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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Marzano, Art Marzano, Steven GalloIndependent Advisor AllianceWells Fargo Advisors$26506-02-2015
Eric Hans YeagerGradient Capital AdvisorsAmeriprise Financial$5506-01-2015
James 'Trey' Mahan III, Gregory S. Snider Raymond JamesJPMorgan Chase & Co.$14105-29-2015
John F. Donovan Securities AmericaLincoln Financial$005-29-2015
Lewis 'Bud' Wentz, Tim Porter, Luke Vincer, Matt NorrisRaymond JamesWestminster Financial Securities$31705-29-2015
Robert L. GormanRobert W. Baird & Co.Morgan Stanley Wealth Management$21005-26-2015
Bob Brandenberger, Billy BrandenbergerRBC Wealth ManagementSouthwest Securities$22505-21-2015
John Mirsepahi Bank of America Merrill LynchMorgan Stanley Wealth Management$005-19-2015
Barbara J. Cummings, Robert H. Kjellman, Carl J. YoungWilliam Blair & Co.BP Wealth Management$005-19-2015
Randy ScritchfieldSecurities AmericaH. Beck, Inc.$11505-19-2015
Mark McCormack, Gary Guglielmello, Eric Riggin, Anthony Lopopolo, Gary Holland, Aaron KohlVoya Financial AdvisorsAmeriprise Financial$32305-19-2015
James F. King, Jr., Tony KellyCommonwealth Financial NetworkLPL Financial$10805-18-2015
Stephen Smith, Elizabeth Schrock Stifel Nicolaus & Co.Morgan Stanley Wealth Management$14705-14-2015
P. David SolimanLPL FinancialJPMorgan Chase & Co.$17505-14-2015
Laurence M. Braunstein, Jordan BraunsteinJanney Montgomery ScottMorgan Stanley Wealth Management$005-14-2015
Scott Upham, Odette Galli, John Duffy Dynasty Financial PartnersAmeriprise Financial; LPL Financial $005-14-2015
Lee Turmail, Jesse MilesWells Fargo AdvisorsMorgan Stanley Wealth Management$12005-12-2015
Munther "Mike" Abdallah, Rick SofiakWells Fargo AdvisorsMorgan Stanley Wealth Management$10005-12-2015
Mark Cross, Chris Caldwell, Jason NortonIntegrated Financial GroupWells Fargo Advisors$9105-12-2015
Steven KouryWaddell and ReedJPMorgan Chase & Co.$6005-12-2015
Craig VentoWaddell and ReedJPMorgan Chase & Co.$5405-12-2015
Jimena HailsMorgan Stanley Wealth ManagementHSBC Private Bank$20005-08-2015
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$1,30005-08-2015
Phil Hanna, Jr., Brent SternMorgan Stanley Wealth ManagementUBS Financial Services$13005-08-2015
Chip HutchisonIndependent Advisor AllianceInvest Financial$9005-07-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.