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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kaylyn A. MaherUBS Financial ServicesBank of America Merrill Lynch$12009-04-2014
William B. Wolf, Ethan CollinsHightower AdvisorsBank of America Merrill Lynch$44009-02-2014
David S. MowattIndependent Financial GroupGirard Securities$15009-02-2014
Kenneth Compton, Susan Buchanon, Carl Salvato, Aileen AquiRaymond JamesWells Fargo Advisors$17008-29-2014
Michael P. ReeseJanney Montgomery ScottStifel Nicolaus & Co.$008-29-2014
Adam R. RosenzweigRBC Wealth ManagementMorgan Stanley Wealth Management$10008-29-2014
Robert A. ClaysonRaymond JamesWells Fargo Advisors$11508-29-2014
Travis Barr, Marco CisnerosWells Fargo AdvisorsBank of America Merrill Lynch$22708-27-2014
Anthony Untersee, Charles ProuteyInvestacorpSII Investments$5008-25-2014
Ian JamesInvestacorpSummit Brokerage Services$5208-25-2014
Robert J. BowmanSnowden Lane PartnersBank of America Merrill Lynch$008-25-2014
James L. Switzer, Eric M. CobbRaymond JamesMorgan Stanley Wealth Management$18008-25-2014
Daniel ColluccioWBI InvestmentsTD Wealth Management Services$008-25-2014
Andrew LawrenceWaddell and ReedU.S. Bancorp Investments$6808-14-2014
Steven KennyWaddell and ReedWells Fargo Advisors$5008-14-2014
Joseph L. BessWaddell and ReedJ.P. Morgan Securities LLC$5408-14-2014
Barry SternRaymond JamesUBS Financial Services$10708-14-2014
Benjamin W. WongCommonwealth Financial NetworkFinancial Telesis$70008-14-2014
Pamela Lynn Abraham, Jack E. Thomas, Trevor R. SwartzHightower AdvisorsBank of America Merrill Lynch$80008-14-2014
Thomas H. CarlsonSecurities AmericaVALIC Financial Advisors$8108-14-2014
Roger J. RathRBC Wealth ManagementJanney Montgomery Scott$24508-11-2014
Jim HofheimerRothschild Investment Corp.Morgan Stanley Wealth Management$30008-11-2014
Brendan Goldstein, William PattersonLebenthal Wealth AdvisorsBNY Mellon$60008-07-2014
Gary Haapala, Carol Sewell, Charles Waterhouse, James WinslowArbor Trust Wealth AdvisorsUnited Bank & Trust$35008-07-2014
Chris O'Neil, Joe JaensenWells Fargo AdvisorsMorgan Stanley Wealth Management$30008-07-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.