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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack W. Griffith, Jr., Jack W. Griffith, III, John W. ChapmanJanney Montgomery ScottAmeriprise Financial$10101-31-2014
Katie ClarkRBC Wealth ManagementBank of America Merrill Lynch$15001-31-2014
Melanie FolstadRBC Wealth ManagementBank of America Merrill Lynch$11001-31-2014
Joseph E. FowlerStratos Wealth PartnersEdward Jones$001-30-2014
Lee B. JonesStratos Wealth PartnersUnionbanc Investment Services$001-30-2014
Christopher E. GayeProspera Financial ServicesC. E. Gaye and Sons Securities$20001-30-2014
Timothy Kneen, Clayton HartmanIFM Capital Advisors UBS Financial Services$1,00001-28-2014
William J. DrakeStifel Nicolaus & Co.Wells Fargo Advisors$1,00001-27-2014
Joseph W. MoyerNational PlanningLPL Financial$6001-24-2014
Peter Benson, Jonathan S. MaxsonKalos CapitalMadison Avenue Securities$8501-24-2014
Steven M. NetzelKalos CapitalMadison Avenue Securities$5501-24-2014
Robert L. Chess, Robert L. HawkinsInvestacorpInvest Financial$15001-24-2014
Mark E. Barczuk, David F. MorenoBenjamin F. Edwards & Co.Wells Fargo Advisors$001-23-2014
Tom Bedor, Laren BedorBenjamin F. Edwards & Co.Wells Fargo Advisors$001-23-2014
Joan Levy MonderBenjamin F. Edwards & Co.Wells Fargo Advisors$001-23-2014
David W. Davies, Jill C. Miller, Kristen A. KetchumBenjamin F. Edwards & Co.RBC Wealth Management$001-23-2014
Kelly D. KerrRBC Wealth ManagementUBS Financial Services$11501-23-2014
Michael Cott, Donald NejedlyMorgan Stanley Wealth ManagementRBC Wealth Management$25001-22-2014
J. Patrick KearnsMorgan Stanley Wealth ManagementFulcrum Securities$18501-22-2014
Rodney A. SimmsGradient Capital AdvisorsAmeriprise Financial$18001-22-2014
Christopher Englebert, Daniel ReitzBeirne Wealth ConsultingMorgan Stanley Wealth Management$25001-22-2014
J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc RoggenkampMorgan Stanley Wealth ManagementUBS Financial Services$5,50001-20-2014
Norman L. Oremland, Steven W. GoldfarbJanney Montgomery ScottUBS Financial Services$9701-17-2014
Mark S. RothsteinIndependent Financial GroupPurshe Kaplan Sterling Investments$15001-17-2014
Lawrence J. ZellerInvestors CapitalRoyal Alliance$8901-17-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.