Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bill AustinAmeriprise FinancialWells Fargo Advisors$10905-02-2016
John Pasacreta, Jordan Samelson, John Rotando, Nancy Meade, Sandra Kapfer Wells Fargo AdvisorsMorgan Stanley Wealth Management$24505-02-2016
William Browne, Marc Zupicich Wells Fargo AdvisorsMorgan Stanley Wealth Management$35005-02-2016
Edilberto Moreno, Soraya Batista-GarciaBolton Global CapitalBank of America Merrill Lynch$16005-02-2016
David BennetteProspera Financial ServicesWells Fargo Advisors$5005-01-2016
Craig KorolLPL FinancialSecurities America$10004-29-2016
William GustafsonWaddell and AssociatesU.S. Bancorp Investments$7804-29-2016
Jamie SutherlandAmeriprise FinancialWells Fargo Advisors$8004-29-2016
Michael GarofaloAmeriprise FinancialVoya Financial Advisors$7504-29-2016
Robert Gorman Wells Fargo AdvisorsBank of America Merrill Lynch$10004-29-2016
Terry BaileyLPL FinancialWells Fargo Advisors$6004-28-2016
Chandon Simonis, John NiermeyerLPL FinancialWells Fargo Advisors$51604-28-2016
Lisa MurrayLPL FinancialFifth Third Securities$10004-28-2016
James KingLPL FinancialWaddell and Associates$8504-27-2016
Andrew SharpLPL FinancialCharles Schwab$34104-27-2016
David Giegerich, David ProvinsalLPL FinancialFirst Allied Securities$30504-26-2016
Mark J. Elliott, Scott R. Friedman, Darren Dawson, John A. KentSuntrust Investment ServicesWells Fargo Advisors$53404-22-2016
James MonteverdeRoyal AllianceThe Monteverde Group$30004-22-2016
Phillip PalmerRoyal AllianceChestnut Street Group$48504-22-2016
Ashley CurielLPL FinancialCUSO Financial Services, L.P.$5404-21-2016
Stephen Liles, Murl Vincent Jr., William ThompsonLPL FinancialTransamerica Financial Advisors$12804-21-2016
Eric SchindlerLPL FinancialCetera$12504-21-2016
Brad Konopaske, Paul PaskaCeteraEmpire Asset Management Group$20004-20-2016
Calvin NeemanLPL FinancialEdward Jones$24004-18-2016
Chris Ure, Al MartinezHightower AdvisorsUBS Financial Services$12504-18-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.