Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lilian LoLPL FinancialFidelity$11003-30-2015
Richard McMahonAmeriprise FinancialSecurities America$8403-30-2015
Roy E. Cook, Jr.SAGE Private Wealth GroupBKD Wealth Advisors$13003-28-2015
Mace Tamse, Chris GuarinoAmeriprise FinancialMorgan Stanley Wealth Management$16003-27-2015
Steven KouryWaddell and ReedJPMorgan Chase & Co.$6003-27-2015
Kyle Grossart, Joe McGann Stifel Nicolaus & Co.Southwest Securities$15103-27-2015
Daniel Avan, Alan ShapiroWells Fargo AdvisorsMorgan Stanley Wealth Management$19903-27-2015
Matthew S. MarcolinaOppenheimerWells Fargo Advisors$7503-27-2015
Michael Berlin, Scott RichmanWells Fargo AdvisorsRBC Wealth Management$13803-26-2015
Raymond J. PalmerWells Fargo AdvisorsStifel Nicolaus & Co.$14803-26-2015
Jeffrey M. Collins, Brien KrankRaymond JamesMorgan Stanley Wealth Management$35003-24-2015
Robert L. OmohundroCentaurus FinancialJ.P. Turner & Company$14003-23-2015
Jeffrey J. TompkinsBank of America Merrill LynchDeutsche Bank$16003-20-2015
Terry ColenIndependent Advisor AllianceCUNA Brokerage Services$9003-20-2015
Lester P. Botkin, Sara B. Botkin, Lester H. BotkinLPL FinancialMorgan Stanley Wealth Management$21003-20-2015
Stephen Philleo, Daniel IaleggioSteward Partners Global AdvisoryMorgan Stanley Wealth Management$25003-19-2015
Ruben Rodriguez, Nelson OrtizInvestacorpUBS Financial Services$5503-18-2015
Katherine StellarGolden State Wealth ManagementMorgan Stanley Wealth Management$5303-16-2015
Ralph FreibartAmeriprise FinancialLPL Financial$6103-13-2015
James MottelerAmeriprise FinancialWells Fargo Advisors$7103-13-2015
Jon StevensBank of America Merrill LynchJanney Montgomery Scott$10003-13-2015
Jim MottelerAmeriprise FinancialWells Fargo Advisors$8003-13-2015
V. John Threlkeld, John Saylor, Charles Presti, Milton Guzman, Jon LeeLPL FinancialFirst Allied Securities$20503-11-2015
Todd TimmermanLPL FinancialPrincor Financial Services$1,00003-09-2015
P. David SolimanLPL FinancialJPMorgan Chase & Co.$17503-06-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.