Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George D. Ewins, Richard J. Kowalski, Theresa Swett Raymond JamesBank of America Merrill Lynch$44011-28-2016
John Uriostegui, Rod NakamotoBank of America Merrill LynchJ.P. Morgan Securities LLC$35011-28-2016
Benjamin Price, William Cal Batchelor, Anson Kanoy Raymond JamesWells Fargo Advisors$20011-21-2016
Chris Cooke, Brian CookeNoyesWells Fargo Advisors$1,70011-21-2016
Craig Decker, Emma SterlingRaymond JamesRBC Wealth Management$1,30011-21-2016
Ron CarsonCeteraLPL Financial $2,60011-18-2016
Integrated Financial PartnersLPL FinancialLincoln Financial$4,00011-17-2016
Carmen Cercone, Kyle Richardson, Thomas Lundgaard, Tyler Brilinski, James BruceKestra FinancialSII Investments$70011-15-2016
Jay ChamplainGolden State Wealth ManagementAmeriprise Financial$12011-14-2016
Mario VasquezGolden State Wealth ManagementJ.P. Morgan Securities LLC$5011-10-2016
Richard Frankel, Shawn PattRBC Wealth ManagementMorgan Stanley Wealth Management$50711-10-2016
Joseph JiovenettaMorgan Stanley Wealth ManagementValmark Securities$13011-10-2016
Ed HeckerStifel Nicolaus & Co.UBS Financial Services$6011-10-2016
Kyle Arcand, Charlene GregoryIndependent Advisor AllianceMSI Financial Services$15011-09-2016
Joseph DiVestea, Mark Mezzone, Maureen Macomber, Michael RodriguezRaymond JamesBank of America Merrill Lynch$30011-08-2016
Michael MahoneySnowden Lane PartnersMorgan Stanley Wealth Management$6411-07-2016
Ryan HigginsLPL Financial Edward Jones$7511-04-2016
Albert BergerWells Fargo AdvisorsJ.P. Morgan Securities LLC$10111-04-2016
Carl Gravina, Liana PoodiackSteward Partners Global AdvisoryWells Fargo Advisors$45011-03-2016
Joshua HouleSteward Partners Global AdvisoryEdward Jones$5011-03-2016
Robert RaeAmeriprise FinancialRBC Wealth Management$10511-02-2016
David HeideRBC Wealth ManagementWells Fargo Advisors$50011-02-2016
Mark BechtleCapitol SecuritiesWells Fargo Advisors$5011-02-2016
Robert Anderson, Michael Anderson, Laurie AndersonStifel Nicolaus & Co.Buttonwood Partners$20011-01-2016
Steve Coggins, David R. Hartness, Chris JonesHightowerCapital Investment Group$25010-31-2016
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Showing 1 to 25 of 2,530 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.