Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adelfa Rosario, Michael DejenaBolton Global CapitalSafra Securities$31512-03-2017
Mark Miehe, Matt Cuplin, Brandon Masbruch and Tony PochowskiCommonwealth Financial NetworkSII Investments$18612-01-2017
Mark Santia, Edmund FosterRBC Wealth ManagementUBS Financial Services$36611-30-2017
Bernie L. TownesJanney Montgomery ScottUBS Financial Services$6511-30-2017
Amanda B. GlanzJanney Montgomery ScottUBS Financial Services$5511-30-2017
Ruggero Borletti, Sabrina PrasilBank of America Merrill LynchUBS Financial Services$30311-30-2017
Kurt SylviaJPMorgan Chase & Co.UBS Financial Services$1,20011-30-2017
Richard Edge and John MinsonJPMorgan Chase & Co.UBS Financial Services$60011-30-2017
James Schillaci, Kevin Johns, Brian WenstrupUBS Financial ServicesBank of America Merrill Lynch$33511-30-2017
Drew WilliamsonUBS Financial ServicesBank of America Merrill Lynch$30011-30-2017
Michael Holland, Zach NewbyUBS Financial ServicesBank of America Merrill Lynch$56811-30-2017
Jay Edzards, John CromlingUBS Financial ServicesBank of America Merrill Lynch$32111-30-2017
Margaret R. Price, Sarah K. Springer and Grant F. ShearerRobert W. Baird & Co.Wells Fargo Advisors$1,00011-30-2017
Alan E. Williams, Thomas M. Hunter, Susan W. CrunkRaymond JamesWells Fargo Advisors$25011-27-2017
Timothy WoodsRBC Wealth ManagementUBS Financial Services$25011-21-2017
Ryan LurieAmeriprise FinancialMorgan Stanley Wealth Management$6911-20-2017
Jay GordonAmeriprise FinancialMorgan Stanley Wealth Management$7311-20-2017
Paul NotermannAmeriprise FinancialMorgan Stanley Wealth Management$9211-20-2017
Phillip RogersStifel Nicolaus & Co.Wunderlich Securities$10611-20-2017
Phillip MacDonald Stifel Nicolaus & Co.Bank of America Merrill Lynch$7011-20-2017
Jim ForsythLPL FinancialEdward Jones$9611-17-2017
Phil WoodAmeriprise FinancialSII Investments$38011-16-2017
Mark McGrathAmeriprise FinancialStifel Nicolaus & Co.$14111-16-2017
Daniel R. KingWaddell and ReedU.S. Bancorp Investments$6311-11-2017
Joseph A. Friend, Ross GordonRBC Wealth ManagementWells Fargo Advisors$20811-08-2017
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Showing 26 to 50 of 3,147 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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