Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
W. Bowen McRae, Roger Sullivan, Kyle Hawthorne Raymond JamesWells Fargo Advisors Financial Network$20009-05-2017
Bruce Georgi, Gerald BarkleyRBC Wealth ManagementJanney Montgomery Scott$20508-30-2017
Jared R. SmithRBC Wealth ManagementJanney Montgomery Scott$14508-30-2017
Bill PickeringProEquitiesLincoln Financial$30008-30-2017
Sharon Barton, Jay SpectorBarton Spector Wealth StrategiesBank of America Merrill Lynch$31108-29-2017
Rosa EblingRaymond JamesRobert W. Baird & Co.$19308-29-2017
Jack BayerRaymond JamesJ.P. Morgan Securities LLC$23008-29-2017
Ruben Lerner, Manuel UrangaBolton Global CapitalMorgan Stanley Wealth Management$55008-29-2017
Ben Gordon, Laura Blair, Collin HartDynasty Financial PartnersBank of America Merrill Lynch$60008-28-2017
Todd KrempaskyWells Fargo Advisors Financial NetworkRBC Wealth Management$11208-24-2017
Christopher Walkley Morgan Stanley Wealth ManagementJanney Montgomery Scott$10608-22-2017
John Edgecomb Sr., John Robb Edgecomb Jr., Evette Mock-HernandezRaymond JamesBank of America Merrill Lynch$20008-22-2017
Henry Scott Kruse, Robert Schmidt, Jim GaudetteStifel Nicolaus & Co.Oppenheimer$34208-18-2017
Nicholas Dukas, Jason DukasStifel Nicolaus & Co.Wells Fargo Advisors Financial Network$14008-18-2017
Alan BlenderAmeriprise FinancialMorgan Stanley Wealth Management$19808-11-2017
Paul Sheldon, Jesse SheldonAmeriprise FinancialWells Fargo Advisors Financial Network$19308-11-2017
Amir Navab, Bradley Finnigan and Shamya UllahRBC Wealth ManagementMorgan Stanley Wealth Management$26908-10-2017
Paul Roche, Christopher BaylesRBC Wealth ManagementMorgan Stanley Wealth Management$60008-08-2017
Paul Fox, Jennifer Winslow, Patrick Boykin, Janet MarquardtHarbor Investment AdvisoryMorgan Stanley Wealth Management$39008-07-2017
Allen SmithRBC Wealth ManagementHilltop Securities$18008-04-2017
John O'LearyCapitol SecuritiesWells Fargo Advisors Financial Network$7008-04-2017
William Cahill, Terrence Cahill, Andy Bauer, Carl Cieplinski, Kieran CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$9508-04-2017
Marc MrugalaLPL FinancialEdward Jones$6508-04-2017
Keith Bock, Mark Downey, Jason Peterson, Janet EmhofRaymond JamesWells Fargo Advisors$30008-03-2017
John Paxton, Daniel F. Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial $15008-03-2017
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.