Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark J. Elliott, Scott R. Friedman, Darren Dawson, John A. KentSuntrust Investment ServicesWells Fargo Advisors$53404-22-2016
James MonteverdeRoyal AllianceThe Monteverde Group$30004-22-2016
Phillip PalmerRoyal AllianceChestnut Street Group$48504-22-2016
Brad Konopaske, Paul PaskaCeteraEmpire Asset Management Group$20004-20-2016
Chris Ure, Al MartinezHightower AdvisorsUBS Financial Services$12504-18-2016
John Gatto, Kenneth Gatto, Matthew Hughes Bank of America Merrill LynchMorgan Stanley Wealth Management$67504-18-2016
Marc Karstaedt Bank of America Merrill LynchMorgan Stanley Wealth Management$14704-18-2016
Scott UffelmanBank of America Merrill LynchMorgan Stanley Wealth Management$18504-18-2016
Mark French, Kevin Parrill Bank of America Merrill LynchUBS Financial Services$23904-18-2016
Kirsten Tuzzo, Blaine MintonBank of America Merrill LynchMorgan Stanley Wealth Management$28704-18-2016
Kristy McGee, Jennifer DayoubRaymond JamesMorgan Stanley Wealth Management$11004-18-2016
Joseph G. Hameline, Jr., Joseph G. Hameline, III, Erikson HamelineRaymond JamesUBS Financial Services$26004-14-2016
David WaddellFocus Financial PartnersWaddell and Associates$004-11-2016
Lei Sun, Zhigang ShenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$19004-08-2016
Michael SauerbornSteward Partners Global AdvisoryBank of America Merrill Lynch$32504-07-2016
Nathan Kubik, David Kubik, Craig CarnickFocus Financial PartnersCarnick & Kubik$004-01-2016
Howard WenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$17903-31-2016
Jeremy Newton, Stephen LambBank of America Merrill LynchMorgan Stanley Wealth Management$33003-28-2016
Jose FincheltubMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$10703-24-2016
Scott Fitzgerald, Tim Allen, Frank MaranoRoyal AllianceVanderbilt Securities$17003-22-2016
Jim MurrayWells Fargo AdvisorsU.S. Trust Bank of America Private Wealth Management$66303-18-2016
Paul Rand, Joel Rand, Sarah MinakaryHightower AdvisorsMorgan Stanley Wealth Management$20003-18-2016
Derek Majkowski, George ShirleySteward Partners Global AdvisoryWells Fargo Advisors$21003-16-2016
Matt Otto, Karen RivotHightower AdvisorsSuntrust Investment Services$32003-14-2016
Ken Moran, Richard TartariniVoya Financial AdvisorsLPL Financial$10003-14-2016
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Showing 1 to 25 of 2,134 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.