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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Cummings, Clifford Wang RBC Wealth ManagementBarclays$010-27-2015
Deborah Briskin, Chris Underhill, Brian BelakBank of America Merrill LynchUBS Financial Services$010-27-2015
David Sterling Bank of America Merrill LynchCredit Suisse Wealth Services$009-23-2015
Brad Nettune, Trey Whipple Bank of America Merrill LynchMorgan Stanley Wealth Management$009-11-2015
Benjamin Brayshaw, Sheldon Drake, Donald Hannigan, Philip Henry, Seth Krussman, John RyderSagePoint FinancialQuestar Capital$009-09-2015
Louis GreifMorgan Stanley Wealth ManagementBarclays$009-03-2015
David MunozBank of America Merrill LynchUBS Financial Services$007-29-2015
Peter Kong, John ShawBank of America Merrill LynchBarclays$007-28-2015
Bryan MiseIndependent Advisor AllianceIntervest International Equities $007-17-2015
Brian SalcettiWells Fargo Advisors Financial NetworkAxa Advisors$006-17-2015
Eric MillerWells Fargo Advisors Financial NetworkUBS Financial Services$006-17-2015
Elaine ElliottWells Fargo Advisors Financial NetworkBank of America Merrill Lynch$006-17-2015
John F. Donovan Securities AmericaLincoln Financial$005-29-2015
John Mirsepahi Bank of America Merrill LynchMorgan Stanley Wealth Management$005-19-2015
Barbara J. Cummings, Robert H. Kjellman, Carl J. YoungWilliam Blair & Co.BP Wealth Management$005-19-2015
Laurence M. Braunstein, Jordan BraunsteinJanney Montgomery ScottMorgan Stanley Wealth Management$005-14-2015
Scott Upham, Odette Galli, John Duffy Dynasty Financial PartnersAmeriprise Financial; LPL Financial $005-14-2015
Todd R. LovellRaymond JamesMorgan Stanley Wealth Management$004-15-2015
J. Todd Pauliny, Michael StewartJanney Montgomery ScottRBC Wealth Management$004-13-2015
Lynn Davis, Russell Baker, Chelsea Magby, Karen Martin, Rick PattersonRaymond JamesLPL Financial$003-16-2015
Rebecca Gadus, Jeffrey Carroll, Tyson EubanksRobert W. Baird & Co.UBS Financial Services$003-10-2015
Michael R. Hostick, II, Michael D. CharlesRaymond JamesOppenheimer$001-28-2015
Chad A. Tom, Wayne WycoffStratos Wealth Partners; LPL FinancialHuntington Investments$001-22-2015
William D. BurkeLebenthal Wealth AdvisorsMorgan Stanley Wealth Management$001-22-2015
Daniel HonanJanney Montgomery ScottBank of America Merrill Lynch$001-06-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.