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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katherine StellarGolden State Wealth ManagementMorgan Stanley Wealth Management$5303-18-2015
Thomas CagganelloMorgan Stanley Wealth ManagementWells Fargo Advisors$14503-18-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26703-18-2015
Mark F. LeonardMorgan Stanley Wealth ManagementSuntrust Investment Services$43503-18-2015
Lynn Davis, Russell Baker, Chelsea Magby, Karen Martin, Rick PattersonRaymond JamesLPL Financial$003-16-2015
James GoetzGolden State Wealth ManagementJPMorgan Chase & Co.$5003-16-2015
Ronald Slevin, George Gladman, Jared Stone, Jeffrey TuckerBank of America Merrill LynchRBC Wealth Management$30003-10-2015
Rebecca Gadus, Jeffrey Carroll, Tyson EubanksRobert W. Baird & Co.UBS Financial Services$003-10-2015
Barbara WoolhandlerRobert W. Baird & Co.Morgan Stanley Wealth Management$26003-10-2015
James CrossonVoya Financial AdvisorsInvestors Capital$16703-10-2015
Douglas W. Richards, Sheldon Ray Jr.Raymond JamesMorgan Stanley Wealth Management$15003-09-2015
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-09-2015
Robert LumAmeriprise FinancialMJ Whitman$7603-09-2015
William GeraghtyAmeriprise FinancialMJ Whitman$16503-09-2015
Skip Riley, Michael LoweVoya Financial AdvisorsCabot Lodge Securities$5003-09-2015
Troy L. IrvineInvestors CapitalEdward Jones$8503-09-2015
Edward A. Metz, Zamira A. Sanchez, Janet SbroccoRaymond JamesLPL Financial$15003-09-2015
Charles EslerIndependent Financial GroupFinancial Telesis$50003-09-2015
Steff ChalkIndependent Financial GroupGlobal Retirement Partners$50003-09-2015
Lei Peter ShenIndependent Financial GroupLPL Financial$5003-09-2015
Kelly M. MorrisIndependent Financial GroupLPL Financial$6503-09-2015
Charles Meyer, Elizabeth ThomasPlancorp1926 Investment Advisors$12002-26-2015
Michael Calvin, Guy Clayton Bank of America Merrill LynchUBS Financial Services$17502-26-2015
Juan Ley, Tiffany Callahan Wells Fargo AdvisorsMorgan Stanley Wealth Management$21402-26-2015
Mitchell GravelleWells Fargo AdvisorsMorgan Stanley Wealth Management$10002-26-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.