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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel WelkerWells Fargo Advisors Financial NetworkUBS Financial Services$8207-14-2015
Tighe SmithWells Fargo Advisors Financial NetworkUBS Financial Services$10407-14-2015
James Tate, Kelley TateWells Fargo Advisors Financial NetworkMorgan Stanley Wealth Management$13107-14-2015
John GordyWaddell and ReedJPMorgan Chase & Co.$10207-14-2015
Roger 'Bim' Prince, Clint BoxmanAmeriprise FinancialMorgan Stanley Wealth Management$15007-14-2015
Alex Bryan, Ryan Bartley, Robert Torney Raymond JamesUBS Financial Services$30007-14-2015
Ellen ClearyWells Fargo AdvisorsMorgan Stanley Wealth Management$16807-09-2015
Doug WaltersWells Fargo AdvisorsJanney Montgomery Scott$20207-09-2015
Charles Guilbault Wells Fargo AdvisorsBank of America Merrill Lynch$10007-09-2015
Richard J. Bernstein Wells Fargo AdvisorsMorgan Stanley Wealth Management$42507-09-2015
Michael Fornasier, John Petraglia, Linda VenturaInvestacorpCabot Lodge Securities$7507-09-2015
Stephen Maguire, John-Paul Stornetta, Edward SilvaCommonwealth Financial NetworkJHS Capital Advisors$52507-09-2015
Daniel McCarthyRoyal Alliance National Planning$10107-09-2015
Kayla T. Koeber, Lori J. BaumRaymond JamesBank of America Merrill Lynch$12007-09-2015
Marcos Andujar, Kristopher Beaulieu, Neil Van ZandtSecurities AmericaWFG Investments$12007-09-2015
Charles Tumlin, Arthur Levin, Hall SumnerRaymond JamesWells Fargo Advisors$39007-01-2015
Barry Schneider, Cris Bera, Chris Dewhurst Bank of America Merrill LynchBarclays$75006-30-2015
Sandra Y. ChoGolden State Wealth ManagementJPMorgan Chase & Co.$18006-30-2015
Chad David, S.J. 'Jimbo' Robertson Jr., Chelsea SmithBank of America Merrill LynchUBS Financial Services$35006-30-2015
Raymond Daigle, Jr., Robert Comeaux, Jr., Walter BondCommonwealth Financial NetworkLPL Financial$35006-25-2015
Dodd Newton Koeckert, Nicholas H. AngerRBC Wealth ManagementBank of America Merrill Lynch$1,20006-25-2015
Alex Fritzsche, Jennifer EdgellRBC Wealth ManagementBank of America Merrill Lynch; LPL Financial$18506-25-2015
David Cohen, Fredrick Bennett, Jeffrey Haiken Stifel Nicolaus & Co.Janney Montgomery Scott$28506-25-2015
Johnny Lang, Michael TaylorLPL FinancialMorgan Stanley Wealth Management$35006-25-2015
V. John Threlkeld, John Saylor, Charles Presti, Milton Guzman, Jon LeeLPL FinancialFirst Allied Securities$20506-25-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.