Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay ChamplainGolden State Wealth ManagementAmeriprise Financial$12011-14-2016
James LesniewskiLPL Financial Ameriprise Financial$6009-30-2016
Dana JohnstonLPL Financial Ameriprise Financial$11309-09-2016
Jay TaylorLPL Financial Ameriprise Financial$6009-02-2016
Bryan Kupchik, Robert SchultzLPL Financial Ameriprise Financial$6807-22-2016
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
John Osterberg, Chad PannellIndependent Advisor AllianceAmeriprise Financial$13504-14-2016
Rick FabyBenjamin F. Edwards & Co.Ameriprise Financial$002-17-2016
Brian Jack, Matt FigueroaPinnacle Peak AdvisorsAmeriprise Financial$20002-01-2016
Kathleen M. Thomas, Tammy Symons, Jayne Veilleux, Stephen Coopersmith, Lisa Morgan, Elizabeth Hellard, Jeanne CaitoRaymond JamesAmeriprise Financial$15002-01-2016
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Matthew WarrenLPL FinancialAmeriprise Financial$6511-20-2015
James E. KneeVoya Financial AdvisorsAmeriprise Financial$5511-18-2015
Derek GreeffWaddell and ReedAmeriprise Financial$7111-13-2015
Marc SpechtLPL FinancialAmeriprise Financial$16009-30-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Eric Hans YeagerGradient Capital AdvisorsAmeriprise Financial$5505-26-2015
Mark McCormack, Gary Guglielmello, Eric Riggin, Anthony Lopopolo, Gary Holland, Aaron KohlVoya Financial AdvisorsAmeriprise Financial$32305-01-2015
Jeffrey Kelley, Micah KelleyLPL FinancialAmeriprise Financial$10202-20-2015
Byron EllisUnited CapitalAmeriprise Financial$50012-15-2014
Oliver ErnstSAGE Private Wealth GroupAmeriprise Financial$6008-14-2014
Markus ByrdNFP Advisor Services GroupAmeriprise Financial$5002-20-2014
Jack W. Griffith, Jr., Jack W. Griffith, III, John W. ChapmanJanney Montgomery ScottAmeriprise Financial$10101-30-2014
Rodney A. SimmsGradient Capital AdvisorsAmeriprise Financial$18001-22-2014
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial$012-13-2013
Next Page »

Showing 1 to 25 of 34 entries

Page 1 | 2

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.