Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt TrieboldIndependent Advisor AllianceWaddell and Reed$12009-07-2017
Edward TaylorLPL FinancialSantander Securities LLC$6409-06-2017
David HatcherStifel Nicolaus & Co.FSC Securities$6209-06-2017
Brendan Flaherty, Sandra CummingsJanney Montgomery ScottBank of America Merrill Lynch$11609-06-2017
W. Bowen McRae, Roger Sullivan, Kyle Hawthorne Raymond JamesWells Fargo Advisors Financial Network$20009-05-2017
Nic Nielsen, Jeff WaltersIndependent Advisor AllianceSuntrust Investment Services$12509-01-2017
Todd MitchellRBC Wealth ManagementUBS Financial Services$22009-01-2017
Ronald ScottLPL FinancialBank of America Merrill Lynch$23108-31-2017
Robert FarmerLPL FinancialWells Fargo Advisors$19208-31-2017
Cason Swinn, Daniel Toll, Tahirih TollRBC Wealth ManagementBank of America Merrill Lynch$35008-31-2017
Chris MacPherson, Evan Gilchrest, James PolinerJanney Montgomery ScottBank of America Merrill Lynch$11808-31-2017
John Hardiman, William LeppingJanney Montgomery ScottBank of America Merrill Lynch$7708-30-2017
James Carbonell, Matthew Forrey, Amy CaffeseRBC Wealth ManagementWells Fargo Advisors Financial Network$36508-30-2017
Jared R. SmithRBC Wealth ManagementJanney Montgomery Scott$14508-30-2017
Bill PickeringProEquitiesLincoln Financial$30008-30-2017
Bruce Georgi, Gerald BarkleyRBC Wealth ManagementWells Fargo Advisors Financial Network$20508-30-2017
Rosa EblingRaymond JamesRobert W. Baird & Co.$19308-29-2017
Jack BayerRaymond JamesJ.P. Morgan Securities LLC$23008-29-2017
Ruben Lerner, Manuel UrangaBolton Global CapitalMorgan Stanley Wealth Management$55008-29-2017
Ben Gordon, Laura Blair, Collin HartDynasty Financial PartnersBank of America Merrill Lynch$60008-28-2017
Douglas AllenLPL FinancialWells Fargo Advisors$11908-25-2017
Phil NguyenAmeriprise FinancialPurshe Kaplan Sterling Investments$17908-25-2017
Jesse MillerLPL FinancialWells Fargo Advisors$8808-24-2017
Christopher DavisLPL FinancialCetera$8708-24-2017
Todd KrempaskyWells Fargo Advisors Financial NetworkRBC Wealth Management$11208-24-2017
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.