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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Sokolosky, Shane SullivanA.G. Edwards & SonsWells Fargo Advisors$5003-18-2010
Paul BedingerA.G. Edwards & SonsWells Fargo Advisors$3801-04-2010
Fred HamsayehAegis CapitalRetirement Benefits Group$008-21-2013
David DruckerAegis CapitalOppenheimer$009-20-2011
Stanley Crouch, Victor SaulAegis CapitalHerbert J. Sims & Co.$25007-11-2011
Robert MillstoneAegis CapitalBishop Rosen$10004-15-2011
Daniel FreedmanAegis CapitalBishop Rosen$6004-11-2011
Randy RossAegis CapitalUBS Financial Services$6002-14-2011
David Ferri, Michael McDonaldAegis CapitalJHS Capital Advisors$6002-04-2011
Michael Moss, Phil SmolowitzAegis CapitalStifel Nicolaus & Co.$15012-09-2010
Gunn Allen Branch at 40 Wall St.Aegis CapitalGunn Allen Financial$37503-26-2010
Terry TolbertAllen & Co. of FloridaBank of America Merrill Lynch$12105-01-2012
James Schipper, Steve Osterink Sr, Steve Osterink Jr.American Portfolios Financial ServicesSagepoint Financial$7512-08-2010
Julie LinAmeriprise FinancialUBS Financial Services$5012-02-2013
James CarterAmeriprise FinancialUBS Financial Services$13012-02-2013
Michael Cooper, Sidney CooperAmeriprise FinancialMorgan Stanley Wealth Management$20012-02-2013
Kevin Farrell, John AngiulliAmeriprise FinancialPNC Investments $16012-02-2013
Jonathan B. AbramsAmeriprise FinancialHSBC Private Bank$8107-26-2013
Christine FranksAmeriprise FinancialRaymond James$8107-26-2013
Michael T. WalshAmeriprise FinancialUBS Financial Services$12007-26-2013
Jay L. GeaslenAmeriprise FinancialBank of America Merrill Lynch$19404-30-2013
Leasha D. Flammio-WatsonAmeriprise FinancialWells Fargo Advisors$9004-29-2013
John J. Nelson, Jon T. NelsonAmeriprise FinancialWells Fargo Advisors$12504-29-2013
Donald A. Jones, Trevor JonesAmeriprise FinancialUBS Financial Services$004-29-2013
William T. PattonAmeriprise FinancialMorgan Stanley Wealth Management$15004-29-2013
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Showing 1 to 25 of 1,287 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.