Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick HarriganLPL FinancialU.S. Bancorp Investments$10412-21-2015
Stephen SchlichterLPL FinancialFSC Securities$14312-21-2015
Jeff Kocis, John Kinsella, Richard RohlfingLPL FinancialBank of America Merrill Lynch$20012-21-2015
Anthony ArcuriLPL FinancialWells Fargo Advisors$5512-18-2015
Jorge EscobedoLPL FinancialCetera$8512-17-2015
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Joseph Feinberg, Tamara SteinHightower AdvisorsMorgan Stanley Wealth Management$45012-17-2015
Richard HopeLPL FinancialLincoln Financial$5012-16-2015
Peter LightLPL FinancialRBC Wealth Management$5512-16-2015
Lou NaserDFPG InvestmentsFirst Allied Securities$40012-15-2015
Ellis De JesusLPL FinancialUSAAA Financial Advisors$8012-14-2015
Larry DeNoia, Daniel Giaimo, Joseph Kelly, Patrick LennonLPL FinancialNFP Advisor Services Group$20012-11-2015
Susan Coy-KamphLPL FinancialHuntington Investments$11212-10-2015
Nicole JervisLPL FinancialHuntington Investments$6012-09-2015
Michael ArnoldProspera Financial ServicesBank of America Merrill Lynch$14012-08-2015
James LowryLPL FinancialCapital Guardian$10012-07-2015
Scott PiggushLPL FinancialRaymond James$14312-04-2015
Lisa StrohmLPL FinancialJoycePayne Partners$10112-04-2015
Rick Leyva, Clelia Dipp, Imar RodriguezSnowden Lane PartnersBank of America Merrill Lynch$20012-04-2015
John M. Borth, David P. Brown, Paul G. UllmannSuntrust Investment ServicesUBS Financial Services$26012-04-2015
Tim HillLPL FinancialPlanMember Securities$30012-03-2015
J. Leland Davis, Jeremy L. DavisAmeriprise FinancialCetera$18012-03-2015
Jason CoutcherLPL FinancialFifth Third Securities$6812-02-2015
Michael NapoliLPL FinancialWells Fargo Advisors$7011-30-2015
Kelly SmithLPL FinancialJ.W. Cole Financial$5211-30-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.