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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph L. BessWaddell and ReedJ.P. Morgan Securities LLC$5408-14-2014
Barry SternRaymond JamesUBS Financial Services$10708-14-2014
Benjamin W. WongCommonwealth Financial NetworkFinancial Telesis$70008-14-2014
Pamela Lynn Abraham, Jack E. Thomas, Trevor R. SwartzHightower AdvisorsBank of America Merrill Lynch$80008-14-2014
Thomas H. CarlsonSecurities AmericaVALIC Financial Advisors$8108-14-2014
Roger J. RathRBC Wealth ManagementJanney Montgomery Scott$24508-11-2014
Jim HofheimerRothschild Investment Corp.Morgan Stanley Wealth Management$30008-11-2014
Brendan Goldstein, William PattersonLebenthal Wealth AdvisorsBNY Mellon$60008-07-2014
Gary Haapala, Carol Sewell, Charles Waterhouse, James WinslowArbor Trust Wealth AdvisorsUnited Bank & Trust$35008-07-2014
Chris O'Neil, Joe JaensenWells Fargo AdvisorsMorgan Stanley Wealth Management$30008-07-2014
M. Greg FosterStifel Nicolaus & Co.McAdams Wright Ragen$17008-07-2014
Louis Ciliberti Ameriprise FinancialAmerican Portfolios$15008-04-2014
Scott CodacoviAmeriprise FinancialPark Avenue Securities$10008-04-2014
Len Clarizio, Tony Sciuto Ameriprise FinancialAmerican Portfolios$11408-04-2014
Tara Rice, Amanda HancockCeteraHMS Financial Group, Raymond James$008-04-2014
Kerina GrahamStratos Wealth PartnersBank of America Merrill Lynch$008-04-2014
Matthew Rogers, Mark Christopher NortonRaymond JamesUBS Financial Services$20008-04-2014
Lawrence Rudolph, Stanley LevineWells Fargo AdvisorsMorgan Stanley Wealth Management$25307-30-2014
Steven T. Lundgren, Phillip HurnerWells Fargo AdvisorsMorgan Stanley Wealth Management$21407-30-2014
Robert SatterfieldMorgan Stanley Wealth ManagementUBS Financial Services$18007-30-2014
Michael T. LeePacilio Wealth ManagementMorgan Stanley Wealth Management$007-30-2014
Nancy TuiningaWashington Wealth ManagementWells Fargo Advisors$7207-28-2014
Michael LeeWashington Wealth ManagementMorgan Stanley Wealth Management$13007-28-2014
Robert BergSummit Brokerage ServicesMorgan Stanley Wealth Management$7207-28-2014
Jerome WallInvestacorpLincoln Financial$5007-28-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.