Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven MussonLPL FinancialCapital Financial Services$17004-20-2017
Chris SpencerLPL FinancialBank of America Merrill Lynch$6904-20-2017
David RumrillJ.P. Morgan Securities LLCMorgan Stanley Wealth Management$31004-20-2017
David Anderson, and George HallRaymond JamesBank of America Merrill Lynch$40004-19-2017
Thomas Volpini, Derek BockHightower AdvisorsWells Fargo Advisors$17504-19-2017
Joe PecheRBC Wealth ManagementBank of America Merrill Lynch$30004-19-2017
John Watts, Steuart Evans, Russell Henshaw, Bradford FlowersRaymond JamesWells Fargo Advisors$70004-18-2017
Andrew HartDynasty Financial PartnersNext Capital Management$75004-17-2017
Sandra DaltonLPL FinancialAmerican Portfolios$5404-13-2017
Steven ScottGlobal Retirement PartnersAusdal Financial Partners, Inc.$8304-13-2017
Ryan GuntherLPL FinancialBank of America Merrill Lynch$10104-13-2017
Lisa McIntire Shaw, Clif McIntire, Nathan Peterson, Jonathan LindnerRaymond JamesWells Fargo Advisors$23004-13-2017
Jay Canell, Neil Canell, Justin DemboJ.P. Morgan Securities LLCMorgan Stanley Wealth Management$1,00004-11-2017
Michael O'FlahertyJanney Montgomery ScottBank of America Merrill Lynch$14404-07-2017
Douglas HardinWaddell and ReedU.S. Bancorp Investments$5404-07-2017
Robert MartinLPL FinancialSuntrust Investment Services$6704-06-2017
Aaron Dykas, Lisa SchafferBank of America Merrill LynchWells Fargo Advisors$18504-06-2017
Agustin De Estrada, Manuel LecourBolton Global CapitalJPMorgan Chase & Co.$20004-05-2017
Harmon Raymond JamesMorgan Stanley Wealth Management$10604-05-2017
Tom HerbruckLPL Financial Kestra$47104-03-2017
John Chidwick, Ealon S. "Tripp" Thompson III, Richard B. Megorden II, Metin KurkcuRaymond JamesTriad Advisors$15004-03-2017
Edward KimPeachCapFirst Southern Securities$20004-01-2017
Susan Garbarino, Brent Kalka, Craig Tower, Curtis WiedemanLPL Financial 1st Global Capital$24003-31-2017
Grant UlrickLPL Financial Wells Fargo Advisors$7603-31-2017
William Blake Raymond JamesWells Fargo Advisors$16003-31-2017
« Previous PageNext Page »

Showing 201 to 225 of 3,018 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.