Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Brewster, Randall BrewsterAmeriprise FinancialUBS Financial Services$26103-10-2017
Jeffery Kelly, Brian WohlnerHightower AdvisorsUBS Financial Services$16002-21-2017
Paul L. FeinsteinFirst Republic SecuritiesUBS Financial Services$45002-10-2017
Travis GodleyProspera Financial ServicesUBS Financial Services$15302-09-2017
Thomas DattiloAmeriprise FinancialUBS Financial Services$14702-03-2017
John MaitaAmeriprise FinancialUBS Financial Services$10701-20-2017
Debrah OelkeAmeriprise FinancialUBS Financial Services$11901-13-2017
Debrah OelkeAmeriprise FinancialUBS Financial Services$11901-13-2017
Kevin SmithAmeriprise FinancialUBS Financial Services$7401-12-2017
Greg BowdenWells Fargo AdvisorsUBS Financial Services$5601-10-2017
Roger Berry, Felix Erbring, Ted GrayBank of America Merrill LynchUBS Financial Services$46601-06-2017
Tim McEwenRBC Wealth ManagementUBS Financial Services$30712-15-2016
David DePaulRBC Wealth ManagementUBS Financial Services$31212-08-2016
Jake Falcon, Cory BittnerHightower AdvisorsUBS Financial Services$26012-05-2016
Ed HeckerStifel Nicolaus & Co.UBS Financial Services$6011-10-2016
Harold MacFarland, Tadd Hicks Raymond JamesUBS Financial Services$22010-25-2016
Roger Ingwersen, Todd Ingwersen, Laurie Ingwersen The Harvest Group Wealth ManagementUBS Financial Services$30009-30-2016
Gary Jameson Wells Fargo AdvisorsUBS Financial Services$8009-26-2016
Michael Dadko Janney Montgomery ScottUBS Financial Services$11209-22-2016
Sanjit Khara, James MarcusWells Fargo AdvisorsUBS Financial Services$17309-21-2016
Dean WeaverAmeriprise FinancialUBS Financial Services$26108-26-2016
Larry FowlerWells Fargo AdvisorsUBS Financial Services$13608-22-2016
Harry Lewkowitz, Jeggrey GersenBank of America Merrill LynchUBS Financial Services$50008-04-2016
Jeffrey SchoenfeldBank of America Merrill LynchUBS Financial Services$25008-04-2016
David Morris, Matthew WaldmanStifel Nicolaus & Co.UBS Financial Services$15008-04-2016
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Showing 1 to 25 of 242 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.