Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark McGrathAmeriprise FinancialStifel Nicolaus & Co.$14111-16-2017
Robert StansberryWells Fargo AdvisorsStifel Nicolaus & Co.$12506-01-2017
Ken FurstMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$28010-28-2016
Darren Lehrman, Brian Marzulli, Lucille CostaRBC Wealth ManagementStifel Nicolaus & Co.$30009-30-2016
Peter MeizelsJanney Montgomery ScottStifel Nicolaus & Co.$7207-15-2016
Henry BrightwellRaymond JamesStifel Nicolaus & Co.$7006-02-2016
Michael MaherAmeriprise FinancialStifel Nicolaus & Co.$11204-15-2016
Larry Goeas, Leo GoeasRaymond JamesStifel Nicolaus & Co.$1,00002-25-2016
Peter BellLPL FinancialStifel Nicolaus & Co.$5001-11-2016
Brian NetheryRobert W. Baird & Co.Stifel Nicolaus & Co.$14011-06-2015
Gary WhittakerAmeriprise FinancialStifel Nicolaus & Co.$6210-23-2015
Chris PlechyAmeriprise FinancialStifel Nicolaus & Co.$14107-10-2015
Raymond J. PalmerWells Fargo AdvisorsStifel Nicolaus & Co.$14803-26-2015
Darrach BourkeSummit Brokerage ServicesStifel Nicolaus & Co.$12111-25-2014
David GunterRaymond JamesStifel Nicolaus & Co.$19111-20-2014
Michael P. ReeseJanney Montgomery ScottStifel Nicolaus & Co.$008-28-2014
F. William Van Kirk Jr., F. William Van Kirk IIIStratos Wealth PartnersStifel Nicolaus & Co.$10805-29-2014
James M. Pucci (Jim), Jason Pucci, James C. Pucci (Jamie) Raymond JamesStifel Nicolaus & Co.$20003-28-2014
Alex A. GallegoRaymond JamesStifel Nicolaus & Co.$9401-02-2014
Alissa N. CarlossMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$13505-03-2013
Bradley GummowWells Fargo AdvisorsStifel Nicolaus & Co.$10010-25-2012
Allen WilsonWells Fargo AdvisorsStifel Nicolaus & Co.$21208-10-2012
James "Frank" CapeRaymond JamesStifel Nicolaus & Co.$10505-03-2012
Michael Moss, Phil SmolowitzAegis CapitalStifel Nicolaus & Co.$15012-09-2010
Winifred ColemanCarnegie Investment CounselStifel Nicolaus & Co.$3809-24-2010
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Showing 1 to 25 of 26 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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