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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Timothy J. Mulroy | UBS Financial Services | Morgan Stanley Smith Barney | $175 | 10-22-2012 |
| Robert G. Bernardin | Hilliard Lyons | Morgan Stanley Smith Barney | $300 | 10-19-2012 |
| Richard Wright | Wedbush Securities | Morgan Stanley Smith Barney | $105 | 10-19-2012 |
| Capstone Affluent Strategies | LPL Financial | Prudential Financial | $450 | 10-17-2012 |
| Simone Gladstone, Lynn Cravinho | Triad Advisors | Morgan Stanley Smith Barney | $80 | 10-17-2012 |
| Jim Vermilye | Robert W. Baird & Co. | LPL Financial | $85 | 10-16-2012 |
| Ken Belter, Will Schaffler | Robert W. Baird & Co. | Citigroup | $130 | 10-16-2012 |
| Jon Narmi, Charlie Narmi, Theresa Rynaski | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $330 | 10-16-2012 |
| Fred Gartrell | Robert W. Baird & Co. | Charles Schwab | $425 | 10-16-2012 |
| David Evans, Nepeta Godec, Patty Eckelberry | RBC Wealth Management | Bank of America Merrill Lynch | $177 | 10-03-2012 |
| Peter Reinecke, Christine Cipolla, Timothy Marshall | Saxony Securities | LPL Financial | $150 | 10-03-2012 |
| Washington Wealth Management | LPL Financial | Spire Investment Partners | $750 | 10-02-2012 |
| Jonathan Madrigano | JPMorgan Chase & Co. | Morgan Stanley Smith Barney | $2,000 | 10-01-2012 |
| Robert Zyzo, Irina Leuth | Securities Service Network | LPL Financial | $50 | 09-26-2012 |
| David Greenleigh, Brian Luts | Wells Fargo Advisors | Morgan Stanley Smith Barney | $160 | 09-26-2012 |
| Kevin Stophel, Matthew McCoy | Concert Wealth Management | Bank of America Merrill Lynch | $90 | 09-17-2012 |
| Francis Vitellaro | Investacorp | Wells Fargo Advisors | $65 | 09-17-2012 |
| Matt Lawson, William F. Winchester | Raymond James | LPL Financial | $150 | 09-17-2012 |
| Marty Dean, Judy Olschofka | FSC Securities | Centaurus Financial | $61 | 09-14-2012 |
| Eric Burton, Ronald Whittingham | FSC Securities | LPL Financial | $250 | 09-14-2012 |
| Dan Chabott, Michael Ingenito, Terry Seely, Robert Kelly, Richard Darrow | Investors Capital | Royal Alliance | $65 | 09-10-2012 |
| Jim R. Day | Prospera Financial Services | Sanders Morris Harris | $54 | 09-07-2012 |
| John A. Gilbert | Prospera Financial Services | Sanders Morris Harris | $80 | 09-07-2012 |
| Meg Green | Sterne Agee & Leach | Royal Alliance | $650 | 09-07-2012 |
| Wade C. Meeks, Curtis Coburn | Wells Fargo Advisors | Morgan Stanley Smith Barney | $130 | 09-07-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.