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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J. Benson, Michael R. SlaymakerJanney Montgomery ScottMorgan Stanley Wealth Management$14206-07-2013
James D. HallRaymond JamesUSCA Securities LLC$10006-07-2013
Stephen J. FishUBS Financial ServicesHilliard Lyons$47506-05-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37506-05-2013
Ricardo KentMorgan Stanley Wealth ManagementWells Fargo Advisors$10006-05-2013
Michael A. Tedone, Kathleen M. Christensen, Elizabeth A. DeBassioConnecticut Wealth ManagementFilomeno Wealth Management$12006-05-2013
Edward F. TillsRaymond JamesMorgan Stanley Wealth Management$10805-31-2013
Vishal Bakshi, Jayne Finst, David A. GreeneBank of America Merrill LynchCredit Suisse Wealth Services$1,00005-29-2013
Michael A. ShermanWilliams Financial GroupWedbush Securities$8005-29-2013
Christopher R. Olson, David E. Kuntz, Jarrod B. KittlesonBerthel FisherNational Planning$12005-29-2013
Mark A. JonesonBerthel FisherMulti-Financial Securities$5705-28-2013
Paul J. DonnellyRobert W. Baird & Co.William Blair & Co.$20005-28-2013
Maureen McPeek, Ralph Lynch Jr.Wells Fargo AdvisorsMorgan Stanley Wealth Management$48005-23-2013
Donnel M. DickersonSecurities Service NetworkWalnut Street Securities$10005-23-2013
Conrad K. BransonBank of America Merrill LynchMorgan Stanley Wealth Management$9805-23-2013
Peter R. Benington, Steven C. Benington, Steven R. CrossBank of America Merrill LynchMorgan Stanley Wealth Management$24005-23-2013
Michael L. DolleBank of America Merrill LynchWells Fargo Advisors$16005-23-2013
Lee S. MinskBank of America Merrill LynchWells Fargo Advisors$10405-23-2013
Brett Langer, Keith Bandettini, Beverly Cox, Will GingellSCF SecuritiesWalnut Street Securities$14505-17-2013
Gary BouchWaddell and ReedAmeriprise Financial$5705-14-2013
Tricia GunterWaddell and ReedLPL Financial$5105-14-2013
Gerald D. Brennan, James R. Seidel, Lynn L. KittelsonRobert W. Baird & Co.UBS Financial Services, Northern Trust $21505-14-2013
Malcolm H. Liles, William N. Liles, Sherri A. MinunnoRobert W. Baird & Co.Morgan Stanley Wealth Management$58505-14-2013
Clay HoffmanSummit Brokerage ServicesSuntrust Investment Services$8405-08-2013
Nicholas T. Barlotta Jr., Daniel R. Cauley, Nicholas T. Barlotta IIIBenjamin F. Edwards & Co.Wells Fargo Advisors$005-07-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.