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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Avan, Alan ShapiroWells Fargo AdvisorsMorgan Stanley Wealth Management$19904-01-2015
Michael Berlin, Scott RichmanWells Fargo AdvisorsRBC Wealth Management$13804-01-2015
Raymond J. PalmerWells Fargo AdvisorsStifel Nicolaus & Co.$14804-01-2015
Terry ColenIndependent Advisor AllianceCUNA Brokerage Services$9004-01-2015
Matthew S. MarcolinaOppenheimerWells Fargo Advisors$7504-01-2015
James H. Pohlman, Jr.Raymond JamesWells Fargo Advisors$17504-01-2015
Matthew J. McDowellMorgan Stanley Wealth ManagementWells Fargo Advisors$5303-30-2015
Terry Bethea, Larry AngstSecurities AmericaLPL Financial$10003-30-2015
Mark A. PitreFoothill SecuritiesFinancial Telesis$1,00003-23-2015
Lester P. Botkin, Sara B. Botkin, Lester H. BotkinLPL FinancialMorgan Stanley Wealth Management$21003-23-2015
J. Samuel FitchBridgeworth FinancialWarren Averett CPAs and Advisors$59703-23-2015
Cody Siebert, Ronald Briggs, Shawn Loring, James KlodoskySecurities AmericaFirst Global Capital; SagePoint Financial $13903-20-2015
Jim MottelerAmeriprise FinancialWells Fargo Advisors$8003-20-2015
John P. Lipari, Richard P. Ribek, Elizabeth CarterRaymond JamesMorgan Stanley Wealth Management$25003-20-2015
Ruben Rodriguez, Nelson OrtizInvestacorpUBS Financial Services$5503-18-2015
Katherine StellarGolden State Wealth ManagementMorgan Stanley Wealth Management$5303-18-2015
Thomas CagganelloMorgan Stanley Wealth ManagementWells Fargo Advisors$14503-18-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26703-18-2015
Mark F. LeonardMorgan Stanley Wealth ManagementSuntrust Investment Services$43503-18-2015
Lynn Davis, Russell Baker, Chelsea Magby, Karen Martin, Rick PattersonRaymond JamesLPL Financial$003-16-2015
James GoetzGolden State Wealth ManagementJPMorgan Chase & Co.$5003-16-2015
Ronald Slevin, George Gladman, Jared Stone, Jeffrey TuckerBank of America Merrill LynchRBC Wealth Management$30003-10-2015
Rebecca Gadus, Jeffrey Carroll, Tyson EubanksRobert W. Baird & Co.UBS Financial Services$003-10-2015
Barbara WoolhandlerRobert W. Baird & Co.Morgan Stanley Wealth Management$26003-10-2015
James CrossonVoya Financial AdvisorsInvestors Capital$16703-10-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.