Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Uriostegui, Rod NakamotoBank of America Merrill LynchJ.P. Morgan Securities LLC$35011-28-2016
Gary WarnerLPL Financial Capital Financial Services$6011-22-2016
Jay Champlain, Job Eagleson LPL Financial Ameriprise Financial$10511-21-2016
Benjamin Price, William Cal Batchelor, Anson Kanoy Raymond JamesWells Fargo Advisors$20011-21-2016
Chris Cooke, Brian CookeNoyesWells Fargo Advisors$1,70011-21-2016
Craig Decker, Emma SterlingRaymond JamesRBC Wealth Management$1,30011-21-2016
David Fowler, Charles Helm, Edward Herrera, Diane WhittLPL Financial Voya Financial Advisors Partners$15011-18-2016
Arthur HoffmanAmeriprise FinancialWedbush Securities$12311-18-2016
Ron CarsonCeteraLPL Financial $2,60011-18-2016
Colin Cissne, Stephen Cissne LPL Financial Janney Montgomery Scott$15411-17-2016
Integrated Financial PartnersLPL FinancialLincoln Financial$4,00011-17-2016
Brent Barth, William Morrison LPL Financial Voya Financial Advisors, Inc.$6211-16-2016
Bruce CoteLPL Financial M&T Securities$6511-16-2016
Brian Nguyen, Matthew Weaver LPL Financial Sorrento Pacific Financial$45211-15-2016
Carmen Cercone, Kyle Richardson, Thomas Lundgaard, Tyler Brilinski, James BruceKestra FinancialSII Investments$70011-15-2016
Jay ChamplainGolden State Wealth ManagementAmeriprise Financial$12011-14-2016
Jeffrey Lavezzi, Matthew Wahlman LPL Financial Robert W. Baird & Co.$7411-10-2016
Dana JohnstonLPL FinancialAmeriprise Financial$10011-10-2016
Mario VasquezGolden State Wealth ManagementJ.P. Morgan Securities LLC$5011-10-2016
Richard Frankel, Shawn PattRBC Wealth ManagementMorgan Stanley Wealth Management$50711-10-2016
Joseph JiovenettaMorgan Stanley Wealth ManagementValmark Securities$13011-10-2016
Ed HeckerStifel Nicolaus & Co.UBS Financial Services$6011-10-2016
Kyle Arcand, Charlene GregoryLPL Financial MSI Financial Services$12711-09-2016
Paul KupchokLPL Financial MML Investors Services$23011-09-2016
Kyle Arcand, Charlene GregoryLPL FinancialMSI Financial Services$15011-09-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.