Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Heath BartlettAmeriprise FinancialCommonwealth Financial Network$13511-02-2017
Brad Levin, David TracyTriad AdvisorsCommonwealth Financial Network$19003-16-2017
Scott Ellingson, James LoweLPL FinancialCommonwealth Financial Network$13012-15-2016
Jack BuckleyLPL FinancialCommonwealth Financial Network$12012-15-2016
Robert Ellis, William EllisAmeriprise FinancialCommonwealth Financial Network$17009-07-2016
Stephen WendtLPL FinancialCommonwealth Financial Network$35001-25-2016
Raymond SaravitzLPL FinancialCommonwealth Financial Network$001-04-2016
David B. Root, Charles Stout, David Hoffmann, Steve Kohler, Michael Aroesty, Lynne HoffayDynasty Financial PartnersCommonwealth Financial Network$65010-01-2015
Marta L. Shen, A.K. MashhoonRaymond JamesCommonwealth Financial Network$10901-30-2015
John E. LedfordAmeriprise FinancialCommonwealth Financial Network$13809-05-2014
Vance BoucherGirard SecuritiesCommonwealth Financial Network$5501-30-2014
Michael A. RogersLPL FinancialCommonwealth Financial Network$15008-30-2013
John Nicolosi, Carl NicolosiSummit Brokerage ServicesCommonwealth Financial Network$10004-11-2011
Jonathan PriceMorgan Stanley Wealth ManagementCommonwealth Financial Network$15310-28-2010
Stephen Swensen, Philip SwensenSummit Brokerage ServicesCommonwealth Financial Network$3104-28-2010

Showing 1 to 15 of 15 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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