Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheila JamisonVoya Financial AdvisorsInvestors Capital$7902-16-2016
Bob RossiSecurities AmericaFSC Securities$22502-15-2016
David Atallah, Mike CassaMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$002-15-2016
Bob Rittel, Elizabeth MahoneyStratos Wealth PartnersWells Fargo Advisors$20002-10-2016
Isaac KimGolden State Wealth ManagementMorgan Stanley Wealth Management$002-06-2016
John CameronD.A. Davidson & Co.Umpqua Bank$25002-04-2016
Scott Edwards, George Kursar, Michael OcchiutoRBC Wealth ManagementJefferies$002-02-2016
Brian Jack, Matt FigueroaPinnacle Peak AdvisorsAmeriprise Financial$20002-01-2016
David N. Tinsley, George E. Vogel, Daniel C. TinsleyCommonwealth Financial NetworkMetLife Securities$22502-01-2016
Eduardo Robson, Daniel AymerichBolton Global CapitalBank of America Merrill Lynch$18002-01-2016
Kathleen M. Thomas, Tammy Symons, Jayne Veilleux, Stephen Coopersmith, Lisa Morgan, Elizabeth Hellard, Jeanne CaitoRaymond JamesAmeriprise Financial$15002-01-2016
Christopher Cotterell, Ryan OatesLPL FinancialInfinex Investments$13101-29-2016
Jacob ChaparroLPL FinancialTD Wealth Management Services$50501-27-2016
Beth Scanlan, Carol Abraham, Calvin FongMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$37501-27-2016
Mark Griffin, Roy WellsLPL FinancialWaddell and Associates$12001-25-2016
Stephen WendtLPL FinancialCommonwealth Financial$35001-25-2016
Andrew Toshie, Steve AlmondProspera Financial ServicesSterne Agee$1,00001-25-2016
Mark FlintBeacon Pointe Wealth AdvisorsBrandes Investment Partners$001-22-2016
Tom Prentice, Young Chung, Tricia Prentice, Stephanie BarsnessRBC Wealth ManagementBank of America Merrill Lynch$28001-20-2016
Miguel SosaPremia Global Advisors LLCBank of America Merrill Lynch$40001-15-2016
Constance Miner, Ross HamiltonSteward Partners Global AdvisoryUBS Financial Services$20001-14-2016
William B. Wellons, Jr., Scott L. Abee, James W. Forrester, John A. RobinsonRaymond JamesWells Fargo Advisors; Davenport and Company $40001-14-2016
David McMahanProspera Financial ServicesCapital Guardian$32301-12-2016
Paul DuncanLPL FinancialSecurities America$10501-11-2016
Lorayne Fiorillo, Frank Pranio, Anna PaczesRaymond JamesWells Fargo Advisors$23501-08-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.