Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Bailey360 Wealth ManagementLPL Financial$6105-04-2016
Edward Sokolosky, Shane SullivanA.G. Edwards & SonsWells Fargo Advisors$5003-18-2010
Paul BedingerA.G. Edwards & SonsWells Fargo Advisors$3801-04-2010
Fred HamsayehAegis CapitalRetirement Benefits Group$005-10-2013
David DruckerAegis CapitalOppenheimer$009-20-2011
Stanley Crouch, Victor SaulAegis CapitalHerbert J. Sims & Co.$25007-11-2011
Robert MillstoneAegis CapitalBishop Rosen$10004-15-2011
Daniel FreedmanAegis CapitalBishop Rosen$6004-12-2011
Randy RossAegis CapitalUBS Financial Services$6002-14-2011
David Ferri, Michael McDonaldAegis CapitalJHS Capital Advisors$6002-04-2011
Michael Moss, Phil SmolowitzAegis CapitalStifel Nicolaus & Co.$15012-09-2010
Gunn Allen Branch at 40 Wall St.Aegis CapitalGunn Allen Financial$37503-26-2010
Terry TolbertAllen & Co. of FloridaBank of America Merrill Lynch$12105-01-2012
Phil McBrideAllen Capital GroupCarson Wealth Management Group$009-16-2014
James Schipper, Steve Osterink Sr, Steve Osterink Jr.American Portfolios Financial ServicesSagepoint Financial$7512-08-2010
J. Leland Davis, Jeremy L. DavisAmeriprise FinancialCetera$18012-03-2015
Buzz MintonAmeriprise FinancialLPL Financial$7211-06-2015
Scott HusnickAmeriprise FinancialRaymond James$14311-06-2015
Frederic WoloshinAmeriprise FinancialJanney Montgomery Scott$7111-05-2015
Josh ShepherdAmeriprise FinancialUBS Financial Services$6810-30-2015
Gary WhittakerAmeriprise FinancialStifel Nicolaus & Co.$6210-23-2015
Sandra SmithAmeriprise FinancialMJ Whitman$23008-28-2015
Clare HiattAmeriprise FinancialWells Fargo Advisors$5407-24-2015
Richard BarberAmeriprise FinancialWells Fargo Advisors$6307-24-2015
David OdomAmeriprise FinancialWells Fargo Advisors$10707-24-2015
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Showing 1 to 25 of 2,165 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.