Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey McKinnonAmeriprise FinancialWells Fargo Advisors$8912-02-2016
Frank Hundley, Craig McGovernJanney Montgomery ScottBank of America Merrill Lynch$8812-02-2016
Scottie TraylorLPL Financial Raymond James$8512-01-2016
Phil MathesonLPL Financial Kestra$19512-01-2016
Roni ChaseJanney Montgomery ScottWells Fargo Advisors$8912-01-2016
Thomas Fautrel, Paul CarlsonWells Fargo AdvisorsMorgan Stanley Wealth Management$22512-01-2016
Scott SpragueLPL Financial Cetera$7211-30-2016
Scott Milstein LPL Financial CUSO Financial Services, L.P.$22411-30-2016
Jarrod BiebelRaymond JamesWells Fargo Advisors$35011-30-2016
Gary Hency, Leland RoiderStifel Nicolaus & Co.Wells Fargo Advisors$24811-30-2016
Jason Gonter, Michelle Nocito LPL Financial Ameriprise Financial$6011-29-2016
George D. Ewins, Richard J. Kowalski, Theresa Swett Raymond JamesBank of America Merrill Lynch$44011-28-2016
John Uriostegui, Rod NakamotoBank of America Merrill LynchJ.P. Morgan Securities LLC$35011-28-2016
Gary WarnerLPL Financial Capital Financial Services$6011-22-2016
Jay Champlain, Job Eagleson LPL Financial Ameriprise Financial$10511-21-2016
Benjamin Price, William Cal Batchelor, Anson Kanoy Raymond JamesWells Fargo Advisors$20011-21-2016
Chris Cooke, Brian CookeNoyesWells Fargo Advisors$1,70011-21-2016
Craig Decker, Emma SterlingRaymond JamesRBC Wealth Management$1,30011-21-2016
David Fowler, Charles Helm, Edward Herrera, Diane WhittLPL Financial Voya Financial Advisors Partners$15011-18-2016
Arthur HoffmanAmeriprise FinancialWedbush Securities$12311-18-2016
Ron CarsonCeteraLPL Financial $2,60011-18-2016
Colin Cissne, Stephen Cissne LPL Financial Janney Montgomery Scott$15411-17-2016
Integrated Financial PartnersLPL FinancialLincoln Financial$4,00011-17-2016
Brent Barth, William Morrison LPL Financial Voya Financial Advisors, Inc.$6211-16-2016
Bruce CoteLPL Financial M&T Securities$6511-16-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.