Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Herwig, Jonathan HinesLPL FinancialWaddell and Associates$7511-16-2017
Ronald Baliton, Celeste Byers, Louis Capezza, Steve Compton, Todd Feintuch, Keith Gilmour, Peter Lowery, Tobias Meek, Carl Newton, Dennis Nolte, James ZickLPL FinancialInvest Financial$41111-16-2017
Phil WoodAmeriprise FinancialSII Investments$38011-16-2017
Mark McGrathAmeriprise FinancialStifel Nicolaus & Co.$14111-16-2017
James ForsythLPL FinancialEdward Jones$7511-16-2017
James BoudreauxLPL FinancialMetLife Securities$6111-15-2017
Brian WongLPL FinancialWaddell and Associates$12611-15-2017
John ZeziniLPL FinancialRoyal Alliance$5011-13-2017
Dennis JacksonLPL FinancialEdward Jones$13011-13-2017
Daniel R. KingWaddell and ReedU.S. Bancorp Investments$6311-11-2017
David PorterLPL FinancialWells Fargo Advisors$6611-10-2017
Jose Gabriel Lopez, Misael LugoAmeriprise FinancialRaymond James$12411-10-2017
Michael LanceLPL FinancialWells Fargo Advisors$6711-09-2017
Debra Nadeau, Dominic NadeauLPL FinancialMML Investors Services$20811-09-2017
Joseph A. Friend, Ross GordonRBC Wealth ManagementWells Fargo Advisors$20811-08-2017
Sam Oakley, Jon Lockmiller, Brian Dixon, Taylor Francis, Beverly HerbertRaymond JamesSuntrust Investment Services$70011-08-2017
Tony BeachVoya Financial AdvisorsUMB Financial Services$9711-08-2017
Mark Lazar, John Bergerson, Morgan IrvinRaymond JamesWells Fargo Advisors$26511-07-2017
Nicholas ThomLPL FinancialEdward Jones$5511-06-2017
Gilbert NeighborsLPL FinancialWells Fargo Advisors$6311-03-2017
James Pender, Craig SabloskyLPL FinancialInvestment Professionals$6711-03-2017
Shalana D. PooleWaddell and ReedJPMorgan Chase & Co.$6611-03-2017
Joseph LauricellaUBS Financial ServicesBank of America Merrill Lynch$7011-03-2017
Okita SeviFirst Republic SecuritiesJPMorgan Chase & Co.$40011-03-2017
Rod Loewenthal, Kevin Kamholz, Betsy Mason, Justin McIntireUBS Financial ServicesBank of America Merrill Lynch$90011-03-2017
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Showing 176 to 200 of 3,304 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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