Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael RosnerRaymond JamesBank of America Merrill Lynch$11012-08-2016
David DePaulRBC Wealth ManagementUBS Financial Services$31212-08-2016
Jeff Tutor, Natasha SparksStifel Nicolaus & Co.Bank of America Merrill Lynch$20012-08-2016
Michael Anderson, Alvin Spencer, Richard Williams & Chris ArmourStifel Nicolaus & Co.Wells Fargo Advisors$60012-08-2016
Jayson Capling, Robert Roar Jr. LPL Financial U.S. Bancorp Investments$16812-07-2016
Claudette Boudreaux, Rusty DennerJanney Montgomery ScottChapin Davis$10312-07-2016
Dennis SurmanekWells Fargo AdvisorsBank of America Merrill Lynch$7212-07-2016
Michael RussoWells Fargo AdvisorsBank of America Merrill Lynch$12512-07-2016
Mark J. Rhoades, George Livanos, Kelly Ward.Raymond JamesMorgan Stanley Wealth Management$25012-06-2016
Jake Falcon, Cory BittnerHightower AdvisorsUBS Financial Services$26012-05-2016
Michael FisherAmeriprise FinancialWells Fargo Advisors$19312-05-2016
Jomar FernandezLPL Financial PNC Investments $6012-02-2016
Dennis Laird, Donald Lundy, Jogn Pfaudler LPL Financial Ameriprise Financial$12012-02-2016
Jeffrey McKinnonAmeriprise FinancialWells Fargo Advisors$8912-02-2016
Frank Hundley, Craig McGovernJanney Montgomery ScottBank of America Merrill Lynch$8812-02-2016
Scottie TraylorLPL Financial Raymond James$8512-01-2016
Phil MathesonLPL Financial Kestra$19512-01-2016
Roni ChaseJanney Montgomery ScottWells Fargo Advisors$8912-01-2016
Thomas Fautrel, Paul CarlsonWells Fargo AdvisorsMorgan Stanley Wealth Management$22512-01-2016
Scott SpragueLPL Financial Cetera$7211-30-2016
Scott Milstein LPL Financial CUSO Financial Services, L.P.$22411-30-2016
Jarrod BiebelRaymond JamesWells Fargo Advisors$35011-30-2016
Gary Hency, Leland RoiderStifel Nicolaus & Co.Wells Fargo Advisors$24811-30-2016
Jason Gonter, Michelle Nocito LPL Financial Ameriprise Financial$6011-29-2016
George D. Ewins, Richard J. Kowalski, Theresa Swett Raymond JamesBank of America Merrill Lynch$44011-28-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.