Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Miguel Monnichmeyer, Oscar GonzalezWells Fargo AdvisorsHSBC Private Bank$80009-18-2017
Ken WilliamsRobert W. Baird & Co.Wells Fargo Advisors$15009-18-2017
Thomas Marchal Robert W. Baird & Co.Morgan Stanley Wealth Management$17509-18-2017
Leonard Alsfeld, Leo Barros, Chris McLaughlin, Jannie MarkeyRaymond JamesFBT Investments$24009-18-2017
Scott McQuilken, Richard ReasonerArkadios CapitalBank of America Merrill Lynch$14009-15-2017
Jeff SmithJanney Montgomery ScottMorgan Stanley Wealth Management$10009-15-2017
William Wiseman, Parker WisemanAmeriprise FinancialMorgan Stanley Wealth Management$13309-14-2017
Scott BowmanWells Fargo AdvisorsUBS Financial Services$7209-13-2017
Ian DietzLPL FinancialMorgan Stanley Wealth Management$7009-08-2017
Marguerite KircherJanney Montgomery ScottWellington Sheilds$11909-08-2017
Kurt TrieboldIndependent Advisor AllianceWaddell and Reed$12009-07-2017
Edward TaylorLPL FinancialSantander Securities LLC$6409-06-2017
David HatcherStifel Nicolaus & Co.FSC Securities$6209-06-2017
Brendan Flaherty, Sandra CummingsJanney Montgomery ScottBank of America Merrill Lynch$11609-06-2017
Giuseppe GigliottiWells Fargo AdvisorsCapital One$10009-05-2017
W. Bowen McRae, Roger Sullivan, Kyle Hawthorne Raymond JamesWells Fargo Advisors$20009-05-2017
Nic Nielsen, Jeff WaltersIndependent Advisor AllianceSuntrust Investment Services$12509-01-2017
Todd MitchellRBC Wealth ManagementUBS Financial Services$22009-01-2017
Ronald ScottLPL FinancialBank of America Merrill Lynch$23108-31-2017
Robert FarmerLPL FinancialWells Fargo Advisors$19208-31-2017
Cason Swinn, Daniel Toll, Tahirih TollRBC Wealth ManagementBank of America Merrill Lynch$35008-31-2017
Chris MacPherson, Evan Gilchrest, James PolinerJanney Montgomery ScottBank of America Merrill Lynch$11808-31-2017
John Hardiman, William LeppingJanney Montgomery ScottBank of America Merrill Lynch$7708-30-2017
James Carbonell, Matthew Forrey, Amy CaffeseRBC Wealth ManagementWells Fargo Advisors$36508-30-2017
Jared R. SmithRBC Wealth ManagementJanney Montgomery Scott$14508-30-2017
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Showing 276 to 300 of 3,304 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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