Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Langer, J. Fredrick Martinez, Marnie RoseRBC Wealth ManagementUBS Financial Services$23111-03-2017
Jay SlouffmanProspera Financial ServicesEdward Jones$18611-03-2017
Douglas Wells, Ralph Trecaso, Chris WaltersIFS SecuritiesMorgan Stanley Wealth Management$30011-02-2017
Tim KellyLPL FinancialWells Fargo Advisors$5711-02-2017
Lance SteinbergLPL FinancialWells Fargo Advisors$12511-02-2017
Heath BartlettAmeriprise FinancialCommonwealth Financial Network$13511-02-2017
Kevin J. McDermott, John G. KaneLincoln FinancialCUSO Financial Services, L.P.$36611-02-2017
Ken Ramos, Gary RudowStifel Nicolaus & Co.Morgan Stanley Wealth Management$32511-02-2017
L.O. Patrick Corbett, Robert F. Mason, Daniel WarrenJPMorgan Chase & Co.Morgan Stanley Wealth Management$1,20011-02-2017
Frank Botta, Daniel McCarron, Mike CoyneJPMorgan Chase & Co.Morgan Stanley Wealth Management$1,10011-02-2017
Colleen O'CallaghanJPMorgan Chase & Co.Morgan Stanley Wealth Management$2,50011-02-2017
Dan ShermanRBC Wealth ManagementMorgan Stanley Wealth Management$18011-02-2017
Victoria RickerJanney Montgomery ScottMorgan Stanley Wealth Management$7011-02-2017
Colleen MacKenzie-DoinoJanney Montgomery ScottMorgan Stanley Wealth Management$9711-02-2017
Matthew J. CramerJanney Montgomery ScottBank of America Merrill Lynch$15311-02-2017
Alfred L. Hobgood III, Alfred L. Hobgood IV, A. Harrison PeatrossRBC Wealth ManagementWells Fargo Advisors$18211-02-2017
Theodore Larson Raymond JamesWells Fargo Advisors$11511-02-2017
Robert Baker, Edmund Iannaccone, Paul SaramaRaymond JamesWells Fargo Advisors$28511-02-2017
Jeff Sherman, Arthur KarabelasFirst Republic SecuritiesJPMorgan Chase & Co.$40011-02-2017
Paul Hendershot, Carsten FredericksonRBC Wealth ManagementMorgan Stanley Wealth Management$14011-02-2017
Peter DaikerLPL FinancialWells Fargo Advisors$6111-01-2017
Nicole FrancisCommonwealth Financial NetworkSecurities Service Network$8011-01-2017
C. Gene Jester, Bert Cort Lester BennettRobert W. Baird & Co.Morgan Stanley Wealth Management$21010-31-2017
David Johnston, Keith JohnstonKestra FinancialMorgan Stanley Wealth Management$15010-30-2017
David KatzRaymond JamesAmeriprise Financial$10010-30-2017
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Showing 201 to 225 of 3,304 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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