Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott BowmanWells Fargo Advisors Financial NetworkUBS Financial Services$7209-13-2017
Todd MitchellRBC Wealth ManagementUBS Financial Services$22009-01-2017
Christine CaronaMorgan Stanley Wealth ManagementUBS Financial Services$38807-28-2017
Ronald Kikawa, Karen K.Y. Yasukawa, Gregg Matsuura, Wesley K. Yamamoto, Susanne M. Millard, Paul Yamashita, Kelly Kimura, Reid KobashigawaRaymond JamesUBS Financial Services$3,50006-27-2017
Bob Gehlen, Dave MuchaFirst Republic SecuritiesUBS Financial Services$60006-23-2017
Phil Fiore, Jeff Farrar, Lou Gloria, Tom Gahan, Chris FosterDynasty Financial PartnersUBS Financial Services$8,40006-19-2017
Joseph Gabriele, Paul Vasady-KovacsBank of America Merrill LynchUBS Financial Services$1,00006-02-2017
F. Michael Covey, Thomas Kane, Mark WiktorBank of America Merrill LynchUBS Financial Services$3,00006-02-2017
John MillerWells Fargo AdvisorsUBS Financial Services$11906-01-2017
Jeffrey TolbertRobert W. Baird & Co.UBS Financial Services$17805-16-2017
Donna KaneStifel Nicolaus & Co.UBS Financial Services$10505-12-2017
Ali MandalinciRaymond JamesUBS Financial Services$13005-04-2017
Brad Hamlin, Brad Fine, Carl PestelosJ.P. Morgan Securities LLCUBS Financial Services$40005-03-2017
Michael Nimmo, Christian Nimmo, Rachel NimmoStifel Nicolaus & Co.UBS Financial Services$10004-28-2017
Tracey Schusterman, Rosa MazzoneRBC Wealth ManagementUBS Financial Services$37504-21-2017
John Brewster, Randall BrewsterAmeriprise FinancialUBS Financial Services$26103-10-2017
Mark McAdams, Steve SchwarzbachDynasty Financial PartnersUBS Financial Services$40002-23-2017
Blake PratzDynasty Financial PartnersUBS Financial Services$35002-23-2017
Jeffery Kelly, Brian WohlnerHightower AdvisorsUBS Financial Services$16002-21-2017
Paul L. FeinsteinFirst Republic SecuritiesUBS Financial Services$45002-10-2017
Travis GodleyProspera Financial ServicesUBS Financial Services$15302-09-2017
Thomas DattiloAmeriprise FinancialUBS Financial Services$14702-03-2017
John MaitaAmeriprise FinancialUBS Financial Services$10701-20-2017
Debrah OelkeAmeriprise FinancialUBS Financial Services$11901-13-2017
Debrah OelkeAmeriprise FinancialUBS Financial Services$11901-13-2017
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Showing 1 to 25 of 259 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.