Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William E. Christian, Tammi A. Lauder, Michael J. Lent, William T. LentFieldpoint PrivateJPMorgan Chase & Co.$70012-18-2017
Lynn BrandenburgBank of America Merrill LynchWells Fargo Advisors$10012-15-2017
James Griffin, Charles Moore IIILPL FinancialNationwide Securities$10012-15-2017
Grael Barket, Chet Winn, Phyllis SpearsLaSalle St. SecuritiesInvest Financial$10012-15-2017
Kel Normann, Eric T. Vernon, Murphy Paderick, Miller RobinsRaymond JamesWells Fargo Advisors$80012-14-2017
Michael Zizmer, Newton Jones, Kevin DavidsonRaymond JamesUBS Financial Services$44012-14-2017
Blair HansenKMS Financial ServicesNational Planning$33012-13-2017
Patrick Ferrigno, Paul Ferrigno, Gregory MireckiFSC SecuritiesSII Investments$30012-12-2017
James D. SheehanRaymond JamesUBS Financial Services$32712-12-2017
John HallLPL FinancialWaddell and Associates$5812-11-2017
Keith Holzwarth, Angelo Panoff, Michael Hall Stifel Nicolaus & Co.Wells Fargo Advisors$25012-11-2017
Joseph Bailey VaughanStifel Nicolaus & Co.Wells Fargo Advisors$5412-11-2017
Brian InmanLPL FinancialBank of America Merrill Lynch$5812-08-2017
Peter ArnoldLPL FinancialBank of America Merrill Lynch$7912-08-2017
Jon OtternessLPL FinancialAmeriprise Financial$8412-08-2017
Lin EdwardsWells Fargo AdvisorsBank of America Merrill Lynch$13012-08-2017
Arthur SpringerRaymond JamesBank of America Merrill Lynch$23012-08-2017
Charles Seller, Michael SalvatoreRaymond JamesMorgan Stanley Wealth Management$33012-08-2017
Christopher NolanRaymond JamesMorgan Stanley Wealth Management$13012-08-2017
Jason Bratt, David Nanson, Ashley ColvinDynasty Financial PartnersUBS Financial Services$22812-05-2017
David Bernacchia, Darren DeQuatroRaymond JamesUBS Financial Services$25012-05-2017
Robert Walker IIILPL FinancialKey Private Bank$5112-04-2017
Richard Johnson, Bradley MorrisLPL FinancialWaddell and Associates$5612-04-2017
Adelfa Rosario, Michael DejenaBolton Global CapitalSafra Securities$31512-03-2017
Anthony BaroneAmeriprise FinancialWells Fargo Advisors$12512-01-2017
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Showing 126 to 150 of 3,304 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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