Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sam Oakley, Jon Lockmiller, Brian Dixon, Taylor Francis, Beverly HerbertRaymond JamesSuntrust Investment Services$70011-08-2017
Tony BeachVoya Financial AdvisorsUMB Financial Services$9711-08-2017
Mark Lazar, John Bergerson, Morgan IrvinRaymond JamesWells Fargo Advisors$26511-07-2017
Nicholas ThomLPL FinancialEdward Jones$5511-06-2017
Gilbert NeighborsLPL FinancialWells Fargo Advisors$6311-03-2017
James Pender, Craig SabloskyLPL FinancialInvestment Professionals$6711-03-2017
Shalana D. PooleWaddell and ReedJPMorgan Chase & Co.$6611-03-2017
Joseph LauricellaUBS Financial ServicesBank of America Merrill Lynch$7011-03-2017
Okita SeviFirst Republic SecuritiesJPMorgan Chase & Co.$40011-03-2017
Rod Loewenthal, Kevin Kamholz, Betsy Mason, Justin McIntireUBS Financial ServicesBank of America Merrill Lynch$90011-03-2017
Allen Langer, J. Fredrick Martinez, Marnie RoseRBC Wealth ManagementUBS Financial Services$23111-03-2017
Jay SlouffmanProspera Financial ServicesEdward Jones$18611-03-2017
Tim KellyLPL FinancialWells Fargo Advisors$5711-02-2017
Lance SteinbergLPL FinancialWells Fargo Advisors$12511-02-2017
Heath BartlettAmeriprise FinancialCommonwealth Financial Network$13511-02-2017
Kevin J. McDermott, John G. KaneLincoln FinancialCUSO Financial Services, L.P.$36611-02-2017
Ken Ramos, Gary RudowStifel Nicolaus & Co.Morgan Stanley Wealth Management$32511-02-2017
L.O. Patrick Corbett, Robert F. Mason, Daniel WarrenJPMorgan Chase & Co.Morgan Stanley Wealth Management$1,20011-02-2017
Frank Botta, Daniel McCarron, Mike CoyneJPMorgan Chase & Co.Morgan Stanley Wealth Management$1,10011-02-2017
Colleen O'CallaghanJPMorgan Chase & Co.Morgan Stanley Wealth Management$2,50011-02-2017
Dan ShermanRBC Wealth ManagementMorgan Stanley Wealth Management$18011-02-2017
Victoria RickerJanney Montgomery ScottMorgan Stanley Wealth Management$7011-02-2017
Colleen MacKenzie-DoinoJanney Montgomery ScottMorgan Stanley Wealth Management$9711-02-2017
Matthew J. CramerJanney Montgomery ScottBank of America Merrill Lynch$15311-02-2017
Alfred L. Hobgood III, Alfred L. Hobgood IV, A. Harrison PeatrossRBC Wealth ManagementWells Fargo Advisors$18211-02-2017
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Showing 126 to 150 of 3,238 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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