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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick SchenckLPL FinancialCapital One$13006-25-2015
Shelley Moncrief, Jarrod LegeLPL FinancialCapital One$19406-25-2015
Tim Clepper, Kelly KuennenLPL FinancialMorgan Stanley Wealth Management$20006-25-2015
Brian SalcettiWells Fargo Advisors Financial NetworkAxa Advisors$006-17-2015
Eric MillerWells Fargo Advisors Financial NetworkUBS Financial Services$006-17-2015
Elaine ElliottWells Fargo Advisors Financial NetworkBank of America Merrill Lynch$006-17-2015
James 'Eric' Maxwell, Kaitlyn 'Katy' RathRaymond JamesMorgan Stanley Wealth Management$7506-17-2015
Bill WoodwardLPL FinancialWells Fargo Advisors$10006-17-2015
Stephen LawandalesFSC SecuritiesSII Investments$14006-11-2015
Terrence J. Andrysiak, William H. Moeller, Jennifer Olsen, Dana Czmer, Adam Coselmon, Michael DrainvilleRaymond JamesMorgan Stanley Wealth Management$66506-11-2015
Doug Brandeen, David Brandeen, Jeff Link, Dean ShuplinkovWells Fargo Advisors Financial NetworkBank of America Merrill Lynch$55506-11-2015
David Holwadel, Jeffrey Thompson, Yvette BushRaymond JamesBank of America Merrill Lynch$40006-09-2015
Steven J. DryerLPL FinancialSII Investments$15006-09-2015
Mark Congdon, Terry Muchler, Ken BlazickSecurities Service NetworkCadaret Grant$43006-09-2015
Kurt KharoufRBC Wealth ManagementBank of America Merrill Lynch$11706-09-2015
Don d'Adesky, W. Kristopher Lemke, Matthew Cicero, Jose Cabrera Sr., Kevin Gourrier, Ryan WeberRaymond JamesMorgan Stanley Wealth Management$2,40006-03-2015
Ron Feltes, Ed Luebe, Jeff MillerLaSalle St. SecuritiesHeartland Investment Associates$52506-03-2015
David FlandersAmeriprise FinancialWells Fargo Advisors$5406-02-2015
James WalkerAmeriprise FinancialWells Fargo Advisors$5506-02-2015
William 'Bill' LukeAmeriprise FinancialWells Fargo Advisors$10206-02-2015
Henry ShoresAmeriprise FinancialWells Fargo Advisors$6606-02-2015
Karen HigginsAmeriprise FinancialWells Fargo Advisors$10206-02-2015
Kevin WoodAmeriprise FinancialWells Fargo Advisors$15406-02-2015
Matt Yonally, Chris Compogiannis Bank of America Merrill LynchUBS Financial Services$30006-02-2015
David B. NifongIndependent Advisor AllianceWells Fargo Advisors$10006-02-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.