Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sam Oakley, Jon Lockmiller, Brian Dixon, Taylor Francis, Beverly HerbertRaymond JamesSuntrust Investment Services$70011-08-2017
Tony BeachVoya Financial Advisors, Inc.UMB Financial Services$9711-08-2017
Mark Lazar, John Bergerson, Morgan IrvinRaymond JamesWells Fargo Advisors$26511-07-2017
Jay SlouffmanProspera Financial ServicesEdward Jones$18611-03-2017
Paul Hendershot and Carsten FredericksonRBC Wealth ManagementMorgan Stanley Wealth Management$14011-02-2017
C. Gene Jester, Bert Cort Lester BennettRobert W. Baird & Co.Morgan Stanley Wealth Management$21010-31-2017
David Johnston, Keith JohnstonKestraMorgan Stanley Wealth Management$15010-30-2017
David KatzRaymond JamesAmeriprise Financial$10010-30-2017
George Dominello, William DominelloRBC Wealth ManagementWells Fargo Advisors Financial Network$39510-30-2017
Mark P. SullivanStifel Nicolaus & Co.Morgan Stanley Wealth Management$10510-25-2017
Jack Elgin, Neven ZelichAmeriprise FinancialMid Atlantic Capital$17210-25-2017
Robert S. Gilman, Robert Kushel, Jed A Morton and David StanfordJPMorgan Chase & Co.Morgan Stanley Wealth Management$1,60010-25-2017
Frederic ShibelStifel Nicolaus & Co.Morgan Stanley Wealth Management$12510-23-2017
Barry Salzman, Joshua Mauer, Michael Robert HoffRaymond JamesMorgan Stanley Wealth Management$17510-20-2017
Steve DaileyStifel Nicolaus & Co.Morgan Stanley Wealth Management$10010-19-2017
William Keaton, Alfred SamsRaymond JamesSuntrust Investment Services$54010-18-2017
Frank BrownWoodbury Financial ServicesNational Planning$34710-18-2017
Stuart Paris, Michael ParisCommonwealth Financial NetworkNational Planning$1,30010-16-2017
Michael MuehlWells Fargo Advisors Financial NetworkMorgan Stanley Wealth Management$18010-11-2017
Bernard SuissaWells Fargo Advisors Financial NetworkMorgan Stanley Wealth Management$19310-11-2017
Kevin KeithHightower AdvisorsBank of America Merrill Lynch$23010-10-2017
Marty Carroll, Jennifer CarrollRaymond JamesBank of America Merrill Lynch$16010-09-2017
David Neihart, Douglas Royle, Brent Neihart, Camden Fells, Eric Wynkoop, Johnnie HuffAmeriprise FinancialWells Fargo Advisors Financial Network$36910-06-2017
Marc ShachtmanHightower AdvisorsJPMorgan Chase & Co.$50010-05-2017
Marc SchachtmanHightower AdvisorsJPMorgan Chase & Co.$50010-04-2017
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Showing 1 to 25 of 3,061 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.