Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kim GiannoneRobert W. Baird & Co.Wells Fargo Advisors$10511-06-2015
Frederic WoloshinAmeriprise FinancialJanney Montgomery Scott$7111-05-2015
Nancy K. Leizman, Lisa KlimaRaymond JamesWells Fargo Advisors$19511-04-2015
Mark SternburgLPL FinancialPeople's Securities$8511-03-2015
Robert WithersLPL FinancialBank of America Merrill Lynch$6511-03-2015
Don Donnally, David GreenmanUBS Financial ServicesJPMorgan Chase & Co.$59011-03-2015
Mark C. HutchinsonUBS Financial ServicesCredit Suisse Wealth Services$20411-03-2015
Erin Cockman, Angie Hall, Melissa SpoonRaymond JamesWells Fargo Advisors$15011-03-2015
Richard FeauveLPL FinancialAmerican Portfolios$5511-02-2015
Keith MartelLPL FinancialJPMorgan Chase & Co.$9411-02-2015
Louis WoolfVoya Financial AdvisorsInvestors Capital$6011-02-2015
Mary Robbins, Stephen Vachon, Maurice Woods,Rene SenesVoya Financial AdvisorsInvestors Capital$5211-02-2015
Dianne Puleo, Jacob Shulam, George TufenkianVoya Financial AdvisorsInvestors Capital$5511-02-2015
Ron Hoffman, Werner Maiwald, Jeff Mishol, Tim O'MalleyVoya Financial AdvisorsInvestors Capital$6811-02-2015
David Chwalek, Bob Curtis, Brian Day-Lewis, David DirubboVoya Financial AdvisorsInvestors Capital$8711-02-2015
Brian WoodsVoya Financial AdvisorsInvestors Capital$10011-02-2015
Nicole Primack Andres Bank of America Merrill LynchCredit Suisse Wealth Services$60011-02-2015
K.C. MartelGolden State Wealth ManagementJPMorgan Chase & Co.$8011-02-2015
Lee EdsonLPL FinancialSagePoint Financial$5510-30-2015
Josh ShepherdAmeriprise FinancialUBS Financial Services$6810-30-2015
Sandeep VarmaFSC SecuritiesLPL Financial$21910-30-2015
Janet F. Kirk, Anne Hassenfeldt, Nancy Sutton, Mary Beth WishartRBC Wealth ManagementMorgan Stanley Wealth Management$24210-30-2015
Andrew DenneyLPL FinancialCambridge Investment Research$25710-29-2015
Edward J. Murphy IIIRBC Wealth ManagementUBS Financial Services$15010-29-2015
Jared PowellLPL FinancialWaddell and Reed$6010-26-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.