Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David PetersonLPL FinancialNext Financial$5807-10-2017
Arthur Farr, Larry Minogue, Richard Arno, Kyle Welker, Scott Kallish, Bob CarterAmeriprise FinancialNext Financial$20203-13-2017
John Gray, Jerri Gray, Jim DriskellInvestacorpNext Financial$9002-04-2013
Sherri Stansbury, Carey StansburyRoyal AllianceNext Financial$23511-30-2012
Joseph Ervolina, Robert Meissner III, Jonathan MillerTransamerica Financial AdvisorsNext Financial$8505-14-2012
William BugdonInvestacorpNext Financial$5011-07-2011
Seasons Financial GroupVSR Financial ServicesNext Financial$6008-31-2010
James Albright, Susan KreuserVSR Financial ServicesNext Financial$15006-28-2010
Rice Brown Financial ServicesUnited Planners Financial Services of AmericaNext Financial$10004-23-2010

Showing 1 to 9 of 9 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.