Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Miguel Barbosa, Alfonso Barros, Carlos Rodriguez-Aspirichaga, Juan Calderon, Ricardo MendezUBS Financial ServicesJPMorgan Chase & Co.$30,00003-23-2018
Dale E. ReedBank of America Merrill LynchJPMorgan Chase & Co.$9,00002-26-2018
Dathan LumpkinsWells Fargo AdvisorsJPMorgan Chase & Co.$11101-12-2018
William E. Christian, Tammi A. Lauder, Michael J. Lent, William T. LentFieldpoint PrivateJPMorgan Chase & Co.$70012-18-2017
Damon DozierLPL FinancialJPMorgan Chase & Co.$6511-30-2017
Shalana D. PooleWaddell and ReedJPMorgan Chase & Co.$6611-03-2017
Okita SeviFirst Republic SecuritiesJPMorgan Chase & Co.$40011-03-2017
Jeff Sherman, Arthur KarabelasFirst Republic SecuritiesJPMorgan Chase & Co.$40011-02-2017
Marc ShachtmanHightower AdvisorsJPMorgan Chase & Co.$50010-05-2017
Robert BaileyLPL FinancialJPMorgan Chase & Co.$6109-25-2017
Jack BayerRaymond JamesJPMorgan Chase & Co.$23008-29-2017
Cathy ReedBank of America Merrill LynchJPMorgan Chase & Co.$11305-31-2017
Fernando NicolauBank of America Merrill LynchJPMorgan Chase & Co.$1,00005-30-2017
Agustin De Estrada, Manuel LecourBolton Global CapitalJPMorgan Chase & Co.$20004-05-2017
Donald Fung, Matt Palleschi, John Campbell, Brian BechelliMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$82903-24-2017
Christopher BatesLPL FinancialJPMorgan Chase & Co.$13503-02-2017
Stephen LuzKestra FinancialJPMorgan Chase & Co.$13001-19-2017
Stephen MaganaLPL FinancialJPMorgan Chase & Co.$13012-15-2016
Jeffrey RobinLPL FinancialJPMorgan Chase & Co.$6012-15-2016
John Uriostegui, Rod NakamotoBank of America Merrill LynchJPMorgan Chase & Co.$35011-28-2016
Mario VasquezLPL FinancialJPMorgan Chase & Co.$7411-08-2016
Albert BergerWells Fargo AdvisorsJPMorgan Chase & Co.$10111-04-2016
Karl GrahamLPL FinancialJPMorgan Chase & Co.$6011-01-2016
Chad Dufrene, Wally Gundlach, Chris Kenny, Tris Millard, Jack Rovetto, Benton Turnage, Brian WynneLPL FinancialJPMorgan Chase & Co.$1,40010-27-2016
Robert LenertzLPL FinancialJPMorgan Chase & Co.$8010-18-2016
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Showing 1 to 25 of 89 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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