Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James P. DunnRBC Wealth ManagementWells Fargo Advisors$25004-05-2018
Jason HemeonRaymond JamesWells Fargo Advisors$17003-21-2018
Seymour SlatkinRaymond JamesWells Fargo Advisors$14003-15-2018
David OakesProspera Financial ServicesWells Fargo Advisors$5503-13-2018
Katherine Reisfeld, Barbara BoccutoRaymond JamesWells Fargo Advisors$15003-09-2018
Jeramy D. MayJanney Montgomery ScottWells Fargo Advisors$11803-01-2018
James Trimpe, Timothy Stolt, Lori RupeRaymond JamesWells Fargo Advisors$13002-26-2018
Troy HartmanProspera Financial ServicesWells Fargo Advisors$7002-23-2018
Alan Raffer, Sherry Birnbaum, Jeremy RafferRaymond JamesWells Fargo Advisors$17002-23-2018
Brad Frederickson, Jeff FredericksonUBS Financial ServicesWells Fargo Advisors$40002-14-2018
Robert Steven FoxRaymond JamesWells Fargo Advisors$12002-09-2018
Scot Morris, Alex Brand, Alicia Borghi, Barbara Wiltshire, Hasti ThompsonRaymond JamesWells Fargo Advisors$35001-29-2018
Joseph Troy, Robert Caiaze, Adam Reed, James McNairRBC Wealth ManagementWells Fargo Advisors$60001-24-2018
Sarah MarksRaymond JamesWells Fargo Advisors$16001-18-2018
David Garber, William Thompson, Jason WeberRaymond JamesWells Fargo Advisors$15001-18-2018
Robert Battin, Roger Finucan, Todd HankinsSummit Brokerage ServicesWells Fargo Advisors$15001-18-2018
Greg GreenbergStifel Nicolaus & Co.Wells Fargo Advisors$17801-18-2018
Carlton PaceRBC Wealth ManagementWells Fargo Advisors$20001-16-2018
Jeffrey Oliverio Suntrust Investment ServicesWells Fargo Advisors$10001-12-2018
Andrew Egber, Miguel LopezRaymond JamesWells Fargo Advisors$7001-11-2018
Scott SkidmoreLPL FinancialWells Fargo Advisors$7112-21-2017
Lynn BrandenburgBank of America Merrill LynchWells Fargo Advisors$10012-15-2017
Kel Normann, Eric T. Vernon, Murphy Paderick, Miller RobinsRaymond JamesWells Fargo Advisors$80012-14-2017
Keith Holzwarth, Angelo Panoff, Michael Hall Stifel Nicolaus & Co.Wells Fargo Advisors$25012-11-2017
Joseph Bailey VaughanStifel Nicolaus & Co.Wells Fargo Advisors$5412-11-2017
Next Page »

Showing 1 to 25 of 445 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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