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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel WelkerWells Fargo Advisors Financial NetworkUBS Financial Services$8207-10-2015
James Tate, Kelley TateWells Fargo Advisors Financial NetworkMorgan Stanley Wealth Management$13107-10-2015
Vondal DavidsonLPL FinancialEdward Jones$20007-09-2015
Ryan RechLPL FinancialWells Fargo Advisors$10007-09-2015
Ernest CarreraLPL FinancialJHS Capital Advisors$12007-09-2015
Dax A. Seale, Amber SealeRaymond JamesEdward Jones$15707-09-2015
Scott Bordelon, Larry Lock, Steven HollisSecurities AmericaLPL Financial$80007-09-2015
Michael Fornasier, John Petraglia, Linda VenturaInvestacorpCabot Lodge Securities$7507-09-2015
Stephen Maguire, John-Paul Stornetta, Edward SilvaCommonwealth Financial NetworkJHS Capital Advisors$52507-09-2015
Jeffrey AlexanderLPL FinancialCCO Investment Services$10007-08-2015
Anthony Chevalier, Vance Whitby Bank of America Merrill LynchUBS Financial Services$19307-08-2015
Christopher CliffordLPL FinancialWells Fargo Advisors$10007-07-2015
Will Leven, Alora Anderson, Anthony Hoff, Ashlee KeglerBank of America Merrill LynchUBS Financial Services$1,30007-02-2015
Tighe SmithWells Fargo Advisors Financial NetworkUBS Financial Services$10407-02-2015
Doug WaltersWells Fargo AdvisorsJanney Montgomery Scott$20207-02-2015
Charles Guilbault Wells Fargo AdvisorsBank of America Merrill Lynch$10007-02-2015
Regina McCann HessLPL FinancialWells Fargo Advisors$9707-01-2015
Susan GehlLPL FinancialJPMorgan Chase & Co.$7007-01-2015
Shawn McCombsLPL FinancialHuntington Investments$14507-01-2015
Richard J. Bernstein Wells Fargo AdvisorsMorgan Stanley Wealth Management$42507-01-2015
Benjamin Brayshaw, Sheldon Drake, Donald Hannigan, Philip Henry, Seth Krussman, John RyderSagePoint FinancialQuestar Capital$006-30-2015
Larry Pulliam, Jeff KerriganWells Fargo AdvisorsUBS Financial Services$16506-30-2015
David J. La Placa, Jay Casey, Kelly Morton, Tina ChanDynasty Financial PartnersDeutsche Bank$3,20006-29-2015
Sandra ChoLPL FinancialJPMorgan Chase & Co.$18406-27-2015
John Yetman, Adam GoddardAmeriprise FinancialMorgan Stanley Wealth Management$9606-26-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.