Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chris Albertson, Tyler SteeleLPL Financial BBVA Securities$15008-05-2016
Jeffrey Roodman, Christopher SmallLPL Financial J.P. Morgan Securities LLC$15508-05-2016
Marc AlportWells Fargo AdvisorsMorgan Stanley Wealth Management$6508-05-2016
Harry Lewkowitz, Jeggrey GersenBank of America Merrill LynchUBS Financial Services$50008-04-2016
Jeffrey SchoenfeldBank of America Merrill LynchUBS Financial Services$25008-04-2016
David Morris, Matthew WaldmanStifel Nicolaus & Co.UBS Financial Services$15008-04-2016
Nathaniel Running, Paul Burmeister, Mark Fischer, Tyler Hirth, Jonathan Rienstra, Charles TurnerLPL Financial Cetera$24808-02-2016
Ronald ButlerRaymond JamesCetera$40608-02-2016
Jim Puplava, Paul Horn, Christopher Puplava, Robert Bernard, Ryan PuplavaLPL FinancialPuplava Financial Services$39608-01-2016
Jim Kennedy, Aaron Kennedy, Angela Robinson, Bret RobinsonCalton & AssociatesVSR Financial Services$10008-01-2016
John PrattiCommonwealth FinancialMSI Financial Services$23008-01-2016
Burton Peake JrLPL Financial FTB Advisors$8207-29-2016
Joseph AzzopardiLPL Financial J.P. Morgan Securities LLC$5007-29-2016
Eric LingLPL Financial USAAA Financial Advisors$9007-29-2016
Kathleen LaurinLPL Financial VSR Financial Services$10507-29-2016
Daniel Head, Brian Dickey, Steven Witt, Barbara MillionTriad AdvisorsWells Fargo Advisors$19007-29-2016
James H. HardingHilltop SecuritiesMorgan Stanley Wealth Management$13007-29-2016
Wesley Lentz, Clinton VanLinder, Robert Amberg, Robert CampbellKestra FinancialTransamerica Financial Advisors$1,00007-29-2016
Chad Keim, Vince Little, Brian OswaldRaymond JamesLPL Financial$30007-28-2016
Robert TempletonLPL Financial Waddell and Associates$6007-26-2016
Bryan WieferichLPL Financial Waddell and Associates$5007-26-2016
Mark Southwell, Bill Martin, Sam DicksonRaymond JamesMorgan Stanley Wealth Management$18007-26-2016
Robert Duncan, Bradley Newman, Zachary BrevermanWells Fargo AdvisorsBank of America Merrill Lynch$40007-26-2016
Steven BrandtLPL Financial Cetera$5307-25-2016
David FleisherAxa AdvisorsMetLife Premier Client Group$90007-25-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.