Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Noah Doyle, Charles PrinciottoJanney Montgomery ScottBank of America Merrill Lynch$6303-02-2017
Michael ColemanLPL Financial Ameriprise Financial$5803-02-2017
Christopher BatesLPL Financial JPMorgan Chase & Co.$13503-02-2017
Carlos MendozaLPL Financial Wells Fargo Advisors$12003-02-2017
Janis Cross, Matthew West, A.J. SchultzRaymond JamesMorgan Stanley Wealth Management$14403-02-2017
Stephen O'HaraLPL Financial Purshe Kaplan Sterling Investments$9903-01-2017
Bruce PorterSecurities AmericaEdward Jones$11203-01-2017
Viola Bai, Wen Chang, Yu Shuang Chang, Cynthia Chen, Tsunghsin Chen, Vivian Cheung, Yen Chi, Wen Dai, Sharon Ding, Grace Guo, Mei Guo, John Heller, Theodore Hsu, Kitty Hu, David Kang, Shu Yuan Lai, Lydia Lam, Grace Law, Elizabeth Lee, Joseph Lee, Susan LiLPL Financial Cetera$50902-28-2017
Bradley Bakken, Tim Bush, Sean Deichert, Katharine Eggiman, Paul Fleming, Melissa Hexum, Kelly Hubrig, Gregory Johnson, Ryan Johnson, Michael Kobbervig, John Kuhn, Lisa Moe, Cody Reiland, Craig Samuelson, Paula Swanson, Steven Swanson, Tammy Wood LPL Financial Cetera$78002-28-2017
Preston CovingtonRaymond JamesWells Fargo Advisors$37502-27-2017
C. Robert Bennett, Holly JensenProspera Financial ServicesWells Fargo Advisors$6502-27-2017
Scott Douglas WilliamsLPL Financial Raymond James$9902-24-2017
Kent Ray, Jeff Siefert, Greg SeilerStifel Nicolaus & Co.Wells Fargo Advisors$35002-24-2017
Kirk KolligianJanney Montgomery ScottBank of America Merrill Lynch$14502-23-2017
Mark McAdams, Steve SchwarzbachDynasty Financial PartnersUBS Financial Services$40002-23-2017
Blake PratzDynasty Financial PartnersUBS Financial Services$35002-23-2017
Kristi Baker, Kelli Davis, Joseph Van DeusenLPL Financial MML Investors Services$48302-23-2017
Jason Borrasso, Richard GanimLPL Financial MetLife Securities$6002-23-2017
James WebbLPL Financial Edward Jones$6802-23-2017
John SpiesRBC Wealth ManagementMorgan Stanley Wealth Management$13602-23-2017
Vincent MorrisTriad AdvisorsLPL Financial $4,00002-23-2017
Kirby Webb360 Wealth ManagementEdward Jones$9802-23-2017
Charles SchreaderLPL Financial Wells Fargo Advisors$7002-22-2017
Jeffery Kelly, Brian WohlnerHightower AdvisorsUBS Financial Services$16002-21-2017
Todd HoffmanRaymond JamesMorgan Stanley Wealth Management$28002-21-2017
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.