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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Nobile, Scott Hinchey, Michael McCabe, David TauberInvestacorpInvest Financial$25009-11-2015
Chitra Staley, Mark MathersBeacon Pointe Wealth AdvisorsTPW Financial$30009-09-2015
Benjamin Brayshaw, Sheldon Drake, Donald Hannigan, Philip Henry, Seth Krussman, John RyderSagePoint FinancialQuestar Capital$009-09-2015
Christopher HillWells Fargo AdvisorsJPMorgan Chase & Co.$2,00009-09-2015
Alli McCartney, Miguel Hennessy, David Wardrop, Jordan MahaffeyUBS Financial ServicesJPMorgan Chase & Co.$5,00009-09-2015
James LipariUBS Financial ServicesBank of America Merrill Lynch$23009-09-2015
Clare HiattAmeriprise FinancialWells Fargo Advisors$5409-03-2015
Richard BarberAmeriprise FinancialWells Fargo Advisors$6309-03-2015
David OdomAmeriprise FinancialWells Fargo Advisors$10709-03-2015
Glenn KenesAmeriprise FinancialWells Fargo Advisors$19009-03-2015
Louis GreifMorgan Stanley Wealth ManagementBarclays$009-03-2015
William Goettert, John EntenbergMorgan Stanley Wealth ManagementCitigroup$1,00009-03-2015
Matt Riesenweber, Matt WiserLPL FinancialWaddell and Reed$30009-03-2015
Charles R. Eberly, Jr., Lawrence J. DeFluri, Michael C. McConahy, Patricia JakewayDynasty Financial PartnersWells Fargo Advisors$25008-31-2015
David Sobocinski, Julian Frank, Marc Wong, Mark RemigioUBS Financial ServicesMorgan Stanley Wealth Management$95008-31-2015
Todd TimmermanLPL FinancialPrincor Financial Services$1,00008-31-2015
Dale WolfLPL FinancialSun Trust Securities$10408-31-2015
Joseph SicilianoLPL FinancialFidelity$10008-31-2015
Thomas KennedyLPL FinancialRoyal Alliance$60008-31-2015
Brandi HolmesLPL FinancialFidelity$27408-31-2015
John GroseLPL FinancialCharles Schwab$30008-31-2015
Bryan ForonjyLPL FinancialFidelity$17508-31-2015
Frank Del BustoLPL FinancialTIAA-CREF$95008-31-2015
Mark Cross, John Caldwell, Jason NortonLPL FinancialWells Fargo Advisors$15008-31-2015
Rhonda Chavez, Michael Woods, Kevin PittsLPL FinancialWells Fargo Advisors$15008-31-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.