Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy WeishornLPL Financial Wells Fargo Advisors$9603-13-2017
Timothy Mahieu, Sara Schauermann LPL Financial Wells Fargo Advisors$15703-13-2017
Arthur Farr, Larry Minogue, Richard Arno, Kyle Welker, Scott Kallish, Bob CarterAmeriprise FinancialNext Financial$20203-13-2017
Jim Ewing, Michael ConaHightower AdvisorsBank of America Merrill Lynch$20003-13-2017
David Bushnell, Anthony Tomasula, Robin TomasulaLPL Financial MML Investors Services$55003-10-2017
John Brewster, Randall BrewsterAmeriprise FinancialUBS Financial Services$26103-10-2017
Ryan Kirby, Chris HayesSnowden Lane PartnersBank of America Merrill Lynch$45003-10-2017
Christopher SmithLPL Financial Robert W. Baird & Co.$6603-08-2017
Patricia Bennett, Heather Poole, Kristen SwansonRaymond JamesBank of America Merrill Lynch$13803-08-2017
Juliano de SouzaBank of America Merrill LynchBTG Pactual$20003-08-2017
Louis WrayLPL Financial Edward Jones$12103-06-2017
James DegaetanoLPL Financial First Command Financial$10203-06-2017
Noah Doyle, Charles Princiotto, Sean MartinJanney Montgomery ScottBank of America Merrill Lynch$15003-06-2017
Bradford S. ParsonsRaymond JamesBank of America Merrill Lynch$11503-06-2017
Bruce Evans, William Pickens, John Templeton, Zack VaughnBenjamin F. Edwards & Co.Wells Fargo Advisors$46403-06-2017
Michelle BeginaSnowden Lane PartnersMorgan Stanley Wealth Management$40003-03-2017
Noah Doyle, Charles PrinciottoJanney Montgomery ScottBank of America Merrill Lynch$6303-02-2017
Michael ColemanLPL Financial Ameriprise Financial$5803-02-2017
Christopher BatesLPL Financial J.P. Morgan Securities LLC$13503-02-2017
Carlos MendozaLPL Financial Wells Fargo Advisors$12003-02-2017
Janis Cross, Matthew West, A.J. SchultzRaymond JamesMorgan Stanley Wealth Management$14403-02-2017
Bruce PorterSecurities AmericaEdward Jones$11203-01-2017
Stephen O'HaraLPL Financial Purshe Kaplan Sterling Investments$9903-01-2017
Christopher BatesGolden State Wealth ManagementJPMorgan Chase & Co.$12003-01-2017
Viola Bai, Wen Chang, Yu Shuang Chang, Cynthia Chen, Tsunghsin Chen, Vivian Cheung, Yen Chi, Wen Dai, Sharon Ding, Grace Guo, Mei Guo, John Heller, Theodore Hsu, Kitty Hu, David Kang, Shu Yuan Lai, Lydia Lam, Grace Law, Elizabeth Lee, Joseph Lee, Susan LiLPL Financial Cetera$50902-28-2017
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.