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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| N/A | N/A | N/A | 11-30--0001 | |
| Aaron Wolson | Ameriprise Financial | Wells Fargo Advisors | $52 | 02-17-2012 |
| Adam Gurien | Bank of America Merrill Lynch | Wells Fargo Advisors | $283 | 08-23-2011 |
| Adam Leapley | Morgan Stanley Smith Barney | Chase Investment Services | $205 | 01-28-2011 |
| Advantage Financial Group | LPL Financial | National Planning | $2,000 | 08-02-2012 |
| Ajay Desai, John Staab, Frank Pellicori | UBS Financial Services | Morgan Stanley Smith Barney | $1,700 | 11-08-2011 |
| Alan Harter | Pactolus Private Wealth Management | Morgan Stanley Smith Barney | $1,000 | 02-10-2011 |
| Alan Lindsay | SCF Securities | Morgan Stanley Smith Barney | $125 | 08-05-2011 |
| Alan Metheny, David Clarke, Gary Ledbetter | Wells Fargo Advisors | Morgan Stanley Smith Barney | $244 | 06-07-2012 |
| Albert Green | Raymond James | UBS Financial Services | $150 | 12-27-2011 |
| Alex Kine | Prospera Financial Services | Huntington Investments | $80 | 12-16-2011 |
| Alex Opoulos, Nick Holmes | Raymond James | Bank of America Merrill Lynch | $200 | 02-23-2010 |
| Alexander S. Cushner | Robert W. Baird & Co. | Credit Suisse Wealth Services | $300 | 10-05-2011 |
| Alison Janke | Summit Brokerage Services | Wells Fargo Advisors | $85 | 04-15-2011 |
| Alissa N. Carloss | Morgan Stanley Smith Barney | Stifel Nicolaus & Co. | $135 | 05-07-2013 |
| Allan Boomer | Fiduciary Management Group | Goldman Sachs | $250 | 09-17-2010 |
| Allan Raub | Ameriprise Financial | VSR Financial Services | $105 | 11-09-2011 |
| Allen Catalanotto, Scott E. Foreman, Mo Provosty | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Allen H. Johnson | Tegra Financial Partners | Oppenheimer | $225 | 10-15-2010 |
| Allen Wilson | Wells Fargo Advisors | Stifel Nicolaus & Co. | $212 | 11-16-2012 |
| Allen Wilson | Wells Fargo Advisors | Stifel Nicolaus & Co. | $212 | 08-16-2012 |
| Andrew Arkfield | Wells Fargo Advisors | Edward Jones | $108 | 05-15-2012 |
| Andrew Barnett, Carolyn Leith | Robert W. Baird & Co. | Multiple (see profile) | $220 | 03-17-2011 |
| Andrew Cappello, Christie Roberts | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $378 | 08-08-2012 |
| Andrew Malloy, Stephen Conte | Luminous Capital | Shepard Kaplan | N/A | 10-08-2010 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.