Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stacy CliffordLPL FinancialCetera$15312-20-2017
Brian McqueeneyLPL FinancialCetera$5110-16-2017
Peter CoteLPL FinancialCetera$6110-16-2017
Laura Ahl, John Beard, Jeff Bevacqua, Kenneth Brown, Miranda Collingwood, Barbara Cummings, Jeffrey Evans, Toni Frisina, Craig Grenci, Christine Goughnour, Tanya Hoffman, Thomas Jensen, Arthur Laneve, Brian Liptak, Keith Lohm, William McCullough, Michael LPL FinancialCetera$71910-04-2017
Christopher DavisLPL FinancialCetera$8708-24-2017
Christopher FleegleLPL FinancialCetera$8008-14-2017
Viola Bai, Wen Chang, Yu Shuang Chang, Cynthia Chen, Tsunghsin Chen, Vivian Cheung, Yen Chi, Wen Dai, Sharon Ding, Grace Guo, Mei Guo, John Heller, Theodore Hsu, Kitty Hu, David Kang, Shu Yuan Lai, Lydia Lam, Grace Law, Elizabeth Lee, Joseph Lee, Susan LiLPL FinancialCetera$50902-28-2017
Bradley Bakken, Tim Bush, Sean Deichert, Katharine Eggiman, Paul Fleming, Melissa Hexum, Kelly Hubrig, Gregory Johnson, Ryan Johnson, Michael Kobbervig, John Kuhn, Lisa Moe, Cody Reiland, Craig Samuelson, Paula Swanson, Steven Swanson, Tammy Wood LPL FinancialCetera$78002-28-2017
Scott SpragueLPL FinancialCetera$7211-30-2016
John Davis, Darla GreerLPL FinancialCetera$10011-07-2016
Kelly Crane, Earl KnechtLPL FinancialCetera$21310-17-2016
Kelly Crane, Earl Kneckt, Bob LanceLPL FinancialCetera$21310-17-2016
Bradley BowmanLPL FinancialCetera$5010-14-2016
Michael AndriaccioAmeriprise FinancialCetera$7808-26-2016
Nathaniel Running, Paul Burmeister, Mark Fischer, Tyler Hirth, Jonathan Rienstra, Charles TurnerLPL FinancialCetera$24808-02-2016
Ronald ButlerRaymond JamesCetera$40608-02-2016
Steven BrandtLPL FinancialCetera$5307-25-2016
George Ashford, Larry Awbrey, Peter Gregory, Charles TuttLPL FinancialCetera$23607-21-2016
James J. O'BrienAmeriprise FinancialCetera$9207-15-2016
James StottlemyreLPL FinancialCetera$7506-14-2016
George LyLPL FinancialCetera$8006-10-2016
Dennis ClavinCommonwealth Financial NetworkCetera$12006-01-2016
Brian MillerLPL FinancialCetera$6505-23-2016
David BolickIndependent Advisor AllianceCetera$6005-18-2016
John BezdichekLPL FinancialCetera$5005-13-2016
Next Page »

Showing 1 to 25 of 40 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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