Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Boudjouk, Anthony Landi, Deborah Shuster, Kelly AlmonteKestra FinancialUBS Financial Services$34006-07-2018
Ron Lambke, Louis Montana Wells Fargo AdvisorsUBS Financial Services$18005-30-2018
Jennifer Arquilla, David Arquilla Wells Fargo AdvisorsUBS Financial Services$33605-30-2018
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services$48005-24-2018
Dan Strebler, Walt Sokira, Toni FrancisHilliard LyonsUBS Financial Services$23005-11-2018
Tony Urdes, Bianca UrdesStifel Nicolaus & Co.UBS Financial Services$30004-20-2018
Dean HooverRaymond JamesUBS Financial Services$7004-09-2018
Susanna Kim BrackeWells Fargo AdvisorsUBS Financial Services$21704-06-2018
Brian Bova, David Leeds Eustis and Marc OsterPurshe Kaplan Sterling InvestmentsUBS Financial Services$2,00004-06-2018
Ian N. Wilt, Michael Jude ScovicMorgan Stanley Wealth ManagementUBS Financial Services$46303-23-2018
Regina Ruth Onkst, Jim OnkstAmeriprise FinancialUBS Financial Services$11303-09-2018
Richard L. BeanAmeriprise FinancialUBS Financial Services$7702-16-2018
Andrew HutchesonRaymond JamesUBS Financial Services$20002-01-2018
John Hebert, Brandon HebertKestra FinancialUBS Financial Services$6812-29-2017
Michael Zizmer, Newton Jones, Kevin DavidsonRaymond JamesUBS Financial Services$44012-14-2017
James D. SheehanRaymond JamesUBS Financial Services$32712-12-2017
Jason Bratt, David Nanson, Ashley ColvinDynasty Financial PartnersUBS Financial Services$22812-05-2017
David Bernacchia, Darren DeQuatroRaymond JamesUBS Financial Services$25012-05-2017
Mark Santia, Edmund FosterRBC Wealth ManagementUBS Financial Services$36611-30-2017
Bernie L. TownesJanney Montgomery ScottUBS Financial Services$6511-30-2017
Amanda B. GlanzJanney Montgomery ScottUBS Financial Services$5511-30-2017
Ruggero Borletti, Sabrina PrasilBank of America Merrill LynchUBS Financial Services$30311-30-2017
Kurt SylviaJPMorgan Chase & Co.UBS Financial Services$1,20011-30-2017
Richard Edge and John MinsonJPMorgan Chase & Co.UBS Financial Services$60011-30-2017
Timothy WoodsRBC Wealth ManagementUBS Financial Services$25011-21-2017
Next Page »

Showing 1 to 25 of 287 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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