Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith BarberisSteward Partners Global AdvisoryUBS Financial Services$10007-20-2016
Joseph M. Coffey, Stephen E. BradyWells Fargo AdvisorsDeutsche Bank$23007-18-2016
Oscar GuevaraBolton Global CapitalBank of America Merrill Lynch$8007-18-2016
Sam DeGennaroSnowden Lane PartnersBank of America Merrill Lynch$18007-18-2016
James J. O'BrienAmeriprise FinancialCetera$9207-15-2016
Joe CunninghamAmeriprise FinancialSagePoint Financial$7307-15-2016
Peter MeizelsJanney Montgomery ScottStifel Nicolaus & Co.$7207-15-2016
Scott Ramo, Valerie RamoRBC Wealth ManagementRaymond James$30007-13-2016
William Haring, Bradley HaringRBC Wealth ManagementMorgan Stanley Wealth Management$12407-13-2016
Dewey D. Steffen, Michael P. Hartman, Carmela EastinRaymond JamesUBS Financial Services$15007-12-2016
Jeffrey Grandy, Sophia Bliablias-Grandy, Douglas Souvenir, Keoni Hudson-RasmussenRaymond JamesForesters Financial$24007-11-2016
Gary Budd, Derek Budd, Eric KieffnerCommonwealth FinancialMSI Financial Services$9507-08-2016
Lance DahmerWaddell and AssociatesFirst Allied Securities$10707-08-2016
Sean Richardson, Max LileAllstreet CapitalMorgan Stanley Wealth Management$15007-08-2016
William Lloyd, Andrew Means, Peter WillseaStifel Nicolaus & Co.Bank of America Merrill Lynch$65507-07-2016
Meloni Hallock, Alev LewisHightower AdvisorsAcacia Wealth Advisors$50007-06-2016
Chris Jones, Dan HoffeWells Fargo AdvisorsJPMorgan Chase & Co.$28007-04-2016
Bradley FoosCalton & AssociatesVSR Financial Services$10007-01-2016
Brigid MulroyCalton & AssociatesVSR Financial Services$5007-01-2016
Martin MooreAmeriprise FinancialUBS Financial Services$12007-01-2016
MF Long IICalton & AssociatesVSR Financial Services$6007-01-2016
Michael GimlinAmeriprise FinancialNational Planning$11707-01-2016
Sharon AlmeidaCalton & AssociatesVSR Financial Services$6007-01-2016
Stuart Gertman, Michael Mawby, Bruce Greenwald, Todd ResnickWe Are One SevenMorgan Stanley Wealth Management$60007-01-2016
Douglas O'ConnellLPL FinancialFifth Third Securities$10206-30-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.