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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Debra Dragich, Toni OndekRaymond JamesMorgan Stanley Wealth Management$21204-13-2015
Michael J. McHughRobert W. Baird & Co.Charles Schwab$35004-13-2015
J. Todd Pauliny, Michael StewartJanney Montgomery ScottRBC Wealth Management$004-13-2015
Malcolm ButlerFocus Financial PartnersThe Fiduciary Group$60004-06-2015
Jeffrey J. TompkinsBank of America Merrill LynchDeutsche Bank$16004-06-2015
Robert L. OmohundroCentaurus FinancialJ.P. Turner & Company$14004-06-2015
Jon StevensBank of America Merrill LynchJanney Montgomery Scott$10004-02-2015
Kyle Grossart, Joe McGann Stifel Nicolaus & Co.Southwest Securities$15104-02-2015
Marc LevyAmeriprise FinancialMetLife Securities$6204-02-2015
John RojasAmeriprise FinancialWells Fargo Advisors$7004-02-2015
Robert ShanksAmeriprise FinancialEdward Jones$12804-02-2015
Daniel Avan, Alan ShapiroWells Fargo AdvisorsMorgan Stanley Wealth Management$19904-01-2015
Michael Berlin, Scott RichmanWells Fargo AdvisorsRBC Wealth Management$13804-01-2015
Raymond J. PalmerWells Fargo AdvisorsStifel Nicolaus & Co.$14804-01-2015
Terry ColenIndependent Advisor AllianceCUNA Brokerage Services$9004-01-2015
Matthew S. MarcolinaOppenheimerWells Fargo Advisors$7504-01-2015
James H. Pohlman, Jr.Raymond JamesWells Fargo Advisors$17504-01-2015
Matthew J. McDowellMorgan Stanley Wealth ManagementWells Fargo Advisors$5303-30-2015
Terry Bethea, Larry AngstSecurities AmericaLPL Financial$10003-30-2015
Mark A. PitreFoothill SecuritiesFinancial Telesis$1,00003-23-2015
Lester P. Botkin, Sara B. Botkin, Lester H. BotkinLPL FinancialMorgan Stanley Wealth Management$21003-23-2015
J. Samuel FitchBridgeworth FinancialWarren Averett CPAs and Advisors$59703-23-2015
Cody Siebert, Ronald Briggs, Shawn Loring, James KlodoskySecurities AmericaFirst Global Capital; SagePoint Financial $13903-20-2015
Jim MottelerAmeriprise FinancialWells Fargo Advisors$8003-20-2015
John P. Lipari, Richard P. Ribek, Elizabeth CarterRaymond JamesMorgan Stanley Wealth Management$25003-20-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.