Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James E. Percifield, David C. Heeren, Brad A. HarderWells Fargo AdvisorsUBS Financial Services$46312-10-2014
Brian Pierson, Stephen Aucamp, Samantha Dean, Brad LackeyPresidio Capital AdvisorsCity National Securities$012-08-2014
David Yucius, Jr., Michael T. DoyleLebenthal Asset ManagementAurora Investment Counsel$25012-08-2014
Howard Franzblau, Richard A. Devine, Wayne Froud, David B. Brennan, Jason Franzblau, Al MyrieRaymond JamesJPMorgan Chase & Co.$90012-08-2014
Gwen GarrisonInvestacorpKovack Securities$5012-08-2014
Robert McDonaldAmeriprise FinancialMorgan Stanley Wealth Management$9512-03-2014
Robert L. BreenAmeriprise FinancialWells Fargo Advisors$6312-03-2014
Hulon B. WhatleyAmeriprise FinancialLPL Financial$6612-03-2014
James G. OsborneAmeriprise FinancialWells Fargo Advisors$8812-03-2014
Chad R. BarberAmeriprise FinancialEdward Jones$7012-03-2014
Mitchell R. McCannAmeriprise FinancialRaymond James$10712-03-2014
Darrach BourkeSummit Brokerage ServicesStifel Nicolaus & Co.$12112-02-2014
Samuel W. Spanos, Gennaro 'Jerry' Marsico, Todd C. Todorich, Robert M. Lewis, George Kruth, Mark ORaymond JamesBank of America Merrill Lynch$53512-02-2014
Dan Foran, John Foran, Jessica Foran, Brian M. Sweatt, Mark Z. WaltersRaymond JamesLPL Financial$20012-02-2014
Breton W. WilliamsStratos Wealth PartnersNYLIFE Securities$8012-02-2014
Oliver ErnstSAGE Private Wealth GroupAmeriprise Financial$6012-02-2014
Michael W. FrankSAGE Private Wealth GroupLPL Financial$10012-02-2014
Christopher Carbone, Charles Sergewick Bank of America Merrill LynchMorgan Stanley Wealth Management$20011-24-2014
Edward J. ViolaBank of America Merrill LynchMorgan Stanley Wealth Management$8311-24-2014
Richard Zinman Bank of America Merrill LynchMorgan Stanley Wealth Management$10411-24-2014
Brian Coughlan, Landen Lunsway, Chris Palermo, Andrew ReinhardtBeacon Pointe Wealth AdvisorsCapital Investment Counsel$50011-21-2014
James E. HulburdUBS Financial ServicesBank of America Merrill Lynch$1,50011-21-2014
Steven ScaliciUBS Financial ServicesBank of America Merrill Lynch$10311-21-2014
Douglas TwohillUBS Financial ServicesBank of America Merrill Lynch$24011-21-2014
John M. Van DongeStifel Nicolaus & Co.Bank of America Merrill Lynch$60011-21-2014
« Previous PageNext Page »

Showing 251 to 275 of 1,801 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.