Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David KatzRaymond JamesAmeriprise Financial$10010-30-2017
Al SeymourIndependent Advisor AllianceAmeriprise Financial$5008-15-2017
Brad Williams, Andy Lipson, Murat Kaptanoglu, V. Conley Perry, Chris DemarestIndependent Advisor AllianceAmeriprise Financial$27506-14-2017
Jason WeaverPurshe Kaplan Sterling InvestmentsAmeriprise Financial$22505-17-2017
Mark YatrosCommonwealth Financial NetworkAmeriprise Financial$11504-21-2017
Tu TranCrosspoint FinancialAmeriprise Financial$11003-15-2017
Michael ColemanLPL Financial Ameriprise Financial$5803-02-2017
Uwe Schweikert, Doug Weaver, Doug Wheeler, Tom Storrie, Calvin Brown, Phil WinsteadCommonwealth FinancialAmeriprise Financial$28501-20-2017
Steven LandwersiekLPL Financial Ameriprise Financial$5012-12-2016
James Jones, Steven SmetanaLPL Financial Ameriprise Financial$6412-09-2016
Joshua Anglin, Thomas Compernolle LPL Financial Ameriprise Financial$5412-08-2016
Dennis Laird, Donald Lundy, Jogn Pfaudler LPL Financial Ameriprise Financial$12012-02-2016
Jason Gonter, Michelle Nocito LPL Financial Ameriprise Financial$6011-29-2016
Jay Champlain, Job Eagleson LPL Financial Ameriprise Financial$10511-21-2016
Jay ChamplainGolden State Wealth ManagementAmeriprise Financial$12011-14-2016
James LesniewskiLPL Financial Ameriprise Financial$6009-30-2016
Dana JohnstonLPL Financial Ameriprise Financial$11309-09-2016
Jay TaylorLPL Financial Ameriprise Financial$6009-02-2016
Bryan Kupchik, Robert SchultzLPL Financial Ameriprise Financial$6807-22-2016
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
John Osterberg, Chad PannellIndependent Advisor AllianceAmeriprise Financial$13504-14-2016
Rick FabyBenjamin F. Edwards & Co.Ameriprise Financial$002-17-2016
Brian Jack, Matt FigueroaPinnacle Peak AdvisorsAmeriprise Financial$20002-01-2016
Kathleen M. Thomas, Tammy Symons, Jayne Veilleux, Stephen Coopersmith, Lisa Morgan, Elizabeth Hellard, Jeanne CaitoRaymond JamesAmeriprise Financial$15002-01-2016
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
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Showing 1 to 25 of 48 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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