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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Diener, Andrew LennerSummit Brokerage ServicesMorgan Stanley Wealth Management$6502-20-2015
Samuel C. Gross, Joseph G. Brady, Tonya Ann RasmussenRaymond JamesWilliam Blair & Co.$52402-20-2015
Stephen Dreiling, Jason Rosener, Chris Johnson, Brian McDowellUnited CapitalCompass Bank$2,00002-18-2015
Robert Winebrenner, Steve Hussey, Heidi Schenz, Chris JohnsonRaymond JamesMorgan Stanley Wealth Management$27002-18-2015
Justin A. Davidson, Howard N. KatzIntegrated Financial GroupLincoln Financial$8002-18-2015
Mark K. VienGirard SecuritiesEdward Jones$7302-18-2015
Billy C. Belcher Raymond JamesEdward Jones$17502-13-2015
Tiomthy B. Clepper, Kelly M. Kuennen, Max SchindlerStratos Wealth PartnersMorgan Stanley Wealth Management$20002-13-2015
Bruce C. MunsterBank of America Merrill LynchMorgan Stanley Wealth Management$1,20002-11-2015
Hayley HigginsStratos Wealth PartnersWells Fargo Advisors$10002-11-2015
Dawn Mcguire, Anthony UrbanFSC SecuritiesMorgan Stanley Wealth Management$7802-11-2015
Lance Gilden, Evan Sall, Jordan BerlinFSC SecuritiesCetera, JPMorgan Chase & Co., Gilford Securities$26002-11-2015
Haris HotBank of America Merrill LynchMorgan Stanley Wealth Management$22302-11-2015
Steven LeachInvestacorpInvestment Professionals$6502-09-2015
W. Ware Smith, Jr.Ameriprise FinancialUBS Financial Services$8502-09-2015
Brian CaseyAmeriprise FinancialMorgan Stanley Wealth Management$7702-09-2015
Thomas CarusoAmeriprise FinancialMorgan Stanley Wealth Management$10502-09-2015
Paul Berman, Joshua RosenzweigRaymond JamesRBC Wealth Management$20002-09-2015
John E. CarrollLPL FinancialBank of America Merrill Lynch$13002-09-2015
Patrick Cook, Nathan CookRobert W. Baird & Co.UBS Financial Services$17002-05-2015
Patricia PickHightower AdvisorsMorgan Stanley Wealth Management$22502-05-2015
Michael R. Hostick, II, Michael D. CharlesRaymond JamesOppenheimer$001-28-2015
James Winkler, Lauren Johnson, Randi RichardsonRBC Wealth ManagementUBS Financial Services$19501-28-2015
Rob TorringtonRaymond JamesUBS Financial Services$10301-28-2015
Robert E. Feldman, Donna G. Bowler Snowden Lane PartnersBank of America Merrill Lynch$22501-26-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.