Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Kissel, Joshua Pasahow, Ida Ng, John RiveraRaymond JamesMorgan Stanley Wealth Management$50008-02-2017
Jeffrey JacksonJanney Montgomery ScottRaymond James$10008-01-2017
Frank Collins, Kim Lee Kenawell-HoffeckerDynasty Financial PartnersBank of America Merrill Lynch$25008-01-2017
James Laschinger, Sean Waggoner, Sarah KeiblerCeteraLPL Financial $6,00008-01-2017
Christine CaronaMorgan Stanley Wealth ManagementUBS Financial Services$38807-28-2017
Gail Giclas Raymond JamesBank of America Merrill Lynch$37707-27-2017
Stephen Neff, Kim OhlerRaymond JamesBank of America Merrill Lynch$20007-27-2017
Joseph EschlemanDynasty Financial PartnersWells Fargo Advisors Financial Network$25007-26-2017
Shaun MarlineIndependent Advisor AllianceWells Fargo Advisors$5007-26-2017
David Prescott OsterbrockWaddell and ReedU.S. Bancorp Investments$7707-21-2017
Timothy Sullivan, Paul Sullivan, Christopher PetersJanney Montgomery ScottWells Fargo Advisors Financial Network$28807-20-2017
Stephanie Karpow, Robert LesterAmeriprise FinancialMSI Financial Services$15607-20-2017
Charlie Strong, Shane Gaddy, Kelly Lee, Kyle BochatLPL Financial Wells Fargo Advisors$35107-20-2017
Deborah R. Johnston, Erica Frantz, Beth Peterson, Hannah MasonUBS Financial ServicesRBC Wealth Management$22307-18-2017
Russ Lane, Angie Ford, Andy Massieon, Rob Lane, Steve Adamson, Brian Luther, Grant Lane, Tom Bauer, John Rundle, and Todd AdrianSecurities AmericaNational Planning$34007-17-2017
John Houchin, James ErnstRaymond JamesWells Fargo Advisors$23007-17-2017
Julian Rodrigo Soto and Santiago OcampoWells Fargo AdvisorsJefferies$40007-14-2017
Marvin AndringaSignator InvestorsRoyal Securities Company$1,10007-12-2017
Jackie Kunkel, Don KunkelUBS Financial ServicesBank of America Merrill Lynch$75507-12-2017
Brian Meulebrouck, George AndresUBS Financial ServicesBank of America Merrill Lynch$22007-12-2017
James Ferrie, John BogostaStifel Nicolaus & Co.Wells Fargo Advisors Financial Network$8007-11-2017
William KoriathStifel Nicolaus & Co.RBC Wealth Management$6007-11-2017
Matthew Celenza, Shannon McLaughlin, Andrea Shieh, Andrew AielloDynasty Financial PartnersBank of America Merrill Lynch$1,00007-11-2017
Bob Emerson, Sean Stevenson, Tom Eisenhuth, Bill McKeeAmeriprise FinancialMorgan Stanley Wealth Management$34107-07-2017
Stan Leavitt, David Pratt, Rachael MortonAmeriprise FinancialBank of America Merrill Lynch$46307-07-2017
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.