Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Dukas, Jason DukasStifel Nicolaus & Co.Wells Fargo Advisors$14008-18-2017
Stephen ElderJanney Montgomery ScottHilliard Lyons$8108-17-2017
Mark CisselStifel Nicolaus & Co.Morgan Stanley Wealth Management$5408-17-2017
Jamie SmithJanney Montgomery ScottWells Fargo Advisors$5108-16-2017
Al SeymourIndependent Advisor AllianceAmeriprise Financial$5008-15-2017
Peter ZagrobelnyLPL FinancialCitigroup$9308-14-2017
Christopher FleegleLPL FinancialCetera$8008-14-2017
Gabriella Lundqvist, Daniel PoppersGolden State Wealth ManagementEdward Jones$6008-14-2017
Troy HartmanWells Fargo AdvisorsEdward Jones$9208-11-2017
Paul Sheldon, Jesse SheldonAmeriprise FinancialWells Fargo Advisors$19308-11-2017
Alan BlenderAmeriprise FinancialMorgan Stanley Wealth Management$19808-11-2017
Art SchlosserIndependent Advisor AllianceMassMutual Financial Group$5008-10-2017
Amir Navab, Bradley Finnigan and Shamya UllahRBC Wealth ManagementMorgan Stanley Wealth Management$26908-10-2017
Paul Roche, Christopher BaylesRBC Wealth ManagementMorgan Stanley Wealth Management$60008-08-2017
Paul Fox, Jennifer Winslow, Patrick Boykin, Janet MarquardtHarbor Investment AdvisoryMorgan Stanley Wealth Management$39008-07-2017
Michael KoernerLPL FinancialH. Beck, Inc.$7008-04-2017
Marc MrugalaLPL FinancialEdward Jones$6508-04-2017
John O'LearyCapitol SecuritiesWells Fargo Advisors$7008-04-2017
William Cahill, Terrence Cahill, Andy Bauer, Carl Cieplinski, Kieran CahillCommonwealth Financial NetworkVoya Financial Advisors$9508-04-2017
Allen SmithRBC Wealth ManagementHilltop Securities$18008-04-2017
John Paxton, Daniel F. Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15008-03-2017
Keith Bock, Mark Downey, Jason Peterson, Janet EmhofRaymond JamesWells Fargo Advisors$30008-03-2017
Todd Kissel, Joshua Pasahow, Ida Ng, John RiveraRaymond JamesMorgan Stanley Wealth Management$50008-02-2017
Jeffrey JacksonJanney Montgomery ScottRaymond James$10608-01-2017
Frank Collins, Kim Lee Kenawell-HoffeckerDynasty Financial PartnersBank of America Merrill Lynch$25008-01-2017
« Previous PageNext Page »

Showing 351 to 375 of 3,336 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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