Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Houchin, James ErnstRaymond JamesWells Fargo Advisors$23007-17-2017
Julian Rodrigo Soto and Santiago OcampoWells Fargo AdvisorsJefferies$40007-14-2017
Marvin AndringaSignator InvestorsRoyal Securities Company$1,10007-12-2017
Jackie Kunkel, Don KunkelUBS Financial ServicesBank of America Merrill Lynch$75507-12-2017
Brian Meulebrouck, George AndresUBS Financial ServicesBank of America Merrill Lynch$22007-12-2017
William KoriathStifel Nicolaus & Co.RBC Wealth Management$6007-11-2017
James Ferrie, John BogostaStifel Nicolaus & Co.Wells Fargo Advisors$8007-11-2017
Matthew Celenza, Shannon McLaughlin, Andrea Shieh, Andrew AielloDynasty Financial PartnersBank of America Merrill Lynch$1,00007-11-2017
David PetersonLPL FinancialNext Financial$5807-10-2017
James McGeehinLPL FinancialPNC Investments $5807-07-2017
Craig BrooksLPL FinancialSecurities America$5207-07-2017
Bob Emerson, Sean Stevenson, Tom Eisenhuth, Bill McKeeAmeriprise FinancialMorgan Stanley Wealth Management$34107-07-2017
Stan Leavitt, David Pratt, Rachael MortonAmeriprise FinancialBank of America Merrill Lynch$46307-07-2017
Jordan Varela, Raquel ReynoldsWells Fargo AdvisorsBank of America Merrill Lynch$30007-07-2017
Carlton AndersonJanney Montgomery ScottMassMutual Financial Group$8207-06-2017
Steve WrayRaymond JamesEdward Jones$7507-03-2017
Paul Zambriski, Tyler PolsonWells Fargo AdvisorsBank of America Merrill Lynch$29006-30-2017
Brian HartzellRaymond JamesBank of America Merrill Lynch$10006-30-2017
Danielle Ambrose, Diane HirschornFirst Republic SecuritiesBank of America Merrill Lynch$70006-30-2017
David J. AndersonWells Fargo AdvisorsBank of America Merrill Lynch$13806-29-2017
Brandt Haring, Joe SmartRBC Wealth ManagementBank of America Merrill Lynch$31806-29-2017
Bob SolanoRaymond JamesMorgan Stanley Wealth Management$10006-29-2017
Michael BurkeLPL FinancialSuntrust Investment Services$10506-28-2017
Ronald Kikawa, Karen K.Y. Yasukawa, Gregg Matsuura, Wesley K. Yamamoto, Susanne M. Millard, Paul Yamashita, Kelly Kimura, Reid KobashigawaRaymond JamesUBS Financial Services$3,50006-27-2017
Shaun BlakesleeLPL FinancialPNC Investments $6206-26-2017
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Showing 301 to 325 of 3,238 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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