Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Chwalek, Bob Curtis, Brian Day-Lewis, David DirubboVoya Financial AdvisorsInvestors Capital$8711-02-2015
Brian WoodsVoya Financial AdvisorsInvestors Capital$10011-02-2015
Nicole Primack Andres Bank of America Merrill LynchCredit Suisse Wealth Services$60011-02-2015
K.C. MartelGolden State Wealth ManagementJPMorgan Chase & Co.$8011-02-2015
Josh ShepherdAmeriprise FinancialUBS Financial Services$6810-30-2015
Sandeep VarmaFSC SecuritiesLPL Financial$21910-30-2015
Janet F. Kirk, Anne Hassenfeldt, Nancy Sutton, Mary Beth WishartRBC Wealth ManagementMorgan Stanley Wealth Management$24210-30-2015
Edward J. Murphy IIIRBC Wealth ManagementUBS Financial Services$15010-29-2015
Jeremy Lewis, Bradley Hoyt, Ben Kohls-ChaseLPL FinancialWaddell and Reed$18010-26-2015
Douglas James, Cindy HurleyRaymond JamesAmerican Portfolios Financial Services$21510-26-2015
Gary WhittakerAmeriprise FinancialStifel Nicolaus & Co.$6210-23-2015
R. Lynette Laughter, Miller JonesCommonwealth Financial NetworkLPL Financial$11410-22-2015
Ed Lancaster, Mike Lancaster, Dave LancasterRaymond JamesLPL Financial$16610-21-2015
Jeffrey 'Glenn' Tennyson, Thomas 'Kirt' Phillips Raymond JamesBank of America Merrill Lynch$13610-20-2015
Douglas Moore, DeAnn Peter, Jackie Shupe, Joe Cricchio, Miles James, Leah Anne Brooks, Erik Handcock, Dave Reed, Jason FoxRaymond JamesCetera$45010-19-2015
David A. Pickler, Teresa J.W. BaileCommonwealth Financial NetworkLPL Financial$25010-19-2015
William VanDresser, Elden J. LeGaux, Eugene FrankelHightower AdvisorsLegacy Wealth Partners$60010-16-2015
James McDermott, Matthew Gall Raymond JamesOppenheimer$11010-16-2015
Kirk Wilkerson, Andy LubbenLPL FinancialRonald Blue & Co.$18510-16-2015
Lee Rosen, Elana Gofman, Karen Levy Bank of America Merrill LynchMorgan Stanley Wealth Management$30010-16-2015
Larry Cummings, Clifford Wang RBC Wealth ManagementBarclays$010-15-2015
Deborah Briskin, Chris Underhill, Brian BelakBank of America Merrill LynchUBS Financial Services$010-15-2015
Jerry Lucas, Megan Sclafani, Peter Gambee, Michael CohenDynasty Financial PartnersBarclays$1,00010-14-2015
Joyce Thomas, Julie Shen, June HungIndependent Financial GroupVoya Financial Advisors$30010-12-2015
Matt StreiffUBS Financial ServicesMorgan Stanley Wealth Management$9410-09-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.