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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Frank Bagrier, Wes Coyle | Morgan Stanley Smith Barney | UBS Financial Services | $135 | 05-02-2012 |
| Terry Tolbert | Allen & Co. of Florida | Bank of America Merrill Lynch | $121 | 05-01-2012 |
| Mike Fink, Will Bach, Brad Drager, Emilie Theriot | Raymond James | Morgan Stanley Smith Barney | $600 | 05-01-2012 |
| John Duguid | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $135 | 04-27-2012 |
| Douglas W. Mabie | Robert W. Baird & Co. | William Blair & Co. | $800 | 04-25-2012 |
| Gene Theobald, Otho Evans, Teresa Castillo | RBC Wealth Management | Morgan Stanley Smith Barney | $330 | 04-24-2012 |
| Tim Hudnall | RBC Wealth Management | Morgan Stanley Smith Barney | $90 | 04-24-2012 |
| Steven Crabree | LPL Financial | Bank of America Merrill Lynch | $50 | 04-21-2012 |
| Scott Sides, Josh Smeltzer, Brock Hively, Thomas McCracken, Denise Potter | RBC Wealth Management | Morgan Stanley Smith Barney | $330 | 04-19-2012 |
| Daniel Gilham, Daniel Woods | Wells Fargo Advisors | Bank of America Merrill Lynch | $116 | 04-19-2012 |
| James Gibbons, Stephen Marohl | Wells Fargo Advisors | RBC Wealth Management | $92 | 04-19-2012 |
| Jamie Waldren | Wells Fargo Advisors | Morgan Stanley Smith Barney | $96 | 04-19-2012 |
| David Elfenbein | Wells Fargo Advisors | UBS Financial Services | $85 | 04-19-2012 |
| Leonard Bernstein, Robyn Fain, Tim Ridley, William Link | Wells Fargo Advisors | Morgan Stanley Smith Barney | $168 | 04-19-2012 |
| Dennis Coleman, Thomas Dunleavy | Wells Fargo Advisors | UBS Financial Services | $233 | 04-19-2012 |
| John Peterson | Wells Fargo Advisors | Morgan Stanley Smith Barney | $93 | 04-19-2012 |
| Mark Seto | Wells Fargo Advisors | Bank of America Merrill Lynch | $137 | 04-19-2012 |
| Wealth Advisors of Tampa Bay | LPL Financial | Florida Investment Advisors | $100 | 04-18-2012 |
| Robert Robbins, Colleen Farley | Wells Fargo Advisors | Morgan Stanley Smith Barney | $180 | 04-17-2012 |
| Warren Rockmacher | Investacorp | Chase Investment Services | $68 | 04-16-2012 |
| Warren Rockmacher | Investacorp | Chase Investment Services | $68 | 04-16-2012 |
| Ellentuck Wealth Management Group | UBS Financial Services | Morgan Stanley Smith Barney | $340 | 04-13-2012 |
| The Pierce/Kyle Group | UBS Financial Services | Morgan Stanley Smith Barney | $236 | 04-13-2012 |
| Wright Ramage Wealth Management Group | UBS Financial Services | Morgan Stanley Smith Barney | $380 | 04-13-2012 |
| The RHY Group | Robert W. Baird & Co. | Morgan Stanley Smith Barney | $350 | 04-11-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.