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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinando | Raymond James | LPL Financial | $230 | 12-06-2012 |
| Curt Whipple | Kalos Capital | Investacorp | $120 | 12-05-2012 |
| Gary Stringer | Kalos Capital | FSC Securities | $102 | 12-05-2012 |
| Nathan Running | Multi-Financial Securities | LPL Financial | $88 | 12-04-2012 |
| Vince Costanzo, Rex Mack | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $115 | 12-03-2012 |
| Howard Shallcross | Morgan Stanley Smith Barney | Barclays Wealth | $80 | 12-03-2012 |
| Brant Giere, Lisa Szucs | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $210 | 12-03-2012 |
| Luis Fuentes, Christopher Fuentes, Rosario Hondermann | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $373 | 12-03-2012 |
| Levent Bayrasli, Russell Smith | Ameriprise Financial | Bank of America Merrill Lynch | $95 | 11-28-2012 |
| Ziv Ohel, Bill Duncan | Ameriprise Financial | Morgan Stanley Smith Barney | $275 | 11-28-2012 |
| John DiCiaccio, Leah Thomson Snell, Jon LaMothe, Luis Gonzalez | Snowden Capital Advisors | Bank of America Merrill Lynch | $500 | 11-27-2012 |
| Dave Strunc, Nicholas Russell | Multi-Financial Securities | Woodbury Financial Services | $100 | 11-26-2012 |
| Victoria Azpurua | Raymond James | Morgan Stanley Smith Barney | $110 | 11-22-2012 |
| Matthew Hanshaw, Taylor Ranker, Alfred Varano | Royal Alliance | National Planning | $325 | 11-21-2012 |
| Angelo Talebi, Artin Bandari | Royal Alliance | LPL Financial | $230 | 11-21-2012 |
| Michelle R. Lavigne | Wells Fargo Advisors | UBS Financial Services | $120 | 11-20-2012 |
| Bradley Gummow | Wells Fargo Advisors | Stifel Nicolaus & Co. | $100 | 11-16-2012 |
| W. Howard Humphrey | Wells Fargo Advisors | Bank of America Merrill Lynch | $101 | 11-16-2012 |
| Robert Hart, Thomas Tonkovich | Wells Fargo Advisors | RBC Wealth Management | $107 | 11-16-2012 |
| Rich Ceffalio | Wells Fargo Advisors | UBS Financial Services | $165 | 11-16-2012 |
| Robert Shwedel, Andrea Roth | Wells Fargo Advisors | UBS Financial Services | $196 | 11-16-2012 |
| Chris Queen, Peggy Etheridge, Jason Hofnagel | Wells Fargo Advisors | Morgan Stanley Smith Barney | $206 | 11-16-2012 |
| Nancy Johnson, Susan Ellena | Wells Fargo Advisors | Morgan Stanley Smith Barney | $210 | 11-16-2012 |
| Allen Wilson | Wells Fargo Advisors | Stifel Nicolaus & Co. | $212 | 11-16-2012 |
| Andrew Siegel, Nickolaus Roeschley, William Kulesh | Wells Fargo Advisors | Morgan Stanley Smith Barney | $231 | 11-16-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.