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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Iocco, Francis CiocariMorgan Stanley Smith BarneyBank of America Merrill Lynch$20004-08-2013
William Seabrook, Kathleen ChiapponeMorgan Stanley Smith BarneyWells Fargo Advisors$18004-08-2013
Paul D. Emrick, Troy Hottenstein, Scott HollandMorgan Stanley Smith BarneyJ.P. Morgan Securities LLC$40004-08-2013
Gaston Abello, Felix JaimovichMorgan Stanley Smith BarneyBank of America Merrill Lynch$16504-08-2013
Steven Schultz, Scott MerrillUBS Financial ServicesMorgan Stanley Smith Barney$32004-05-2013
David StrulowitzCeteraForum Financial Management LLC$5004-03-2013
Edward Rosenberg, Robert RosenbergSummit Brokerage ServicesWaddell and Reed$5004-03-2013
Jerome RepovzSummit Brokerage ServicesSecurities America$5504-03-2013
John Russo, Jerry West, Robert Schlueter, James MaherDynasty Financial PartnersBank of America Merrill Lynch$42004-02-2013
David Gordon, Kirsten GordonMorgan Stanley Smith BarneyWells Fargo Advisors$30004-02-2013
Mark Pentella, Jessica Palmer Morgan Stanley Smith BarneyBank of America Merrill Lynch$12504-02-2013
Stephen Shipley, Jay RubottomProspera Financial ServicesMorgan Stanley Smith Barney$12104-02-2013
Russel Sherred, Pamela Pasterick, Ken Kuska, Kathleen Corrales, Matthew LawrenceRBC Wealth ManagementMorgan Stanley Smith Barney$38003-28-2013
Roger W HarringtonWilliams Financial GroupMorgan Stanley Smith Barney$6503-28-2013
Cynthia M. Boyle, D. Jordan Josey, John N. BoyleWells Fargo AdvisorsRaymond James$12503-15-2013
Sid Martin, Steve Clark, Wes KaufmanWells Fargo AdvisorsBank of America Merrill Lynch$68903-15-2013
Evan Meltzer. Edward Hill, Philip MeltzerWells Fargo AdvisorsMorgan Stanley Smith Barney$40003-15-2013
Eric Whipple, Stephen CooperWells Fargo AdvisorsMorgan Stanley Smith Barney$19503-15-2013
Richard PowellWells Fargo AdvisorsMorgan Stanley Smith Barney$17603-15-2013
Geoffrey Silver, Sybil Fields, Adena SmithWells Fargo AdvisorsMorgan Stanley Smith Barney$95003-15-2013
Lisa KernWells Fargo AdvisorsDavenport$10503-15-2013
John DeLuca, John FabrisWells Fargo AdvisorsMorgan Stanley Smith Barney$24503-15-2013
Lisa Turner, Micheal MurrowWells Fargo AdvisorsMorgan Stanley Smith Barney$10803-15-2013
Lawrence SchwartzWells Fargo AdvisorsMorgan Stanley Smith Barney$10603-15-2013
Paul Martin, Alfred Pasaoa, Michael RowlandWells Fargo AdvisorsBank of America Merrill Lynch$26703-15-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.