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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Robert Evans, Walt Shinault, Richard Hastings | Wells Fargo Advisors | Bank of America Merrill Lynch | $250 | 11-16-2012 |
| Michael Mullis | Securities America | LPL Financial | $223 | 11-15-2012 |
| Michael Koletar | Sovereign Coast Wealth Advisors | Wells Fargo Advisors | $50 | 11-15-2012 |
| Michael Koletar | Sovereign Coast Wealth Advisors | Wells Fargo Advisors | $50 | 11-14-2012 |
| Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas Moyer | LPL Financial | SII Investments | $650 | 11-13-2012 |
| Level Four Group | LPL Financial | Lincoln Financial | $1,000 | 11-13-2012 |
| Karl Rothermund | Raymond James | Morgan Stanley Smith Barney | $80 | 11-12-2012 |
| Waldron Group | Fidelity | LPL Financial | $1,200 | 11-07-2012 |
| Mark Elston, Dave Quinn, Jim Elston, Tiffany Del Santo | LPL Financial | Wells Fargo Advisors | $185 | 11-07-2012 |
| Bryan Schon | Morgan Stanley Smith Barney | Chase Investment Services | $205 | 11-06-2012 |
| Michael Bulhack, Mario Ponczek, Douglas Ponczek | UBS Financial Services | Morgan Stanley Smith Barney | $423 | 11-06-2012 |
| Tom Temple | UBS Financial Services | Bank of America Merrill Lynch | $200 | 11-01-2012 |
| Cheryl Young | Morgan Stanley Smith Barney | Raymond James | $221 | 10-31-2012 |
| Leon Ciobataru, Luiz Boruchowski | Morgan Stanley Smith Barney | Wells Fargo Advisors | $210 | 10-31-2012 |
| Susan Pearlman, Gregory Kennedy | Summit Brokerage Services | Raymond James | $60 | 10-30-2012 |
| Mark W. Teed | Raymond James | Wells Fargo Advisors | $225 | 10-25-2012 |
| Gerber Kawasaki Wealth & Investment Management | LPL Financial | SagePoint Financial | $175 | 10-24-2012 |
| Rebecca Rothstein & Team | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $2,500 | 10-22-2012 |
| Ty Bernicke, Barry Bernicke | Triad Advisors | Raymond James | $250 | 10-22-2012 |
| Timothy J. Mulroy | UBS Financial Services | Morgan Stanley Smith Barney | $175 | 10-22-2012 |
| Robert G. Bernardin | Hilliard Lyons | Morgan Stanley Smith Barney | $300 | 10-19-2012 |
| Richard Wright | Wedbush Securities | Morgan Stanley Smith Barney | $105 | 10-19-2012 |
| Capstone Affluent Strategies | LPL Financial | Prudential Financial | $450 | 10-17-2012 |
| Simone Gladstone, Lynn Cravinho | Triad Advisors | Morgan Stanley Smith Barney | $80 | 10-17-2012 |
| Jim Vermilye | Robert W. Baird & Co. | LPL Financial | $85 | 10-16-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.