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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip SalterSummit Brokerage ServicesLPL Financial$8406-20-2014
Michael J. GegenRobert W. Baird & Co.RBC Wealth Management$10006-20-2014
Monty G. ReedyRobert W. Baird & Co.RBC Wealth Management$13006-20-2014
Kevin P. O'Connor, Steve Kiper, Ryan P. O'Connor, Alice Gaughan, Heather R. PowellFirst Kentucky Securities CorporationUBS Financial Services$43006-19-2014
James Laughlin Sr.Wells Fargo AdvisorsUBS Financial Services$9706-18-2014
Alan Glick and Charles GlickWells Fargo AdvisorsMorgan Stanley $24206-18-2014
Shawn GruverWells Fargo AdvisorsUBS Financial Services$10906-18-2014
Peter ClearyRBC Wealth ManagementUBS Financial Services$13006-13-2014
Gary BaumgartnerAmeriprise FinancialMorgan Stanley Wealth Management$7406-13-2014
Robert Wallace, Jacyne Woodcox, William McCallAmeriprise FinancialSterne Agee & Leach$12906-13-2014
Shaena MillerAmeriprise FinancialWRP Investments$8906-13-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5706-13-2014
Kim IsaacsonAmeriprise FinancialMorgan Stanley Wealth Management$12206-13-2014
Kirk TushausLaSalle St. SecuritiesArMA Financial$6006-11-2014
Paul Vidovich, Gregory Gonzales, Robert B. Mitchell, Jr., Jacqueline T. Wieland, Phillip Joyce, Michael PlanningStifel Nicolaus & Co.Wells Fargo Advisors$58606-11-2014
Adam N. PhillipsEP Wealth AdvisorsCity National Bank$70006-11-2014
John Bueno, John Raetz, Noah RobinsonWells Fargo AdvisorsJ.P. Morgan Securities LLC$1,50006-11-2014
Barre McLeod Butler, Park B. Smith, Jr., W. Hampton Avant, Lucinda ShieldsStifel Nicolaus & Co.UBS Financial Services$54206-11-2014
James Clarke, Philip WeyheBank of America Merrill LynchBarclays$28506-06-2014
Nick IppolitoVoya Financial Advisors PartnersWells Fargo Advisors$5106-04-2014
Todd Frediani, Larry StaterStifel Nicolaus & Co.UBS Financial Services$20006-04-2014
Travis Tucker, Donald Brusca, Stacy BazylinskiSteward Partners Global AdvisoryRPG Family Wealth Advisory $12006-02-2014
David Clayman, Francesca FedericoTwelve Points Wealth ManagementMorgan Stanley Wealth Management$10006-02-2014
Dana Webb, Curren WebbSecurities AmericaManarin Securities Corporation$10006-02-2014
Kurt UzbayStifel Nicolaus & Co.Morgan Stanley Wealth Management$25005-30-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.