Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew HartDynasty Financial PartnersNext Capital Management$75004-17-2017
Lisa McIntire Shaw, Clif McIntire, Nathan Peterson, Jonathan LindnerRaymond JamesWells Fargo Advisors$23004-13-2017
Jay Canell, Neil Canell, Justin DemboJ.P. Morgan Securities LLCMorgan Stanley Wealth Management$1,00004-11-2017
Aaron Dykas, Lisa SchafferBank of America Merrill LynchWells Fargo Advisors$18504-06-2017
Agustin De Estrada, Manuel LecourBolton Global CapitalJPMorgan Chase & Co.$20004-05-2017
Harmon Raymond JamesMorgan Stanley Wealth Management$10604-05-2017
John Chidwick, Ealon S. "Tripp" Thompson III, Richard B. Megorden II, Metin KurkcuRaymond JamesTriad Advisors$15004-03-2017
Edward KimPeachCapFirst Southern Securities$20004-01-2017
William Blake Raymond JamesWells Fargo Advisors$16003-31-2017
Andrew LeBlancBruderman BrothersBank of America Merrill Lynch$30003-31-2017
Michael Krumholz, Sheila LittleIndependent Advisor AllianceCambridge Investment Research$15103-29-2017
Carol Rogers, Omar R. QureshiHightower AdvisorsLPL Financial $20003-27-2017
Robin Foreman, Kristina DunnProspera Financial ServicesSummit Brokerage Services$8003-27-2017
Donald Fung, Matt Palleschi, John Campbell, Brian BechelliMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$82903-24-2017
Michael Greenstone, John Araneo, Margie Manning, Anita Srivastava Bank of America Merrill LynchMorgan Stanley Wealth Management$34303-23-2017
Ashley Banks, Donna CarrollRaymond JamesBank of America Merrill Lynch$11203-22-2017
Brian Pick, Terri Fought, Michael Bridgham, Advisor Craig, Christine EngelRaymond JamesBank of America Merrill Lynch$35003-21-2017
Sam Kim, Scott MannRaymond JamesWells Fargo Advisors$13803-20-2017
Craig ParkerAmeriprise FinancialMorgan Stanley Wealth Management$13803-17-2017
Brad Levin, David TracyTriad AdvisorsCommonwealth Financial$19003-16-2017
Michael GermanoRaymond JamesCitigroup$10003-16-2017
David Lum, Michael Piazza, Theresa McMastersRaymond JamesBank of America Merrill Lynch$22003-15-2017
Tu TranCrosspoint FinancialAmeriprise Financial$11003-15-2017
Jon Garberg, Rebecca HellmanStifel Nicolaus & Co.Robert W. Baird & Co.$12503-14-2017
Arthur Farr, Larry Minogue, Richard Arno, Kyle Welker, Scott Kallish, Bob CarterAmeriprise FinancialNext Financial$20203-13-2017
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Showing 1 to 25 of 2,747 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.