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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jim R. Day | Prospera Financial Services | Sanders Morris Harris | $54 | 09-07-2012 |
| John A. Gilbert | Prospera Financial Services | Sanders Morris Harris | $80 | 09-07-2012 |
| Meg Green | Sterne Agee & Leach | Royal Alliance | $650 | 09-07-2012 |
| Wade C. Meeks, Curtis Coburn | Wells Fargo Advisors | Morgan Stanley Smith Barney | $130 | 09-07-2012 |
| Ryan Kaufman | Securities America | Woodbury Financial Services | $150 | 09-06-2012 |
| Scott Robinson, Christian Reuter | RBC Wealth Management | Bank of America Merrill Lynch | $250 | 09-05-2012 |
| Hugh Anderson, Sheila Delutri | Hightower Advisors | Bank of America Merrill Lynch | $450 | 09-04-2012 |
| Mike PeQueen, Ned Evans, Adam Thurgood | Hightower Advisors | Bank of America Merrill Lynch | $340 | 09-04-2012 |
| Myron T. Barker | UBS Financial Services | Bank of America Merrill Lynch | $200 | 08-30-2012 |
| William Fusco, Robert Richard | Stifel Nicolaus & Co. | Morgan Stanley Smith Barney | $150 | 08-29-2012 |
| Patricia Walsh | Stifel Nicolaus & Co. | Morgan Stanley Smith Barney | $127 | 08-29-2012 |
| Mark Kean | Bank of America Merrill Lynch | UBS Financial Services | $141 | 08-27-2012 |
| Lee Miller, Andrew Pleat | Bank of America Merrill Lynch | UBS Financial Services | $183 | 08-27-2012 |
| John Cartolano | Ameriprise Financial | LPL Financial | $200 | 08-23-2012 |
| Arlin Penner | Wells Fargo Advisors | Morgan Stanley Smith Barney | $50 | 08-23-2012 |
| John Lupi and Associates | Ameriprise Financial | Wells Fargo Advisors | $101 | 08-21-2012 |
| James Marchesi and Associates | Ameriprise Financial | LPL Financial | $115 | 08-21-2012 |
| John Eric Newell | Investment Centers of America | Bancwest Investment Services | $76 | 08-21-2012 |
| Westcott Jones, Scott Vogel | Bank of America Merrill Lynch | Wells Fargo Advisors | $1,000 | 08-20-2012 |
| Matt Dillig, Ted Bowen | Hightower Advisors | Credit Suisse Wealth Services | $1,000 | 08-20-2012 |
| Keith Munera, John Wildemore | Morgan Stanley Smith Barney | UBS Financial Services | $315 | 08-20-2012 |
| Matthew Zaft, Connor McKinney | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $219 | 08-20-2012 |
| Angel Colina | Morgan Stanley Smith Barney | Wells Fargo Advisors | $240 | 08-20-2012 |
| Mark Ralston | Morgan Stanley Smith Barney | LPL Financial | $143 | 08-20-2012 |
| Christopher Agnew, Gary Hewitt, Darrell Henricksen | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $300 | 08-20-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.