Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael EdmondsonIndependent Advisor AllianceWells Fargo Advisors$12005-11-2017
Mark PojednicRaymond JamesWells Fargo Advisors$19405-11-2017
Kirk KolligianJanney Montgomery ScottBank of America Merrill Lynch$14405-11-2017
John Paxton, Daniel Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15005-08-2017
Chris Rosamond, Arthur PatersonWilliam Blair & Co.Bank of America Merrill Lynch$20005-08-2017
Cliff CosperLPL FinancialEdward Jones$6105-05-2017
Claudia Exner, Joachim ExnerLPL FinancialFirst Command Financial$19205-05-2017
Michael Miremadi, Christopher Heintz, Teresa UzetaUBS Financial ServicesBank of America Merrill Lynch$20005-05-2017
Marcelo Poliak, Pablo Gherardi, Guillermo Guerra, Nicholas CoubroughJefferiesWells Fargo Advisors$1,50005-05-2017
Ali MandalinciRaymond JamesUBS Financial Services$13005-04-2017
Steve Victor, Lisa FourakerJanney Montgomery ScottRBC Wealth Management$17505-04-2017
Mark Kopkin, Scott EnglehardtStifel Nicolaus & Co.Raymond James$16005-04-2017
David VigilLPL FinancialSuntrust Investment Services$8405-03-2017
Brad Hamlin, Brad Fine, Carl PestelosJ.P. Morgan Securities LLCUBS Financial Services$40005-03-2017
Sam MaxwellExecutive Wealth GroupMorgan Stanley Wealth Management$27505-03-2017
Euclides MorenoBolton Global CapitalBank of America Merrill Lynch$65005-02-2017
Michael Jeppson, Angie DusoRaymond JamesBank of America Merrill Lynch$40005-02-2017
Mark BurnsHightower AdvisorsWells Fargo Advisors$30005-02-2017
Jay TobiasLPL FinancialWells Fargo Advisors Financial Network$9605-01-2017
Joseph QuinnLPL FinancialNational Securities$8804-28-2017
Ira Katz, Daniel McNicholas, John Scala, Bryce WilinskiLPL Financial Bank of America Merrill Lynch$42004-28-2017
Michael Nimmo, Christian Nimmo, Rachel NimmoStifel Nicolaus & Co.UBS Financial Services$10004-28-2017
Paul HenryLPL FinancialCitizens Investment Services$5004-27-2017
James Novaria, Nick YetterAmeriprise FinancialWells Fargo Advisors$22204-27-2017
Stephen Spector, Peter Frisch Raymond JamesWells Fargo Advisors$45004-27-2017
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.