Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Caroline KorteLPL FinancialRaymond James$8405-16-2016
Matthew TraywickLPL FinancialWesBanco Securities$6005-16-2016
James ParentiLPL FinancialProtected Investors of America$13005-16-2016
Jeffrey MillerAmeriprise FinancialInvestment Centers of America$12505-16-2016
Stanley KlimekLaSalle St. SecuritiesCapital Securities Investment Corporation$21005-16-2016
John BezdichekLPL FinancialCetera$5005-13-2016
Ellen LanderLPL FinancialKestra Financial$2,50005-13-2016
Joseph HubbellSnowden Lane PartnersBank of America Merrill Lynch$10005-13-2016
Thomas SandkampLPL FinancialWells Fargo Advisors$6005-12-2016
Peter MarshLPL FinancialHuntington Investments$16005-12-2016
Tom W. O'Bryon IISteward Partners Global AdvisoryUBS Financial Services$10005-12-2016
John Henson Jr.LPL FinancialNorthwestern Mutual $5005-10-2016
Luisa EhrigLPL FinancialEdward Jones$10005-09-2016
Denver GilliandHightower AdvisorsBank of America Merrill Lynch$31505-08-2016
Willard EinsparLPL FinancialMetLife Securities$8205-06-2016
Fred QuattlebaumLPL FinancialWells Fargo Advisors$5005-06-2016
Matthew SchradyAmeriprise FinancialMorgan Stanley Wealth Management$11705-06-2016
Gray Jackson RBC Wealth ManagementMorgan Stanley Wealth Management$14005-06-2016
Thomas StineLPL FinancialHFI Wealth Management$5005-05-2016
Heather Alexander, Ian Baker, Denzil Dias, Paul Etra, Marc Harary, Ralph Hochuli, Christopher Kolba, Daniel NessimLPL FinancialAmeritas Investment Corp$35005-05-2016
Rosco HalseyWaddell and AssociatesEdward Jones$10605-05-2016
Daniel EllisLPL FinancialU.S. Bancorp Investments$10005-04-2016
John Bailey360 Wealth ManagementLPL Financial$6105-04-2016
Salvatore Pitti, Matthew PittiWells Fargo AdvisorsMorgan Stanley Wealth Management$20005-03-2016
Anil SinghLPL FinancialJ.P. Morgan Securities LLC$26005-02-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.