Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamie SmithJanney Montgomery ScottWells Fargo Advisors Financial Network$5108-16-2017
Josephine StaglianoLPL FinancialWells Fargo Advisors Financial Network$5206-21-2017
Margaret Anderson, Louis MeloneLPL FinancialWells Fargo Advisors Financial Network$5706-20-2017
Michael DevincentisLPL FinancialWells Fargo Advisors Financial Network$5805-26-2017
John O'LearyCapitol SecuritiesWells Fargo Advisors Financial Network$7008-04-2017
Joseph BuddLPL FinancialWells Fargo Advisors Financial Network$7006-20-2017
Jeffrey PollardJanney Montgomery ScottWells Fargo Advisors Financial Network$7001-13-2017
James Ferrie, John BogostaStifel Nicolaus & Co.Wells Fargo Advisors Financial Network$8007-11-2017
Candace DelucaStratos Wealth PartnersWells Fargo Advisors Financial Network$8706-09-2017
David MossJanney Montgomery ScottWells Fargo Advisors Financial Network$9004-24-2017
Timothy Sullivan, Paul Sullivan, Christopher PetersJanney Montgomery ScottWells Fargo Advisors Financial Network$9607-20-2017
Jay TobiasLPL FinancialWells Fargo Advisors Financial Network$9605-01-2017
David SafarianStifel Nicolaus & Co.Wells Fargo Advisors Financial Network$11609-29-2017
Amandus 'Buz' FreyStifel Nicolaus & Co.Wells Fargo Advisors Financial Network$11809-20-2017
Duane Raanes, Brady RaanesRaymond JamesWells Fargo Advisors Financial Network$12807-30-2015
Nicholas Dukas, Jason DukasStifel Nicolaus & Co.Wells Fargo Advisors Financial Network$14008-18-2017
Roger Sullivan, Kyle HawthorneRaymond JamesWells Fargo Advisors Financial Network$14507-21-2017
Ken WilliamsRobert W. Baird & Co.Wells Fargo Advisors Financial Network$15009-18-2017
Paul Sheldon, Jesse SheldonAmeriprise FinancialWells Fargo Advisors Financial Network$19308-11-2017
W. Bowen McRae, Roger Sullivan, Kyle Hawthorne Raymond JamesWells Fargo Advisors Financial Network$20009-05-2017
Bruce Georgi, Gerald BarkleyRBC Wealth ManagementWells Fargo Advisors Financial Network$20508-30-2017
Joseph EschlemanDynasty Financial PartnersWells Fargo Advisors Financial Network$25007-26-2017
Keith Ferguson, Brian Davis, Brian Remson, Allen Ferguson, Jamie MontgomeryRaymond JamesWells Fargo Advisors Financial Network$25011-16-2015
Timothy Sullivan, Paul Sullivan, Christopher PetersJanney Montgomery ScottWells Fargo Advisors Financial Network$28807-20-2017
James Carbonell, Matthew Forrey, Amy CaffeseRBC Wealth ManagementWells Fargo Advisors Financial Network$36508-30-2017
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.