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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tammy Sweet Halprin, Scott Finkler, Tracy Lardiere, Kelly TalpeyRaymond JamesWells Fargo Advisors$26011-03-2015
R. Lynette Laughter, Miller JonesCommonwealth Financial NetworkLPL Financial$11410-27-2015
Michael MondelloWells Fargo AdvisorsEdward Jones$7510-27-2015
Douglas Moore, DeAnn Peter, Jackie Shupe, Joe Cricchio, Miles James, Leah Anne Brooks, Erik Handcock, Dave Reed, Jason FoxRaymond JamesCetera$45010-27-2015
David A. Pickler, Teresa J.W. BaileCommonwealth Financial NetworkLPL Financial$25010-27-2015
Larry Cummings, Clifford Wang RBC Wealth ManagementBarclays$010-27-2015
Deborah Briskin, Chris Underhill, Brian BelakBank of America Merrill LynchUBS Financial Services$010-27-2015
Charles R. GreenSagePoint FinancialFirst Western Securities$24010-14-2015
Scott D. Schwartz, Andy Schwartz LPL FinancialNorthwestern Mutual $3,00010-14-2015
Sandra SmithAmeriprise FinancialMJ Whitman$23010-14-2015
Christopher Baldwin, Thomas Tyndorf, Andrew Skoglund Bank of America Merrill LynchCredit Suisse Wealth Services$3,50010-14-2015
Linda Allison, Derrell CrimmCommonwealth Financial NetworkLincoln Financial$10010-14-2015
Jimmy Patton, Marc Albertson, Bill MillerFocus Financial PartnersPAM$52510-07-2015
David B. Root, Charles Stout, David Hoffmann, Steve Kohler, Michael Aroesty, Lynne HoffayDynasty Financial PartnersCommonwealth Financial Network$65010-07-2015
John CrookProspera Financial ServicesRaymond James$8510-07-2015
Gregory MeadowsProspera Financial ServicesMorgan Stanley Wealth Management$6010-07-2015
Sandra ChoLPL FinancialJPMorgan Chase & Co.$18410-07-2015
Bijan Mohseni, David TownsendRaymond JamesAxa Advisors$15010-07-2015
Sonny Skinner, Mark Causey, Everett Nix, Steve Hagood, Will HumberStifel Nicolaus & Co.Bank of America Merrill Lynch$37010-07-2015
John Sloop, John BlackLPL Financial; Independent Advisor AllianceCetera$13510-01-2015
Thomas Boyd, Margaret Boyd, James 'Beau' Boyd, Mitzi Rollins, Christopher GriffinRaymond JamesWells Fargo Advisors$30010-01-2015
Brian J. TerryWells Fargo AdvisorsUBS Financial Services$11510-01-2015
Bob Krumholz, Becca Siegel Bank of America Merrill LynchWells Fargo Advisors$27010-01-2015
Ronald Perry, John Perry, Robin JohnsonWells Fargo AdvisorsMorgan Stanley Wealth Management$30009-23-2015
Jonathan Schlackman, Alan Weintraub, Joshua ZamatWells Fargo AdvisorsMorgan Stanley Wealth Management$70009-23-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.