Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Doug WaltersWells Fargo AdvisorsJanney Montgomery Scott$20207-02-2015
Charles Guilbault Wells Fargo AdvisorsBank of America Merrill Lynch$10007-02-2015
Regina McCann HessLPL FinancialWells Fargo Advisors$9707-01-2015
Susan GehlLPL FinancialJPMorgan Chase & Co.$7007-01-2015
Shawn McCombsLPL FinancialHuntington Investments$14507-01-2015
Richard J. Bernstein Wells Fargo AdvisorsMorgan Stanley Wealth Management$42507-01-2015
Benjamin Brayshaw, Sheldon Drake, Donald Hannigan, Philip Henry, Seth Krussman, John RyderSagePoint FinancialQuestar Capital$006-30-2015
Larry Pulliam, Jeff KerriganWells Fargo AdvisorsUBS Financial Services$16506-30-2015
David J. La Placa, Jay Casey, Kelly Morton, Tina ChanDynasty Financial PartnersDeutsche Bank$3,20006-29-2015
Sandra ChoLPL FinancialJPMorgan Chase & Co.$18406-27-2015
John Yetman, Adam GoddardAmeriprise FinancialMorgan Stanley Wealth Management$9606-26-2015
Ellen ClearyWells Fargo AdvisorsMorgan Stanley Wealth Management$16806-26-2015
Sandra Y. ChoGolden State Wealth ManagementJPMorgan Chase & Co.$18006-26-2015
Dodd Newton Koeckert, Nicholas H. AngerRBC Wealth ManagementBank of America Merrill Lynch$1,20006-24-2015
Steve ThackerHightower AdvisorsChesapeake Wealth Advisors$20006-23-2015
Rhonda Chavez, Michael Woods, Kevin PittsLPL FinancialWells Fargo Advisors$15006-19-2015
Paul CarlsonLPL FinancialEdward Jones$10306-19-2015
Rhonda Chavez, Jake Carlson, Kevin Pitts, Michael Woods Stratos Wealth PartnersWells Fargo Advisors$16006-19-2015
Barry Schneider, Cris Bera, Chris Dewhurst Bank of America Merrill LynchBarclays$75006-19-2015
Chad David, S.J. 'Jimbo' Robertson Jr., Chelsea SmithBank of America Merrill LynchUBS Financial Services$35006-18-2015
Eric MillerWells Fargo Advisors Financial NetworkUBS Financial Services$006-17-2015
James 'Eric' Maxwell, Kaitlyn 'Katy' RathRaymond JamesMorgan Stanley Wealth Management$7506-17-2015
Brandi HolmesLPL FinancialFidelity$27406-16-2015
Bryan MiseIndependent Advisor AllianceIntervest International Equities $006-12-2015
Elaine ElliottWells Fargo Advisors Financial NetworkBank of America Merrill Lynch$006-12-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.