Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas NolanWells Fargo AdvisorsMorgan Stanley Wealth Management$10003-14-2014
Mark PhillipsWells Fargo AdvisorsMorgan Stanley Wealth Management$12003-14-2014
Gary J. PareseWells Fargo AdvisorsMorgan Stanley Wealth Management$27003-14-2014
Evan Schottenstein JPMorgan Chase & Co.Morgan Stanley Wealth Management$003-10-2014
Barry D. MasciWells Fargo AdvisorsMorgan Stanley Wealth Management$9003-07-2014
Gary BaumgartnerAmeriprise FinancialMorgan Stanley Wealth Management$7402-28-2014
Kim IsaacsonAmeriprise FinancialMorgan Stanley Wealth Management$12202-26-2014
John Lewis, Joe BartholomewBB&T SecuritiesMorgan Stanley Wealth Management$90002-14-2014
Peter J. Walsh, Lisa J. WalshRaymond JamesMorgan Stanley Wealth Management$22502-14-2014
Michael Bromberg, Daniel GerschelBank of America Merrill LynchMorgan Stanley Wealth Management$40002-13-2014
Tim Marwill, Eric WittekRBC Wealth ManagementMorgan Stanley Wealth Management$002-10-2014
John J. Riffle, Patrick Easter, Terry Sherman, Michael RocheRBC Wealth ManagementMorgan Stanley Wealth Management$002-10-2014
Lisbeth L. CherringtonFSC SecuritiesMorgan Stanley Wealth Management$30001-31-2014
Christopher Englebert, Daniel ReitzBeirne Wealth ConsultingMorgan Stanley Wealth Management$25001-22-2014
Michael T. MoriartyHighline Wealth ManagementMorgan Stanley Wealth Management$001-14-2014
Ted SchwabRaymond JamesMorgan Stanley Wealth Management$13012-20-2013
Rick PignoneRaymond JamesMorgan Stanley Wealth Management$24012-20-2013
Seth DiamondJanney Montgomery ScottMorgan Stanley Wealth Management$5812-20-2013

Showing 1 to 18 of 18 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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