Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Moose, David Zambito, David Palermo, Nathan WegmanCommonwealth Financial NetworkAmeriprise Financial$28205-22-2018
Tom Hankins, Jay LauzonStifel Nicolaus & Co.Ameriprise Financial$19701-17-2018
Eric SlussLPL FinancialAmeriprise Financial$6112-19-2017
Jon OtternessLPL FinancialAmeriprise Financial$8412-08-2017
David KatzRaymond JamesAmeriprise Financial$10010-30-2017
Kent TanakaLPL FinancialAmeriprise Financial$7110-20-2017
Al SeymourIndependent Advisor AllianceAmeriprise Financial$5008-15-2017
Brad Williams, Andy Lipson, Murat Kaptanoglu, V. Conley Perry, Chris DemarestIndependent Advisor AllianceAmeriprise Financial$27506-14-2017
Jason WeaverPurshe Kaplan Sterling InvestmentsAmeriprise Financial$22505-17-2017
Mark YatrosCommonwealth Financial NetworkAmeriprise Financial$11504-21-2017
Tu TranCrosspoint FinancialAmeriprise Financial$11003-15-2017
Michael ColemanLPL FinancialAmeriprise Financial$5803-02-2017
Uwe Schweikert, Doug Weaver, Doug Wheeler, Tom Storrie, Calvin Brown, Phil WinsteadCommonwealth Financial NetworkAmeriprise Financial$28501-20-2017
Steven LandwersiekLPL FinancialAmeriprise Financial$5012-12-2016
James Jones, Steven SmetanaLPL FinancialAmeriprise Financial$6412-09-2016
Joshua Anglin, Thomas Compernolle LPL FinancialAmeriprise Financial$5412-08-2016
Dennis Laird, Donald Lundy, Jogn Pfaudler LPL FinancialAmeriprise Financial$12012-02-2016
Jason Gonter, Michelle Nocito LPL FinancialAmeriprise Financial$6011-29-2016
Jay Champlain, Job Eagleson LPL FinancialAmeriprise Financial$10511-21-2016
Jay ChamplainGolden State Wealth ManagementAmeriprise Financial$12011-14-2016
James LesniewskiLPL FinancialAmeriprise Financial$6009-30-2016
Dana JohnstonLPL FinancialAmeriprise Financial$11309-09-2016
Jay TaylorLPL FinancialAmeriprise Financial$6009-02-2016
Bryan Kupchik, Robert SchultzLPL FinancialAmeriprise Financial$6807-22-2016
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
Next Page »

Showing 1 to 25 of 54 entries

Page 1 | 2 | 3

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.