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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Sokolosky, Shane SullivanA.G. Edwards & SonsWells Fargo Advisors$5003-18-2010
Paul BedingerA.G. Edwards & SonsWells Fargo Advisors$3801-04-2010
Fred HamsayehAegis CapitalRetirement Benefits Group$008-21-2013
David DruckerAegis CapitalOppenheimer$009-20-2011
Stanley Crouch, Victor SaulAegis CapitalHerbert J. Sims & Co.$25007-11-2011
Robert MillstoneAegis CapitalBishop Rosen$10004-15-2011
Daniel FreedmanAegis CapitalBishop Rosen$6004-11-2011
Randy RossAegis CapitalUBS Financial Services$6002-14-2011
David Ferri, Michael McDonaldAegis CapitalJHS Capital Advisors$6002-04-2011
Michael Moss, Phil SmolowitzAegis CapitalStifel Nicolaus & Co.$15012-09-2010
Gunn Allen Branch at 40 Wall St.Aegis CapitalGunn Allen Financial$37503-26-2010
Terry TolbertAllen & Co. of FloridaBank of America Merrill Lynch$12105-01-2012
Phil McBrideAllen Capital GroupCarson Wealth Management Group$010-03-2014
James Schipper, Steve Osterink Sr, Steve Osterink Jr.American Portfolios Financial ServicesSagepoint Financial$7512-08-2010
David FlandersAmeriprise FinancialWells Fargo Advisors$5406-02-2015
James WalkerAmeriprise FinancialWells Fargo Advisors$5506-02-2015
William 'Bill' LukeAmeriprise FinancialWells Fargo Advisors$10206-02-2015
Henry ShoresAmeriprise FinancialWells Fargo Advisors$6606-02-2015
Karen HigginsAmeriprise FinancialWells Fargo Advisors$10206-02-2015
Kevin WoodAmeriprise FinancialWells Fargo Advisors$15406-02-2015
Ralph FreibartAmeriprise FinancialLPL Financial$6105-05-2015
James MottelerAmeriprise FinancialWells Fargo Advisors$7105-05-2015
Brian DuelferAmeriprise FinancialWells Fargo Advisors$9705-05-2015
Richard McMahonAmeriprise FinancialSecurities America$8405-05-2015
Mike Schaefer, Michael Berges, Dustin McWhirter, Darien Fritts, Steven LundeenAmeriprise FinancialWaddell and Reed$15305-05-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.