Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank LevySecurities Service Network John Hancock Financial Services$17002-15-2013
Charles Meyer, Elizabeth ThomasPlancorp1926 Investment Advisors$12002-24-2015
Peggy WhitmoreCapTrust Financial Advisors401(k) Advisors, Inc.$003-06-2014
David LucasRaymond JamesA.G. Edwards & Sons$10003-30-2011
Scott Metzner, Thomas AndisonStifel Nicolaus & Co.A.G. Edwards & Sons$006-10-2010
Patrick J. Howley, Betsy DowMoneta Group Investment AdvisorsA.G. Edwards & Sons$30001-08-2010
Meloni Hallock, Alev LewisHightower AdvisorsAcacia Wealth Advisors$50007-06-2016
Joseph P. MontanaCCR Wealth ManagementAlliance Benefit Group$008-25-2014
Charles F. FowlerAtlantic TrustAltegris Investments$002-24-2014
Joseph Klein, Stephen Hines, Doug MastersonU.S. Capital AdvisorsAmegy Bank$1,00002-23-2016
Richard FeauveLPL FinancialAmerican Portfolios$5511-02-2015
Louis Ciliberti Ameriprise FinancialAmerican Portfolios$15007-21-2014
Len Clarizio, Tony Sciuto Ameriprise FinancialAmerican Portfolios$11407-14-2014
Larry Copeland, Jim CopelandVoya Financial Advisors PartnersAmerican Portfolios$5506-02-2014
Douglas James, Cindy HurleyRaymond JamesAmerican Portfolios Financial Services$21510-26-2015
John Osterberg, Chad Pannell, Philip Lee, Taylor BryantLPL FinancialAmeriprise Financial$20006-21-2016
Rick FabyBenjamin F. Edwards & Co.Ameriprise Financial$002-17-2016
Brian Jack, Matt FigueroaPinnacle Peak AdvisorsAmeriprise Financial$20002-01-2016
Kathleen M. Thomas, Tammy Symons, Jayne Veilleux, Stephen Coopersmith, Lisa Morgan, Elizabeth Hellard, Jeanne CaitoRaymond JamesAmeriprise Financial$15002-01-2016
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Matthew WarrenLPL FinancialAmeriprise Financial$6511-20-2015
James E. KneeVoya Financial AdvisorsAmeriprise Financial$5511-18-2015
Derek GreeffWaddell and ReedAmeriprise Financial$7111-13-2015
Marc SpechtLPL FinancialAmeriprise Financial$16009-30-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.