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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| William Terrell | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $137 | 02-14-2013 |
| Kevin Robertson | Bank of America Merrill Lynch | Piper Jaffrey | $588 | 02-14-2013 |
| Stephanie Greer | Bank of America Merrill Lynch | Wells Fargo Advisors | $189 | 02-14-2013 |
| John Kline | Janney Montgomery Scott | UBS Financial Services | $180 | 02-14-2013 |
| John Gray, Jerri Gray, Jim Driskell | Investacorp | Next Financial | $90 | 02-07-2013 |
| Jamie Hilton, Kara Museler | UBS Financial Services | Morgan Stanley Smith Barney | $300 | 02-06-2013 |
| Jason Connolly, Taylor Manry, Doug Everett, Adam Wilson | Triad Advisors | Royal Alliance | $250 | 02-05-2013 |
| James Mathias, Wilma Turner | Girard Securities | Invest Financial | $85 | 02-01-2013 |
| Joseph VanName, Amy Hoffman, Cindy Irving, Susan Warren | Cetera | Cadaret Grant | $130 | 01-29-2013 |
| Lou Ingargiola, Sean McAndrew | Commonwealth Financial Network | LPL Financial | $70 | 01-28-2013 |
| Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer Parmer | Commonwealth Financial Network | LPL Financial | $150 | 01-28-2013 |
| Marlene M. Fowler, Christopher F. Fowler | Raymond James | Morgan Stanley Smith Barney | $70 | 01-28-2013 |
| Philip T. Maurer, David M. Kushner, Barbara Maurer | Raymond James | Morgan Stanley Smith Barney | $146 | 01-25-2013 |
| Chamberlain Group | Spire Investment Partners | N/A | $200 | 01-24-2013 |
| Scott Sprague | Cetera | United Planners Financial Services of America | $110 | 01-23-2013 |
| Jim Galante, Michael Lambrix, Jeremy Laub | Commonwealth Financial Network | SII Investments | $250 | 01-18-2013 |
| Diane Alecci, Lynn Blanchard | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $500 | 01-07-2013 |
| Carolyn S. Meakem, Traci Meakem Richmond | Raymond James | Wells Fargo Advisors | $200 | 01-07-2013 |
| Paul Tingley | Securities Service Network | Proequities | $350 | 12-26-2012 |
| Jim Clements | Securities America | United Planners Financial Services of America | $100 | 12-19-2012 |
| Jason Lloyd | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $125 | 12-17-2012 |
| Dan Sandlin | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $151 | 12-17-2012 |
| Christine Reilly | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $159 | 12-17-2012 |
| David Vallie | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $160 | 12-17-2012 |
| Emory Ragsdale, Wade Myatt, Lynde Jackson | Bank of America Merrill Lynch | RBC Wealth Management | $152 | 12-17-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.