Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor RaigozaLPL Financial Edward Jones$5311-01-2016
Karl GrahamLPL Financial JPMorgan Chase & Co.$6011-01-2016
David Graham, Sibyl Samuel LPL Financial Key Private Bank$6011-01-2016
Larry Silverman, Amy Legate360 Wealth ManagementLPL Financial$6511-01-2016
Robert Anderson, Michael Anderson, Laurie AndersonStifel Nicolaus & Co.Buttonwood Partners$20011-01-2016
Todd SmilerLPL Financial Wells Fargo Advisors$5510-31-2016
Curtis GreenLPL Financial Edward Jones$16010-31-2016
Curtis GreenLPL Financial Edward Jones$16010-31-2016
Steve Coggins, David R. Hartness, Chris JonesHightower AdvisorsCapital Investment Group$25010-31-2016
Devin GarofaloLPL FinancialLincoln Financial$28010-31-2016
Thomas MarkellLPL Financial Wells Fargo Advisors$25010-28-2016
Ken FurstMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$28010-28-2016
Joseph Franklin, Sean FranklinLPL Financial NYLIFE Securities$5010-27-2016
Brian HoffmanLPL Financial PNC Investments $5010-27-2016
Chad Dufrene, Wally Gundlach, Chris Kenny, Tris Millard, Jack Rovetto, Benton Turnage, Brian WynneLPL FinancialJ.P. Morgan Securities LLC$1,40010-27-2016
Joseph MamerStifel Nicolaus & Co.RBC Wealth Management$9610-27-2016
Jonathan PeytonLPL Financial USAA Financial Advisors$9010-26-2016
Thomas PinkRBC Wealth ManagementWells Fargo Advisors$15410-26-2016
Jeff Cohen, Christian Clinton, Jena Burrows Robert W. Baird & Co.Wells Fargo Advisors$34310-26-2016
Jerrold AngelWaddell and AssociatesSignator Investors$6010-25-2016
Harold MacFarland, Tadd Hicks Raymond JamesUBS Financial Services$22010-25-2016
Travis DauchyLPL Financial USAA Financial Advisors$10010-24-2016
Christina Madson, Jason Priebe, Rodney PriebeLPL Financial Waddell and Associates$11010-24-2016
James PetitprenLPL Financial BMO Harris Financial Advisors$18110-24-2016
W. Blaine BurtonWaddell and AssociatesU.S. Bancorp Investments$5410-21-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.