Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Martin, Laurie Martin, Brett Brennan, H. Kelly JacksonWoodbury Financial ServicesNational Planning$20003-08-2018
Michael GandetSecurities AmericaNational Planning$22003-07-2018
Wayne WagnerSecurities AmericaNational Planning$17703-07-2018
Bill Evans, Terri SteeleWoodbury Financial ServicesNational Planning$9712-19-2017
Blair HansenKMS Financial ServicesNational Planning$33012-13-2017
Frank BrownWoodbury Financial ServicesNational Planning$34710-18-2017
Stuart Paris, Michael ParisCommonwealth Financial NetworkNational Planning$1,30010-16-2017
Russ Lane, Angie Ford, Andy Massieon, Rob Lane, Steve Adamson, Brian Luther, Grant Lane, Tom Bauer, John Rundle, and Todd AdrianSecurities AmericaNational Planning$34007-17-2017
Erin Lapidus, Jeff LapidusLPL FinancialNational Planning$14009-30-2016
Suthipong ChitrathornLPL FinancialNational Planning$5508-23-2016
Michael GimlinAmeriprise FinancialNational Planning$11707-01-2016
John Moore, Charlene BurkhardtIndependent Advisor AllianceNational Planning$5006-30-2016
Nadine LordIndependent Advisor AllianceNational Planning$5006-29-2016
Lisa RossiLPL FinancialNational Planning$6006-28-2016
Terry WelshIndependent Advisor AllianceNational Planning$5006-22-2016
James P. Benson IICeteraNational Planning$15003-28-2016
Daniel McCarthyRoyal Alliance National Planning$10105-29-2015
Brian P. BeckTriad AdvisorsNational Planning$13311-05-2014
Wayne MaierSecurities AmericaNational Planning$41409-20-2013
Christopher R. Olson, David E. Kuntz, Jarrod B. KittlesonBerthel FisherNational Planning$12004-22-2013
Matthew Hanshaw, Taylor Ranker, Alfred VaranoRoyal AllianceNational Planning$32511-16-2012
Advantage Financial GroupLPL FinancialNational Planning$2,00008-02-2012
David Ortiz & German RamirezInvestacorpNational Planning$6012-01-2011
Ron PurvinesInvestors CapitalNational Planning$20007-01-2011
Stephen KippNPB Financial GroupNational Planning$12409-21-2010

Showing 1 to 25 of 25 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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