Regina Wickard, Kevin Lynch, Tobias TimmOppenheimerCantor Fitzgerald Wealth Partners$1,00001-06-2017
Jeremy KientzWells Fargo AdvisorsEdward Jones$5601-05-2017
Katherine Fisher-SchultzRaymond JamesMorgan Stanley Wealth Management$17301-04-2017
Lynn Grossman, Brian VieiraRaymond JamesWells Fargo Advisors$23012-28-2016
Paul Fischer, Larry NordmannRaymond JamesLPL Financial$11512-28-2016
Steve Hacker, Brian Menickella, Mark Schatzel LPL Financial TFS Securities$23212-27-2016
Gregory AloisioAmeriprise FinancialWells Fargo Advisors$10312-19-2016
Robert BrowneRobert W. Baird & Co.Wells Fargo Advisors$14612-19-2016
Keith Epstein, Andrew OremlandRobert W. Baird & Co.Wells Fargo Advisors$24312-19-2016
Mark MorganLPL Financial Money Concepts Captial$11512-16-2016
Garth LurveyLPL Financial Suntrust Investment Services$5012-15-2016
Jeffrey RobinLPL Financial JPMorgan Chase & Co.$6012-15-2016
Wayne GreenoughLPL Financial MSI Financial Services$9212-15-2016
Jack BuckleyLPL Financial Commonwealth Financial Network$12012-15-2016
Scott Ellingson, James LoweLPL Financial Commonwealth Financial Network$13012-15-2016
Stephen MaganaLPL Financial JPMorgan Chase & Co.$13012-15-2016
Steve O'Hara, Joel FliegelWealth Enhancement GroupCLA Financial Advisors$20012-15-2016
Tim McEwenRBC Wealth ManagementUBS Financial Services$30712-15-2016
Michael LenahanLPL Financial Suntrust Investment Services$7512-14-2016
Herbert Moody Jr.LPL Financial Capital Guardian$16012-14-2016
Tom Fautrel, Paul CarlsonWells Fargo AdvisorsMorgan Stanley Wealth Management$24312-14-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.