Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Lazar, John Bergerson, Morgan IrvinRaymond JamesWells Fargo Advisors$26511-07-2017
Bradford Clinard, Ronald ClinardLPL FinancialWells Fargo Advisors$12809-21-2017
Robert FarmerLPL FinancialWells Fargo Advisors$19208-31-2017
Douglas AllenLPL FinancialWells Fargo Advisors$11908-25-2017
Jesse MillerLPL FinancialWells Fargo Advisors$8808-24-2017
Keith Bock, Mark Downey, Jason Peterson, Janet EmhofRaymond JamesWells Fargo Advisors$30008-03-2017
Shaun MarlineIndependent Advisor AllianceWells Fargo Advisors$5007-26-2017
Charlie Strong, Shane Gaddy, Kelly Lee, Kyle BochatLPL Financial Wells Fargo Advisors$35107-20-2017
John Houchin, James ErnstRaymond JamesWells Fargo Advisors$23007-17-2017
Scott W. Powers, Gregg Powers, Sean C. SillRaymond JamesWells Fargo Advisors$50006-26-2017
Paul Staadeker, Jeremy StaadekerRaymond JamesWells Fargo Advisors$17506-15-2017
Patricia Jeannine TippinsStifel Nicolaus & Co.Wells Fargo Advisors$5606-15-2017
Nathan Sanders Voya Financial Advisors, Inc.Wells Fargo Advisors$16005-30-2017
Louis Bosso, JrWaddell and ReedWells Fargo Advisors$6005-25-2017
Patrick Guinet, Hung Nguyen, Casey BartelsGuardian Financial PartnersWells Fargo Advisors$18005-24-2017
Steven Friedman, Jeremy Friedman Raymond JamesWells Fargo Advisors$13005-23-2017
Jeff Holloway, Sean Harman, Betty Wilson, Amanda Miller, Whitney ScobeeRaymond JamesWells Fargo Advisors$27505-18-2017
Michael EdmondsonIndependent Advisor AllianceWells Fargo Advisors$12005-11-2017
Mark PojednicRaymond JamesWells Fargo Advisors$19405-11-2017
Marcelo Poliak, Pablo Gherardi, Guillermo Guerra, Nicholas CoubroughJefferiesWells Fargo Advisors$1,50005-05-2017
Mark BurnsHightower AdvisorsWells Fargo Advisors$30005-02-2017
Stephen Spector, Peter Frisch Raymond JamesWells Fargo Advisors$45004-27-2017
James Novaria, Nick YetterAmeriprise FinancialWells Fargo Advisors$22204-27-2017
Beth Sweeney, Eric SweeneyRaymond JamesWells Fargo Advisors$8204-27-2017
Scott MathesonAmeriprise FinancialWells Fargo Advisors$7004-26-2017
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Showing 1 to 25 of 371 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.