Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Filters
Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dante NeyraMorgan Stanley Wealth ManagementBank of America Merrill Lynch$007-10-2014
Richard Duffy, Russell KwokMorgan Stanley Wealth ManagementJ.P. Morgan Securities LLC$007-10-2014
Bobbie Meola, Kelly Riley, Tonette EcholsStratos Wealth PartnersWells Fargo Advisors$006-30-2014
Robert Wood (Bob), Robert Wood, Jr., (Rob), Carlton BrownRaymond JamesWells Fargo Advisors$005-28-2014
Joseph H. McAuley, Jr.Robert W. Baird & Co.Wells Fargo Advisors$004-14-2014
Morrie SymsonNFP Advisor Services GroupUBS Financial Services$004-10-2014
David MizrahiNFP Advisor Services GroupWells Fargo Advisors$004-10-2014
Julio Castro, Michael Cozene, Arthur NodererEvercore Wealth ManagementSuntrust Investment Services$004-07-2014
Gary R. WhineryStifel Nicolaus & Co.Wedbush Securities$004-04-2014
Susan G. FreedChevy Chase TrustFreed Advisors$004-03-2014
Michael A. RosenthalRetirement Benefits GroupLPL Financial$003-20-2014
Francis RocheRobert W. Baird & Co.RBC Wealth Management$003-18-2014
Jeffrey Schulte, James D. HilesCantor Fitzgerald Wealth PartnersMariner Wealth Advisors$003-10-2014
Charles F. FowlerAtlantic TrustAltegris Investments$003-10-2014
Peggy WhitmoreCapTrust Financial Advisors401(k) Advisors, Inc.$003-10-2014
Kevin L. Baker, Dan SullivanJ.P. Morgan Securities LLCBernstein Global Wealth Management$002-27-2014
Darren Graff, Natalya MuravchikJ.P. Morgan Securities LLCBank of America Merrill Lynch$002-27-2014
Roland Pritchett, Matthew R. StuckeJ.P. Morgan Securities LLCUBS Financial Services$002-27-2014
Troy W. GaulD.A. Davidson & Co.Wells Fargo Advisors$002-24-2014
Mark J. Grueninger, Benjamin C. SauerUBS Financial ServicesBank of America Merrill Lynch$002-24-2014
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial$002-19-2014
Tim Marwill, Eric WittekRBC Wealth ManagementMorgan Stanley Wealth Management$002-12-2014
John J. Riffle, Patrick Easter, Terry Sherman, Michael RocheRBC Wealth ManagementMorgan Stanley Wealth Management$002-12-2014
Joseph E. FowlerStratos Wealth PartnersEdward Jones$001-30-2014
Lee B. JonesStratos Wealth PartnersUnionbanc Investment Services$001-30-2014
Next Page »

Showing 1 to 25 of 1,382 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.