Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barre McLeod Butler, Park B. Smith, Jr., W. Hampton Avant, Lucinda ShieldsStifel Nicolaus & Co.UBS Financial Services$54206-11-2014
James Clarke, Philip WeyheBank of America Merrill LynchBarclays$28506-06-2014
Nick IppolitoING Financial PartnersWells Fargo Advisors$5106-04-2014
Todd Frediani, Larry StaterStifel Nicolaus & Co.UBS Financial Services$20006-04-2014
Travis Tucker, Donald Brusca, Stacy BazylinskiSteward Partners Global AdvisoryRPG Family Wealth Advisory $12006-02-2014
David Clayman, Francesca FedericoTwelve Points Wealth ManagementMorgan Stanley Wealth Management$10006-02-2014
Dana Webb, Curren WebbSecurities AmericaManarin Securities Corporation$10006-02-2014
Kurt UzbayStifel Nicolaus & Co.Morgan Stanley Wealth Management$25005-30-2014
Steve TrimbleUBS Financial ServicesWells Fargo Advisors$20005-30-2014
Jonathan Lifschutz, David ReedSecurities AmericaMorgan Stanley Wealth Management$7505-30-2014
Robert Wood (Bob), Robert Wood, Jr., (Rob), Carlton BrownRaymond JamesWells Fargo Advisors$005-28-2014
Karen BurchING Financial PartnersNewbridge Securities$5005-28-2014
Jason Ezzell, Alec FisherHightower AdvisorsBank of America Merrill Lynch$30005-27-2014
Roger ConnellCommonwealth Financial NetworkWells Fargo Advisors$5905-27-2014
Joseph Zappia, Ted Garofola Focus Financial PartnersWells Fargo Advisors$40005-27-2014
Herman L. Rij, Jason B. Cort, Kori Lannon, and Brian C. CortFocus Financial PartnersBank of America Merrill Lynch$75005-23-2014
David SpellWells Fargo AdvisorsUBS Financial Services$8605-23-2014
Milton SchwartzWells Fargo AdvisorsBank of America Merrill Lynch$13505-23-2014
Richard Lee, Brandon Blair, Mike Costa, Barbara Hacke ReschWells Fargo AdvisorsMorgan Stanley Wealth Management$31105-23-2014
Joseph M. Esposito, Jr., Keith KikerCommonwealth Financial NetworkMassMutual Financial Group$15005-19-2014
Rodger A. Friedman, Joe WongSteward Partners Global AdvisoryMorgan Stanley Wealth Management$17005-19-2014
Jeffery Tomaszewski, Gary A. RigbyRaymond JamesBank of America Merrill Lynch$28005-19-2014
Robert A. Leggett, James B. Tharin, Clint W. SorensonRaymond JamesWells Fargo Advisors; UBS Financial Services$20005-14-2014
Callen Schramm, Heather SchrammStratos Wealth PartnersBank of America Merrill Lynch$15505-14-2014
Norman Lev, Glen Sher, Michael JeshivaWells Fargo AdvisorsMorgan Stanley Wealth Management$23605-13-2014
« Previous PageNext Page »

Showing 76 to 100 of 1,410 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.