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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Smith, Dana Falco, Mel LoveladyRBC Wealth ManagementCovenant Multi Family$20001-06-2014
Melinda L. OlbertInvestors CapitalVoya Financial Advisors Partners$12001-06-2014
Terry Wiles, Ryan SmithRaymond JamesLPL Financial$14601-03-2014
Mark KravietzHightower AdvisorsUBS Financial Services$30001-03-2014
Jonathan A. Owenby, Jeffrey T. JonesLPL FinancialSuntrust Investment Services$15001-03-2014
Marie H. MurdockMorgan Stanley Wealth ManagementUBS Financial Services$001-03-2014
Bruce GelfandWells Fargo AdvisorsUBS Financial Services$8912-20-2013
Seth DiamondJanney Montgomery ScottMorgan Stanley Wealth Management$5812-20-2013
Scott Haley, Judy Mansfield, Jason Koptish, Scott GlazeRaymond JamesWells Fargo Advisors$21012-20-2013
Joshua M. BledsoeStifel Nicolaus & Co.Bank of America Merrill Lynch$012-20-2013
Kathy M. KeadleSecurities AmericaLincoln Financial$14012-19-2013
John D. KampenB.C. Ziegler & Co.Wells Fargo Advisors$012-19-2013
Paul E. HouseyLPL FinancialNorthstar Financial$7812-17-2013
Kelley F. Snook, Jr.LPL FinancialNorthstar Financial$4,30012-17-2013
Kevin J. CrossRobert W. Baird & Co.Charles Schwab$40012-17-2013
John Quello, Nathan QuelloRaymond JamesUBS Financial Services$32512-16-2013
Daniel J. RodriguezBank of America Merrill LynchWells Fargo Advisors$012-16-2013
Jeffrey KlingerBank of America Merrill LynchCredit Suisse Wealth Services$012-16-2013
Rodney M. WoodleyBank of America Merrill LynchUBS Financial Services$13012-16-2013
David Weigel, Steven DiminoRBC Wealth ManagementMorgan Stanley Wealth Management$17012-13-2013
Courtney LiddyUBS Financial ServicesBank of America Merrill Lynch$32712-13-2013
Jennifer Daniels, Karen LevyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$15112-11-2013
Andrew Townes, Don Parsons, Charlie Mitchell Wells Fargo AdvisorsUBS Financial Services$25512-11-2013
Thomas Penrose, Dave EngelWells Fargo AdvisorsMorgan Stanley Wealth Management$25012-11-2013
John Feast, Mary MarettWells Fargo AdvisorsJanney Montgomery Scott$10612-11-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.