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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roy E. Cook, Jr.SAGE Private Wealth GroupBKD Wealth Advisors$13005-04-2015
Shannon Bennett, Vicki GrayRaymond JamesMorgan Stanley Wealth Management$14005-04-2015
David K. Neal, John Jenkins, Chace Dillon, Michele Horton, Tracy Ruddle, Deborah FarnhamFrontier Wealth ManagementUBS Financial Services$75005-04-2015
Mark LaFlammeUnited CapitalBank of America Merrill Lynch$10004-30-2015
D. Paterson CopeProspera Financial ServicesRaymond James$6004-30-2015
Andrew C. OberUBS Financial ServicesBank of America Merrill Lynch$16004-28-2015
Shawn J. GoldBank of America Merrill LynchJPMorgan Chase & Co.$42504-23-2015
Jay Gilston, Eric SandowskyInvestors CapitalMassMutual Financial Group$6804-23-2015
Jonathan H. ZuckerWells Fargo AdvisorsMorgan Stanley Wealth Management$10904-23-2015
Craig A. GoldbergWells Fargo AdvisorsMorgan Stanley Wealth Management$10404-23-2015
Steven JumperWells Fargo AdvisorsEdward Jones$15304-23-2015
Mitchell Rask, Christopher Rask, Jane MillerWells Fargo AdvisorsMorgan Stanley Wealth Management$24404-23-2015
G. Carey RevelsWells Fargo AdvisorsMorgan Stanley Wealth Management$10804-23-2015
Steven M. PolkWells Fargo AdvisorsEdward Jones$10604-23-2015
Michael Blaustein, Maureen ClancyWells Fargo AdvisorsBarclays$65004-23-2015
James R. RubintonRBC Wealth ManagementUBS Financial Services$10604-22-2015
Dustin A. SmithRBC Wealth ManagementUBS Financial Services$18304-22-2015
Joe Vartanian, Sherwood GreerNFP Advisor Services GroupInvest Financial$32504-22-2015
Roland F. Smith, Joan SmithSummit Brokerage ServicesEagle Equities$5504-22-2015
Chris FlanaganProspera Financial ServicesCitigroup$10004-21-2015
John M. GregoryProspera Financial ServicesCitigroup$5004-21-2015
Peter Chapman, Michael Cardwell, Patrick Fazio, Juan E. PapadopulosRaymond JamesWells Fargo Advisors$17504-21-2015
Tyler BerryWunderlich SecuritiesMorgan Stanley Wealth Management$10704-21-2015
Brian Friday, Richard Bondi, Jr., Eric GregoryRBC Wealth ManagementMorgan Stanley Wealth Management$25804-21-2015
Frances Goldstein, Judy EigMorgan Stanley Wealth ManagementUBS Financial Services$15504-15-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.