Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Moore, Charlene BurkhardtIndependent Advisor AllianceNational Planning$5006-30-2016
Walter Meranze, Ken Dysart, Sean GogolaProspera Financial ServicesWells Fargo Advisors$1,20006-30-2016
David DitzelAmeriprise FinancialRaymond James$7206-29-2016
Nadine LordIndependent Advisor AllianceNational Planning$5006-29-2016
John EganHightower AdvisorsJ.M. Egan Wealth Advisors$30006-28-2016
Lisa RossiLPL FinancialNational Planning$6006-28-2016
Jaime Fukumae, Sally JermainLPL FinancialFoothill Securities$7006-27-2016
Austin Booker, James FallonLPL FinancialWoodbury Financial Services$10006-24-2016
James Martin, Brad SeagravesWells Fargo AdvisorsMorgan Stanley Wealth Management$10106-24-2016
John SelasLPL FinancialPrudential Financial$16006-24-2016
Michael FetznerLPL FinancialRoyal Alliance$6806-24-2016
Chris GolesJanney Montgomery ScottWells Fargo Advisors$9806-23-2016
Arthur Smith IILPL FinancialFirst Allied Securities$8006-22-2016
Kailen CookLPL FinancialTD Wealth Management Services$6006-22-2016
Terry WelshIndependent Advisor AllianceNational Planning$5006-22-2016
George Bragaw, William Weldon, Tara OrendorffRaymond JamesWells Fargo Advisors$20506-20-2016
Stephen GaskinsLPL FinancialIntercarolina Financial Services, Inc.$6006-20-2016
Tanya Duarte, Archibaldo VasquezBolton Global CapitalBank of America Merrill Lynch$22506-20-2016
Felipe BallestasBolton Global CapitalBank of America Merrill Lynch$17506-18-2016
James Earl Webb 360 Wealth ManagementEdward Jones$9506-17-2016
Zubair KhanLPL FinancialJ.P. Morgan Securities LLC$8006-17-2016
Dawna Westberg-Welch Stratos Wealth PartnersJ.P. Morgan Securities LLC$6506-16-2016
Ken SarpuJanney Montgomery ScottWells Fargo Advisors$11606-16-2016
Andrew PerceleanuLPL FinancialU.S. Bancorp Investments$5006-15-2016
John KnudsonAmeriprise FinancialOppenheimer$8006-15-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.