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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert PhelpsMorgan Stanley Wealth ManagementUBS Financial Services$9010-24-2014
Michael Zalkind, John WilliamsMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$17510-24-2014
Thomas Forma, Kevin NicholsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$30010-24-2014
Kanwar Singh, Rajeev Rathi, Steve ColemanBank of America Merrill LynchUBS Financial Services$50010-24-2014
James Fowkes, Dan PlataSteward Partners Global AdvisoryWells Fargo Advisors$20010-24-2014
Leonard SykesWaddell and ReedRBC Wealth Management$5510-17-2014
Brian ArmogidaWaddell and ReedEdward Jones$7810-17-2014
William MyersWaddell and ReedLPL Financial$5710-17-2014
James StambaughStifel Nicolaus & Co.Morgan Stanley Wealth Management$18010-17-2014
Deborah Sullivan, Christine SaittaRBC Wealth ManagementMorgan Stanley Wealth Management$21310-14-2014
Anthony ValenciaSecurities AmericaJPMorgan Chase & Co.$6010-14-2014
Richard E. Lloyd Jr., Richard E Lloyd III, Mary CofranHighPoint Planning PartnersVSR Financial Services$5710-14-2014
Terry Sawchuk, Bill LangensteinNFP Advisor Services GroupSII Investments$15510-14-2014
Edward KlugInvestacorpSII Investments$5010-14-2014
Robert MurphyRBC Wealth ManagementMorgan Stanley Wealth Management$20010-06-2014
Timothy Rodgers, Keith OsborneDynasty Financial PartnersWells Fargo$40010-06-2014
Robert BennettBank of America Merrill LynchUBS Financial Services$10810-03-2014
Wade WolfeBank of America Merrill LynchMorgan Stanley Wealth Management$30610-03-2014
Steven BullardBank of America Merrill LynchMorgan Stanley Wealth Management$11010-03-2014
Suzanne AustinBank of America Merrill LynchJPMorgan Chase & Co.$15010-03-2014
Mary Ellen BackerBank of America Merrill LynchHilliard Lyons$17210-03-2014
Tad SingerSmith Hayes Cos.Carson Wealth Management Group$010-03-2014
Steven WilburSmith Hayes Cos.Carson Wealth Management Group$010-03-2014
Phil McBrideAllen Capital GroupCarson Wealth Management Group$010-03-2014
Richard WilsonMorgan Stanley Wealth ManagementUBS Financial Services$11010-01-2014
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Showing 1 to 25 of 1,502 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.