Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sam Kim, Scott MannRaymond JamesWells Fargo Advisors$13803-20-2017
Thomas Collins, David PittinosLPL Financial 1st Global Capital$8203-17-2017
Thomas Hughes, Bill SteeleAmeriprise FinancialWells Fargo Advisors$23903-17-2017
Craig ParkerAmeriprise FinancialMorgan Stanley Wealth Management$13803-17-2017
Michael GermanoRaymond JamesCitigroup$10003-16-2017
Brad Levin, David TracyTriad AdvisorsCommonwealth Financial$19003-16-2017
Tu TranCrosspoint FinancialAmeriprise Financial$11003-15-2017
David Lum, Michael Piazza, Theresa McMastersRaymond JamesBank of America Merrill Lynch$22003-15-2017
Jon Garberg, Rebecca HellmanStifel Nicolaus & Co.Robert W. Baird & Co.$12503-14-2017
Timothy WeishornLPL Financial Wells Fargo Advisors$9603-13-2017
Timothy Mahieu, Sara Schauermann LPL Financial Wells Fargo Advisors$15703-13-2017
Arthur Farr, Larry Minogue, Richard Arno, Kyle Welker, Scott Kallish, Bob CarterAmeriprise FinancialNext Financial$20203-13-2017
Jim Ewing, Michael ConaHightower AdvisorsBank of America Merrill Lynch$20003-13-2017
David Bushnell, Anthony Tomasula, Robin TomasulaLPL Financial MML Investors Services$55003-10-2017
John Brewster, Randall BrewsterAmeriprise FinancialUBS Financial Services$26103-10-2017
Ryan Kirby, Chris HayesSnowden Lane PartnersBank of America Merrill Lynch$45003-10-2017
Christopher SmithLPL Financial Robert W. Baird & Co.$6603-08-2017
Juliano de SouzaBank of America Merrill LynchBTG Pactual$20003-08-2017
Patricia Bennett, Heather Poole, Kristen SwansonRaymond JamesBank of America Merrill Lynch$13803-08-2017
Louis WrayLPL Financial Edward Jones$12103-06-2017
James DegaetanoLPL Financial First Command Financial$10203-06-2017
Bradford S. ParsonsRaymond JamesBank of America Merrill Lynch$11503-06-2017
Bruce Evans, William Pickens, John Templeton, Zack VaughnBenjamin F. Edwards & Co.Wells Fargo Advisors$46403-06-2017
Noah Doyle, Charles Princiotto, Sean MartinJanney Montgomery ScottBank of America Merrill Lynch$15003-06-2017
Michelle BeginaSnowden Lane PartnersMorgan Stanley Wealth Management$40003-03-2017
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.