Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick FabyBenjamin F. Edwards & Co.Ameriprise Financial$002-17-2016
Brian Jack, Matt FigueroaPinnacle Peak AdvisorsAmeriprise Financial$20002-01-2016
Kathleen M. Thomas, Tammy Symons, Jayne Veilleux, Stephen Coopersmith, Lisa Morgan, Elizabeth Hellard, Jeanne CaitoRaymond JamesAmeriprise Financial$15002-01-2016
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Matthew WarrenLPL FinancialAmeriprise Financial$6511-20-2015
James E. KneeVoya Financial AdvisorsAmeriprise Financial$5511-18-2015
Derek GreeffWaddell and ReedAmeriprise Financial$7111-13-2015
Marc SpechtLPL FinancialAmeriprise Financial$16009-30-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Eric Hans YeagerGradient Capital AdvisorsAmeriprise Financial$5505-26-2015
Mark McCormack, Gary Guglielmello, Eric Riggin, Anthony Lopopolo, Gary Holland, Aaron KohlVoya Financial AdvisorsAmeriprise Financial$32305-01-2015
Jeffrey Kelley, Micah KelleyLPL FinancialAmeriprise Financial$10202-20-2015
Byron EllisUnited CapitalAmeriprise Financial$50012-15-2014
Oliver ErnstSAGE Private Wealth GroupAmeriprise Financial$6008-14-2014
Markus ByrdNFP Advisor Services GroupAmeriprise Financial$5002-20-2014
Jack W. Griffith, Jr., Jack W. Griffith, III, John W. ChapmanJanney Montgomery ScottAmeriprise Financial$10101-30-2014
Rodney A. SimmsGradient Capital AdvisorsAmeriprise Financial$18001-22-2014
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial$012-13-2013
Marguerita M. Cheng, Sameer S. SomalBlue Ocean Global WealthAmeriprise Financial$011-26-2013
John M. Cartolano Jr.LPL FinancialAmeriprise Financial$20009-26-2013
Andrew GonskiLPL FinancialAmeriprise Financial$10007-02-2013
Gary BouchWaddell and ReedAmeriprise Financial$5704-22-2013
Anthony ThurlowInvestors CapitalAmeriprise Financial$5507-11-2012
Robert Coloret, Mark DelmarMorgan Stanley Wealth ManagementAmeriprise Financial$10705-16-2011
Matthew AgeeSummit Brokerage ServicesAmeriprise Financial$3406-18-2010
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.