Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel J. Cotton, Myles Dudley, Michael Carlson, Joseph Siciliano, Brian Dudley, Dick Dudley, Alice M. McElhinneyTriad AdvisorsLPL Financial$75005-31-2018
Tony LaJeunesse, Michelle LaFuente, Erin WozniakCommonwealth Financial NetworkLPL Financial$18003-15-2018
Steve CrawfordKestra FinancialLPL Financial$27003-07-2018
Steve CrawfordKestra FinancialLPL Financial$27003-07-2018
Jim Steffen, Ted ErhartLaSalle St. SecuritiesLPL Financial$13002-16-2018
Wayne WagnerSecurities AmericaLPL Financial$9101-31-2018
Neil BaileyAmeriprise FinancialLPL Financial$18611-30-2017
John Paxton, Daniel F. Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15008-03-2017
James Laschinger, Sean Waggoner, Sarah KeiblerCeteraLPL Financial$6,00008-01-2017
Michael SeeseSecurities AmericaLPL Financial$7106-07-2017
Todd KimpelSecurities AmericaLPL Financial$8106-06-2017
John Paxton, Daniel Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15005-08-2017
Ross LawrenceCeteraLPL Financial$12104-24-2017
Carol Rogers, Omar R. QureshiHightower AdvisorsLPL Financial$20003-27-2017
Vincent MorrisTriad AdvisorsLPL Financial$4,00002-23-2017
Ron CarsonCeteraLPL Financial$2,60001-19-2017
Paul Fischer, Larry NordmannRaymond JamesLPL Financial$11512-28-2016
Larry Silverman, Amy Legate360 Wealth ManagementLPL Financial$6511-01-2016
Leo GotleibKestra FinancialLPL Financial$25010-13-2016
Brett Shane Bernstein, Robert KantorXML Financial GroupLPL Financial$60010-04-2016
Rick Brown, Grant Brown360 Wealth ManagementLPL Financial$6009-29-2016
Chad Keim, Vince Little, Brian OswaldRaymond JamesLPL Financial$30007-28-2016
Bob Coombs, Anthony OrtizWells Fargo AdvisorsLPL Financial$17606-03-2016
Jerry KoebelBerthel FisherLPL Financial$5005-23-2016
Doug Lockwood, Kenneth Roberts, Robert TendlerWells Fargo AdvisorsLPL Financial$38005-04-2016
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Showing 1 to 25 of 109 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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