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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| N/A | N/A | N/A | 11-30--0001 | |
| Edward Sokolosky, Shane Sullivan | A.G. Edwards & Sons | Wells Fargo Advisors | $50 | 03-18-2010 |
| Paul Bedinger | A.G. Edwards & Sons | Wells Fargo Advisors | $38 | 01-04-2010 |
| David Drucker | Aegis Capital | Oppenheimer | N/A | 09-20-2011 |
| Stanley Crouch, Victor Saul | Aegis Capital | Herbert J. Sims & Co. | $250 | 07-11-2011 |
| Robert Millstone | Aegis Capital | Bishop Rosen | $100 | 04-15-2011 |
| Daniel Freedman | Aegis Capital | Bishop Rosen | $60 | 04-11-2011 |
| Randy Ross | Aegis Capital | UBS Financial Services | $60 | 02-14-2011 |
| David Ferri, Michael McDonald | Aegis Capital | JHS Capital Advisors | $60 | 02-04-2011 |
| Michael Moss, Phil Smolowitz | Aegis Capital | Stifel Nicolaus & Co. | $150 | 12-09-2010 |
| Gunn Allen Branch at 40 Wall St. | Aegis Capital | Gunn Allen Financial | $375 | 03-26-2010 |
| Terry Tolbert | Allen & Co. of Florida | Bank of America Merrill Lynch | $121 | 05-01-2012 |
| James Schipper, Steve Osterink Sr, Steve Osterink Jr. | American Portfolios Financial Services | Sagepoint Financial | $75 | 12-08-2010 |
| Jay L. Geaslen | Ameriprise Financial | Bank of America Merrill Lynch | $194 | 04-30-2013 |
| Leasha D. Flammio-Watson | Ameriprise Financial | Wells Fargo Advisors | $90 | 04-29-2013 |
| John J. Nelson, Jon T. Nelson | Ameriprise Financial | Wells Fargo Advisors | $125 | 04-29-2013 |
| Donald A. Jones, Trevor Jones | Ameriprise Financial | UBS Financial Services | N/A | 04-29-2013 |
| William T. Patton | Ameriprise Financial | Morgan Stanley Smith Barney | $150 | 04-29-2013 |
| Norman G. Howarth | Ameriprise Financial | LPL Financial | $195 | 04-29-2013 |
| Levent Bayrasli, Russell Smith | Ameriprise Financial | Bank of America Merrill Lynch | $95 | 11-28-2012 |
| Ziv Ohel, Bill Duncan | Ameriprise Financial | Morgan Stanley Smith Barney | $275 | 11-28-2012 |
| John Cartolano | Ameriprise Financial | LPL Financial | $200 | 08-23-2012 |
| John Lupi and Associates | Ameriprise Financial | Wells Fargo Advisors | $101 | 08-21-2012 |
| James Marchesi and Associates | Ameriprise Financial | LPL Financial | $115 | 08-21-2012 |
| Kevin Donoghue, James Donoghue | Ameriprise Financial | Lincoln Financial | $84 | 04-10-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.