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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas W. Richards, Sheldon Ray Jr.Raymond JamesMorgan Stanley Wealth Management$15003-09-2015
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-09-2015
Robert LumAmeriprise FinancialMJ Whitman$7603-09-2015
William GeraghtyAmeriprise FinancialMJ Whitman$16503-09-2015
Skip Riley, Michael LoweVoya Financial AdvisorsCabot Lodge Securities$5003-09-2015
Troy L. IrvineInvestors CapitalEdward Jones$8503-09-2015
Edward A. Metz, Zamira A. Sanchez, Janet SbroccoRaymond JamesLPL Financial$15003-09-2015
Charles EslerIndependent Financial GroupFinancial Telesis$50003-09-2015
Steff ChalkIndependent Financial GroupGlobal Retirement Partners$50003-09-2015
Lei Peter ShenIndependent Financial GroupLPL Financial$5003-09-2015
Kelly M. MorrisIndependent Financial GroupLPL Financial$6503-09-2015
Charles Meyer, Elizabeth ThomasPlancorp1926 Investment Advisors$12002-26-2015
Michael Calvin, Guy Clayton Bank of America Merrill LynchUBS Financial Services$17502-26-2015
Juan Ley, Tiffany Callahan Wells Fargo AdvisorsMorgan Stanley Wealth Management$21402-26-2015
Mitchell GravelleWells Fargo AdvisorsMorgan Stanley Wealth Management$10002-26-2015
Jeffrey Katz Wells Fargo AdvisorsMorgan Stanley Wealth Management$17402-26-2015
Marta L. Shen, A.K. MashhoonRaymond JamesCommonwealth Financial Network$10902-26-2015
John Sedberry, Zachary Jones Raymond JamesLPL Financial$9302-26-2015
William Diener, Andrew LennerSummit Brokerage ServicesMorgan Stanley Wealth Management$6502-20-2015
Samuel C. Gross, Joseph G. Brady, Tonya Ann RasmussenRaymond JamesWilliam Blair & Co.$52402-20-2015
Stephen Dreiling, Jason Rosener, Chris Johnson, Brian McDowellUnited CapitalCompass Bank$2,00002-18-2015
Robert Winebrenner, Steve Hussey, Heidi Schenz, Chris JohnsonRaymond JamesMorgan Stanley Wealth Management$27002-18-2015
Justin A. Davidson, Howard N. KatzIntegrated Financial GroupLincoln Financial$8002-18-2015
Mark K. VienGirard SecuritiesEdward Jones$7302-18-2015
Billy C. Belcher Raymond JamesEdward Jones$17502-13-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.